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Disclosery

13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC

EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-28, with 162 holding rows worth $211,888,004.

Accession
0001420506-23-000816
Filer
CIK 1143261
Filed
2023-04-28
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2023

A holdings report, 162 entries on the cover page, a total value of $211,888,004 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,888,004 with VALUE read as dollars as filed, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
B. RILEY FINANCIAL INC05580M108COM1,246,740$35,394,949dollars as filed
FRANCHISE GROUP INC35180X105COM892,867$24,330,626dollars as filed
ACTVISION BLIZZARD INC00507V109COM283,800$24,290,442dollars as filedput
Tesla Motors, Inc88160R101COM115,600$23,982,376dollars as filedput
ACTVISION BLIZZARD INC00507V109COM140,200$11,999,718dollars as filedcall
ACTVISION BLIZZARD INC00507V109COM109,100$9,337,869dollars as filed
Tesla Motors, Inc88160R101COM35,900$7,447,814dollars as filedcall
OCCIDENTAL PETE CORP WT EXP 080327674599162Stock166,100$6,810,100dollars as filed
VMWARE, INC.928563402CL A COM48,400$6,042,740dollars as filedput
VMWARE, INC.928563402CL A COM39,700$4,956,545dollars as filedcall
GINKGO BIOWORKS HOLDINGS INC37611X100CL A SHS3,645,650$4,848,715dollars as filed
TRAVELCENTERS OF AMERICA INC89421B109COMMON STOCK51,700$4,472,050dollars as filedput
SEAGEN INC81181C104COM20,700$4,191,129dollars as filedcall
AMRYT PHARMA LTD - SPNR ADR03217L106COMMON EQUITY191,500$2,792,070dollars as filedput
ANGEL OAK FINL STRATEGIES IN03464A100COM BEN INT210,039$2,589,781dollars as filed
CANADIAN PACIFIC RAILWAYS13645T100COM28,800$2,215,872dollars as filed
BIOHAVEN LTDG1110E107COM154,300$2,107,738dollars as filedput
AMRYT PHARMA LTD - SPNR ADR03217L106COMMON EQUITY124,806$1,819,671dollars as filed
BABCOCK & WILCOX ENTERPRISES05614L209COM273,487$1,657,331dollars as filed
APPLIED DIGITAL CORP COM NEW038169207Stock683,269$1,530,523dollars as filed
TRAVELCENTERS OF AMERICA INC89421B109COMMON STOCK15,100$1,306,150dollars as filed
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share73,200$1,301,496dollars as filedput
Bluerock Private Real Estate F09631H100COM63,800$1,264,516dollars as filedput
SEAGEN INC81181C104COM6,200$1,255,314dollars as filedput
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share69,200$1,230,376dollars as filed
SPIRIT AIRLS INC848577102COM70,500$1,210,485dollars as filed
SPIRIT AIRLS INC848577102COM70,500$1,210,485dollars as filedput
LILIUM N VN52586109COM1,797,903$1,168,637dollars as filed
FORGEROCK INC34631B101CL A54,200$1,116,520dollars as filedput
CANADIAN PACIFIC RAILWAYS13645T100COM14,400$1,107,936dollars as filedcall
DOUBLEDOWN INTERACTIVE CO LT25862B109ADS131,127$1,046,393dollars as filed
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR15,200$995,904dollars as filedput
ORION S.A.L72967109COM36,893$962,538dollars as filed
PHARMACYTE BIOTECH INC71715X203COM NEW330,694$962,320dollars as filed
