13F-HR/A filed by Atria Wealth Solutions, Inc.
Atria Wealth Solutions, Inc. filed this 13F-HR/A for the quarter ended 2022-09-30, filed 2023-02-13, with 1,741 holding rows worth $5,784,948,756.
- Accession
- 0001420506-23-000407
- Filer
- CIK 1927543
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, amendment of type restatement, 3,521 entries on the cover page, a total value of $5,784,948,756 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,784,948,756 with VALUE read as dollars as filed, 13F file number 028-22515. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCADARET, GRANT & CO. INC.028-22516
- included managerSCF Investment Advisors, Inc.028-22517
- included managerNEXT Financial Group, Inc028-16263
- included managerCUSO Financial Services L.P. /CA028-22518
- included managerWestern International Securities, Inc.028-22520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,969 | $220,567 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 3,579 | $220,166 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,403 | $219,942 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 29,011 | $219,615 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,727 | $219,033 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 2,195 | $218,842 | dollars as filed | |
| CTS CORP | 126501105 | COM | 5,252 | $218,761 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 7,837 | $218,104 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 6,408 | $218,073 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,290 | $217,634 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 892 | $216,854 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 8,826 | $216,414 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 12,759 | $216,142 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 10,288 | $215,768 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 12,554 | $215,342 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 7,547 | $215,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 5,439 | $213,861 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 3,958 | $213,059 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 12,913 | $212,419 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,760 | $212,136 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 8,622 | $212,024 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,295 | $211,443 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 12,003 | $211,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 6,310 | $211,000 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 34,000 | $210,593 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1,000 | $210,000 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 2,570 | $209,841 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 34,648 | $209,274 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 15,000 | $208,500 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,828 | $207,949 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 5,097 | $207,668 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,841 | $207,484 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 7,247 | $207,337 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 13,022 | $207,310 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 4,278 | $207,160 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,633 | $206,000 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 6,443 | $205,210 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 97,200 | $205,092 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 38,817 | $204,954 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 11,142 | $204,679 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,507 | $204,599 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,334 | $204,520 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 15,015 | $204,308 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 4,500 | $204,300 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 13,879 | $204,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,470 | $203,957 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 19,155 | $203,616 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,606 | $202,773 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 8,658 | $202,598 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,598 | $202,547 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 4,817 | $202,027 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 9,537 | $201,994 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 6,394 | $201,805 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,487 | $201,190 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,655 | $201,183 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 5,193 | $201,125 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 8,072 | $200,743 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,840 | $200,537 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,304 | $198,685 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 18,763 | $198,513 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 13,750 | $197,588 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 28,527 | $196,836 | dollars as filed | |
| NUVEEN GA DIVID | 67072B107 | COM | 20,559 | $196,000 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,921 | $194,978 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 12,215 | $194,955 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 25,000 | $193,500 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 35,250 | $192,000 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 16,922 | $190,880 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,524 | $189,415 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 26,777 | $184,494 | dollars as filed | |
| STEM INC | 85859N102 | COM | 13,767 | $183,652 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,600 | $182,832 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 107,200 | $181,168 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,243 | $181,000 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 27,131 | $178,251 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 14,285 | $176,990 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 10,804 | $175,894 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 28,322 | $175,596 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 61,554 | $172,966 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 16,600 | $171,362 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 10,132 | $169,501 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 52,031 | $168,206 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 15,000 | $167,550 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 15,884 | $162,652 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 10,182 | $161,153 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 14,255 | $159,049 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 44,011 | $156,239 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,060 | $155,495 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,062 | $154,827 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 12,769 | $152,590 | dollars as filed | |
| VS TRUST | 92891H309 | 2X LONG VIX FUT | 10,594 | $148,000 | dollars as filed | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 10,200 | $147,186 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 18,433 | $147,095 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,429 | $146,435 | dollars as filed | |
| ATLAS CORP | Y0436Q109 | COM | 10,500 | $145,950 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 13,900 | $145,693 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 39,144 | $145,616 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 29,130 | $144,778 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 17,400 | $141,636 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 15,703 | $141,168 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 16,610 | $141,000 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 93,100 | $139,650 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,725 | $138,130 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 13,047 | $136,562 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 25,000 | $135,500 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 11,717 | $131,000 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 15,539 | $130,995 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 17,108 | $128,741 | dollars as filed | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 284,493 | $128,022 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,500 | $127,720 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 26,756 | $127,091 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 15,013 | $127,011 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28,000 | $126,560 | dollars as filed | |