TEGNA INC COM87901J105Stock54,600$923,286dollars as filedput
ANGEL OAK MORTGAGE REIT INC COM03464Y108REIT124,829$911,252dollars as filed
TEGNA INC COM87901J105Stock52,800$892,848dollars as filed
CANADIAN PACIFIC RAILWAYS13645T100COM10,000$769,400dollars as filedput
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock17,800$755,966dollars as filedput
MAXAR TECHNOLOGIES INC57778K105COM14,400$735,264dollars as filedput
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock16,400$696,508dollars as filed
Advanced Micro Devices,Inc.007903107COM6,500$637,065dollars as filedput
FORGEROCK INC34631B101CL A29,400$605,640dollars as filed
AEROJET ROCKETDYNE HLDGS INC C007800105COM10,000$561,700dollars as filedcall
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR7,900$517,608dollars as filed
BIOHAVEN LTDG1110E107COM36,050$492,443dollars as filed
SYNCHRONOSS TECHNOLOGIES INC87157B103COM519,980$488,781dollars as filed
THE ARENA GROUP HOLDINGS INC040044109CMN98,663$419,318dollars as filed
PLUG PWR INC72919P202COM NEW25,900$303,548dollars as filed
AEROJET ROCKETDYNE HLDGS INC C007800105COM5,000$280,850dollars as filedput
Alphabet Inc. Reg. Shares C02079K107COM2,500$260,000dollars as filed
LUCID GROUP INC549498103COM30,800$247,632dollars as filed
GAMESTOP CORP36467W109CL A9,000$207,180dollars as filed
MOMENTIVE GLOBAL INC60878Y108COM18,100$168,692dollars as filedcall
RIVIAN AUTOMOTIVE INC COM CL A76954A103Stock10,500$162,540dollars as filed
AMC ENTMT HLDGS INC00165C104CL A COM30,000$150,300dollars as filedput
SUMMIT THERAPEUTICS INC86627T108COM80,900$141,575dollars as filedcall
MOMENTIVE GLOBAL INC60878Y108COM15,000$139,800dollars as filedput
ORIGIN MATERIALS INC68622D106COM28,128$120,107dollars as filed
Bluerock Private Real Estate F09631H100COM5,172$102,509dollars as filed
GREEN PLAINS INC393222104COM3,300$102,267dollars as filed
SEAGEN INC81181C104COM500$101,235dollars as filed
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share5,000$88,900dollars as filedcall
INVESCO DB MULTI-SECTOR COMM46140H106AGRICULTURE FD3,500$71,505dollars as filed
BIOHAVEN LTDG1110E107COM5,000$68,300dollars as filedcall
SUMMIT THERAPEUTICS INC86627T108COM36,100$63,175dollars as filedput
Walt Disney Co254687106COM500$50,065dollars as filed
GAMESTOP CORP36467W109CL A2,100$48,342dollars as filedcall
CVENT HOLDING CORP126677103COM4,600$38,456dollars as filed
CVENT HOLDING CORP126677103COM4,600$38,456dollars as filedput
GCM GROSVENOR INC36831E116W EXP 11/17/20265,000$36,680dollars as filed
MAXAR TECHNOLOGIES INC57778K105COM700$35,742dollars as filed
IMEDIA BRANDS INC452465206COM CL A62,912$32,060dollars as filed
Microsoft Corp594918104COM100$28,830dollars as filed
BRC INC A05601U105COMMON STOCK5,388$27,694dollars as filed
MONEYGRAM INTL INC60935Y208COM NEW2,500$26,050dollars as filedput
MONEYGRAM INTL INC60935Y208COM NEW2,400$25,008dollars as filed
EVE HLDG INC WTS EXP 05/09/20229970n112WT56,021$22,632dollars as filed
iShares TIPS Bond ETF464287176SHS200$22,050dollars as filed
BRC INC A05601U105COMMON STOCK4,000$20,560dollars as filedcall