| INVACARE CORP | 461203101 | COMMON STOCK | 160,000 | $124,848 | dollars as filed | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 17,050 | $123,954 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 68,720 | $120,947 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 15,630 | $119,097 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,237 | $119,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 25,138 | $118,650 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,000 | $118,416 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,831 | $118,127 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 10,755 | $114,862 | dollars as filed | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 87,836 | $114,187 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,100 | $111,804 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,245 | $111,773 | dollars as filed | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 60,000 | $111,600 | dollars as filed | call |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 12,145 | $111,491 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 17,956 | $110,968 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 61,543 | $110,193 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 19,398 | $109,403 | dollars as filed | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 112,422 | $106,790 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,055 | $106,445 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 16,500 | $106,260 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,069 | $105,602 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 11,846 | $104,600 | dollars as filed | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 20,000 | $103,200 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,275 | $100,695 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 10,000 | $98,900 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 16,283 | $98,024 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,590 | $97,808 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 22,758 | $97,041 | dollars as filed | |
| NULL | 09071M205 | NULL | 104,032 | $96,230 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 21,580 | $95,599 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 24,680 | $94,278 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 10,000 | $93,700 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,385 | $93,557 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 13,500 | $93,555 | dollars as filed | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 20,000 | $93,200 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 12,324 | $93,169 | dollars as filed | |
| BENEFITFOCUS INC | 08180D106 | COM | 14,600 | $92,710 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 10,511 | $91,761 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 26,255 | $89,530 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 15,042 | $89,501 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 14,821 | $89,118 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 23,651 | $88,928 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,798 | $87,664 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,482 | $85,005 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 53,600 | $84,152 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 11,349 | $78,192 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,600 | $78,120 | dollars as filed | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 87,782 | $77,678 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 15,500 | $76,260 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 20,000 | $76,000 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 30,000 | $75,600 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 37,200 | $75,144 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 12,338 | $75,138 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 60,000 | $72,600 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 62,860 | $71,032 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,700 | $70,829 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 16,661 | $70,809 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 32,739 | $69,734 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 40,200 | $69,144 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 19,824 | $69,000 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 15,735 | $68,919 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 23,200 | $67,976 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 34,000 | $66,470 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,900 | $66,283 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 57,542 | $66,173 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,936 | $64,216 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 23,757 | $62,956 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,486 | $62,945 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,556 | $61,866 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 12,000 | $60,480 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 19,895 | $60,083 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 25,200 | $59,724 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 50,020 | $58,023 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 27,000 | $56,700 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 16,200 | $56,376 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,250 | $56,273 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 12,130 | $54,949 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 15,000 | $54,698 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 30,855 | $54,000 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,200 | $53,312 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 131,950 | $52,000 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 28,457 | $51,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 10,128 | $49,121 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 15,000 | $48,600 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 10,200 | $48,246 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 23,100 | $48,048 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,200 | $47,940 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 22,348 | $47,378 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,000 | $43,600 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 14,500 | $43,500 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 50,000 | $42,940 | dollars as filed | |
| NUTRIBAND INC | 67092M208 | COM NEW | 11,590 | $41,608 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 11,215 | $41,000 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 12,275 | $40,385 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 12,874 | $40,167 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 30,271 | $39,958 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,000 | $39,700 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,163 | $38,290 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 10,315 | $36,309 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,258 | $36,000 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 15,000 | $34,050 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,300 | $33,176 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 11,956 | $33,000 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,510 | $32,964 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,036 | $32,563 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 271,472 | $32,520 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 26,225 | $31,995 | dollars as filed | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 24,700 | $26,454 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 42,375 | $25,891 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 39,400 | $25,058 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 67,151 | $24,994 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,801 | $24,409 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 14,333 | $23,936 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 20,000 | $23,800 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 10,480 | $19,388 | dollars as filed | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 17,730 | $19,148 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 17,000 | $18,360 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 15,051 | $17,459 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 33,018 | $17,093 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 10,000 | $15,100 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 14,500 | $13,050 | dollars as filed | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 20,000 | $12,028 | dollars as filed | |
| SIENTRA INC | 82621J105 | COM | 15,500 | $9,920 | dollars as filed | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $9,912 | dollars as filed | |
| AYRO INC | 054748108 | COM | 14,000 | $8,260 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,000 | $2,110 | dollars as filed | |
| JAGUAR HEALTH INC | 47010C607 | COM | 10,000 | $2,000 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 10,000 | $1,521 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-002143 | superseded | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-23-000407 | this filing | 2023-02-13 | acceptance time not in the bulk data set |