TEGNA INC COM87901J105Stock1,200$20,292dollars as filedcall
TH INTERNATIONAL LIMITEDG8656L114*W EXP 09/28/20235,100$17,199dollars as filed
MAXAR TECHNOLOGIES INC57778K105COM300$15,318dollars as filedcall
AGILETHOUGHT INC 11.5000EXP01/10/202500857F118WARR40,000$14,800dollars as filed
PROSHARES74347Y839EXCHANGE TRADED3,000$13,950dollars as filed
SUMMIT THERAPEUTICS INC86627T108COM7,200$12,600dollars as filed
BIGBEAR AI HLDGS INC08975B117*W EXP 12/08/20242,660$11,518dollars as filed
TMC THE METALS CO INC87261Y106COMMON STOCK12,300$10,195dollars as filed
MSP RECOVERY INC553745126*W EXP 05/20/202500,000$9,950dollars as filed
Advanced Micro Devices,Inc.007903107COM96$9,409dollars as filed
Jasper Therapeutics Inc W Exp 09/24/202471871111SPAC Combination44,856$8,971dollars as filed
GLOBAL BLUE GROUP HOLDING AGH33700115*W EXP 08/28/20226,803$8,845dollars as filed
ARK ETF TR00214Q104INNOVATION ETF200$8,068dollars as filed
ALPHA TAU MEDICAL LTD WT EXPM0740A116Stock26,900$7,532dollars as filed
Livewire Group Inc W Exp 09/26/20253838J113SPAC Combination30,000$7,200dollars as filed
TEUCRIUM COMMODITY TR88166A508WHEAT FD1,000$7,060dollars as filed
BROOGE ENERGY LTDG1611B115*W EXP 12/20/20273,633$6,811dollars as filed
AMC ENTMT HLDGS INC00165C104CL A COM1,250$6,263dollars as filed
SEASTAR MEDICAL HOLDING CORP81256L112WTS80,700$5,940dollars as filed
INPIXON45790J867COMMON10,000$4,300dollars as filed
SABRE CORP COM78573M104Stock1,000$4,290dollars as filed
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock100$4,247dollars as filedcall
BENSON HILL INC082490103COM3,571$4,107dollars as filed
CELULARITY INC151190113*W EXP 07/16/20267,200$4,032dollars as filed
MONEYLION INC60938K106COM7,000$3,975dollars as filed
OCEANTECH ACQUISITIONS I COR675507115*W EXP 99/99/99963,700$3,937dollars as filed
ADVENT TECHNOLOGIES HOLDNG I00788A113*W EXP 02/03/20230,000$3,894dollars as filed
GORILLA TECHNOLOGY GROUP INCG4000K118*W EXP 99/99/99915,000$3,600dollars as filed
NIOCORP DEVS LTD654484153*W EXP 03/17/2025,000$3,500dollars as filed
BRIDGETOWN HOLDINGS LTDG1355U121*W EXP 09/30/20220,000$3,402dollars as filed
BERKSHIRE GREY INC084656115*W EXP 07/21/20210,000$3,305dollars as filed
BURGERFI INTERNATIONAL INC12122L119*W EXP 12/16/20250,000$3,250dollars as filed
TEMPO AUTOMATION HOLDINGS IN88024M116*W EXP 09/30/20232,000$3,168dollars as filed
CEPTON INC15673X119*W EXP 06/01/20255,800$2,846dollars as filed
SILVERGATE CAP CORP CLASS A82837P408CL A1,675$2,714dollars as filed
ASSET ENTITIES INC CL B NEW04541A105Stock2,000$2,600dollars as filed
ACE GLOBAL BUSINESS ACQU LTDG0083E110*W EXP 02/20/20250,000$2,000dollars as filed
CXAPP INC23248B109CMN975$1,765dollars as filed
ADIT EDTECH ACQUISITION CORP007024110*W EXP 99/99/99922,045$1,764dollars as filed
Sab Biotherapeutics Inc W Exp 10/22/20278397T111SPAC Combination45,000$1,620dollars as filed
MULTIMETAVERSE HOLDINGS LTDG6360J136*W EXP 01/04/20232,314$1,619dollars as filed
OSIRIS ACQUISITION CORP68829A111*W EXP 05/01/20211,900$1,432dollars as filed
SOUNDHOUND AI INC836100115*W EXP 04/26/2024,223$1,415dollars as filed
FAT PROJECTS ACQUISITION CORG3400W110*W EXP 08/31/20220,843$1,094dollars as filed
WAG GROUP CO93042P117WARR10,109$1,073dollars as filed
DANIMER SCIENTIFIC INC236272100COM CL A300$1,035dollars as filed
VIEW INC92671V114*W EXP 03/08/20238,226$963dollars as filed
EVO ACQUISITION CORP30052G116WARR5,396$863dollars as filed
MINORITY EQUALITY OPPORTUNIT60436Q118*W EXP 08/26/20220,000$830dollars as filed
SPY78462F103SHS2$819dollars as filed
OXUS ACQUISITION CORPG6859L121*W EXP 99/99/99915,000$748dollars as filed
PRIVETERRA ACQUISITION CORP876545112*W EXP 01/07/2024,800$744dollars as filed
ZIOPHARM ONCOLOGY INC98973P101COM1,023$644dollars as filed
BED BATH & BEYOND INC075896100COM1,500$641dollars as filed
PONTEM CORPORATIONG71707122WARR3,700$635dollars as filed
DIGITAL MEDIA SOLUTIONS INC25401G114WTS20,000$602dollars as filed
DUNE ACQUISITION CORP265334110*W EXP 10/29/20210,000$600dollars as filed
MONEYLION INC60938K114*W EXP 09/22/20210,000$595dollars as filed
BLUESCAPE OPPORTUNITIES ACQUG1195N113*W EXP 10/28/2024,000$520dollars as filed
7GC & CO HOLDINGS INC81786A115*W EXP 12/28/2025,000$500dollars as filed
PROGRESS ACQUISITION CORP74327P113*W EXP 11/11/20210,000$410dollars as filed
D-WAVE QUANTUM INC26740W117*W EXP 08/05/2025,300$382dollars as filed
Revelation Biosciences Inc W Exp 01/10/20276135L119SPAC Combination20,000$324dollars as filed
HIPPO HLDGS INC433539111*W EXP 08/02/2025,800$324dollars as filed
INNOVATIVE INTL ACQUSITIN COG4809M125*W EXP 07/01/2025,044$303dollars as filed
BUZZFEED INC CL A NEW12430A102Stock263$297dollars as filed
MONTEREY INNOVATION ACQUI CO61240F116*W EXP 09/30/20210,000$270dollars as filed
CF ACQUISITION CORP IV12520T110*W EXP 12/31/2022,500$250dollars as filed
ADTHEORENT HOLDING COMPANY00739D117YW EXP 12/26/2022,000$240dollars as filed
SONDER HOLDINGS INC83542D110*W EXP 01/18/2022,600$187dollars as filed
P3 Health Partners Inc W Exp 11/19/202744413113SPAC Combination2,000$160dollars as filed
Anghami Inc W Exp 02/03/202G0369L119SPAC Combination2,500$125dollars as filed
BENSON HILL INC082490111WT892$78dollars as filed
PRESTO AUTOMATION INC (U.S.)74113T113COM1,600$69dollars as filed
26 Capital Acquisition Corp90138P118Warrant1,000$28dollars as filed
NVIDIA Corp67066G104COM1,300$0dollars as filedputValue filed as zero, left out of ratios.
KBHOME48666K109COM500$0dollars as filedputValue filed as zero, left out of ratios.
ISHARES TR46428743220 YR TR BD ETF1,000$0dollars as filedcallValue filed as zero, left out of ratios.
HORIZON THERAPEUTICS PLCG46188101SHS10,800$0dollars as filedputValue filed as zero, left out of ratios.
HORIZON THERAPEUTICS PLCG46188101SHS7,000$0dollars as filedcallValue filed as zero, left out of ratios.
FIRST REPUBLIC BANK/SAN FRANCI33616C100COM16,700$0dollars as filedputValue filed as zero, left out of ratios.
FIRST REPUBLIC BANK/SAN FRANCI33616C100COM5,200$0dollars as filedcallValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001420506-23-000816this filing2023-04-28acceptance time not in the bulk data set