Skip to content
Disclosery

13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC

EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-31, with 213 holding rows worth $315,421,146.

Accession
0001420506-23-000181
Filer
CIK 1143261
Filed
2023-01-31
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2022

A holdings report, 213 entries on the cover page, a total value of $315,421,146 stated on the cover page (in dollars after the unit check, H1), rows summing to $315,421,146 with VALUE read as dollars as filed, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
Tesla Motors, Inc88160R101COM386,800$47,646,024dollars as filedcall
B. RILEY FINANCIAL INC05580M108COM1,193,441$40,815,682dollars as filed
FRANCHISE GROUP INC35180X105COM1,172,081$27,918,969dollars as filed
ACTVISION BLIZZARD INC00507V109COM258,500$19,788,175dollars as filedput
SPY78462F103SHS44,202$16,904,171dollars as filed
CANADIAN PACIFIC RAILWAYS13645T100COM159,700$11,912,023dollars as filedput
Tesla Motors, Inc88160R101COM95,300$11,739,054dollars as filedput
ACTVISION BLIZZARD INC00507V109COM125,788$9,629,071dollars as filed
ACTVISION BLIZZARD INC00507V109COM123,300$9,438,615dollars as filedcall
CANADIAN PACIFIC RAILWAYS13645T100COM124,036$9,251,845dollars as filed
TAKE-TWO INTERACTIVE SOFTWARE COM874054109Stock84,900$8,840,637dollars as filedput
VMWARE, INC.928563402CL A COM63,800$7,832,088dollars as filedcall
OCCIDENTAL PETE CORP WT EXP 080327674599162Stock176,300$7,268,849dollars as filed
ISHARES TR CORE S&P 500 ETF464287200SHS18,000$6,915,780dollars as filed
GINKGO BIOWORKS HOLDINGS INC37611X100CL A SHS4,081,452$6,897,654dollars as filed
AFRICAN GOLD ACQUISITION CORG0112R108COM550,692$5,534,455dollars as filed
JAZZ PHARMACEUTICALS PLC SHS USDG50871105Stock28,800$4,588,128dollars as filedput
Tesla Motors, Inc88160R101COM34,384$4,235,421dollars as filed
Bluerock Private Real Estate F09631H100COM172,200$3,669,582dollars as filedput
ORION S.A.L72967109COM191,100$3,403,491dollars as filed
Amazon.com, Inc023135106COM36,000$3,024,000dollars as filed
ANGEL OAK FINL STRATEGIES IN03464A100COM BEN INT210,039$2,690,600dollars as filed
APPLIED DIGITAL CORP COM NEW038169207Stock1,169,700$2,152,248dollars as filed
BIOHAVEN LTDG1110E107COM154,300$2,141,684dollars as filedput
LILIUM N VN52586109COM1,797,903$2,049,609dollars as filed
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share80,500$1,972,250dollars as filedput
BABCOCK & WILCOX ENTERPRISES05614L209COM287,361$1,658,073dollars as filed
INVESCO QQQ TR46090E103COM6,100$1,624,308dollars as filed
CANADIAN PACIFIC RAILWAYS13645T100COM21,100$1,573,849dollars as filedcall
GAMESTOP CORP36467W109CL A75,100$1,386,346dollars as filedcall
SPIRIT AIRLS INC848577102COM70,500$1,373,340dollars as filed
SPIRIT AIRLS INC848577102COM70,500$1,373,340dollars as filedput
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share54,200$1,327,900dollars as filed
Advanced Micro Devices,Inc.007903107COM19,400$1,256,538dollars as filedput
THE ARENA GROUP HOLDINGS INC040044109CMN105,203$1,116,204dollars as filed
DOUBLEDOWN INTERACTIVE CO LT25862B109ADS131,127$1,108,023dollars as filed
ANGEL OAK MORTGAGE REIT INC COM03464Y108REIT229,494$1,085,507dollars as filed
VMWARE, INC.928563402CL A COM8,500$1,043,460dollars as filedput
PHARMACYTE BIOTECH INC71715X203COM NEW330,694$968,933dollars as filed
Advanced Micro Devices,Inc.007903107COM13,324$862,995dollars as filed
PCSB FINL CORP COM69324R104Stock42,752$813,998dollars as filed
SPY78462F103SHS2,100$803,103dollars as filedput
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock17,800$768,960dollars as filedput
PCSB FINL CORP COM69324R104Stock39,100$744,464dollars as filedput
ROOKLINE BANCORP INC DEL11373M107COM51,770$732,546dollars as filed
RESOLUTE FOREST PRODUCTS76117W109COMMON STOCK33,000$712,470dollars as filedcall
TEGNA INC COM87901J105Stock33,400$707,746dollars as filedput
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock15,000$648,000dollars as filed
CREDIT SUISSE GROUP-ADR225401108SPONSORED ADR202,500$615,600dollars as filed
CREDIT SUISSE GROUP-ADR225401108SPONSORED ADR202,500$615,600dollars as filedput
TEGNA INC COM87901J105Stock28,600$606,034dollars as filed
AEROJET ROCKETDYNE HLDGS INC C007800105COM10,000$559,300dollars as filedcall
GREEN PLAINS INC393222104COM17,700$539,850dollars as filed
Apple Inc037833100COM3,886$504,908dollars as filed
Microsoft Corp594918104COM2,000$479,640dollars as filed
JAZZ PHARMACEUTICALS PLC SHS USDG50871105Stock2,688$428,225dollars as filed
Alphabet Inc. Reg. Shares C02079K107COM4,660$413,482dollars as filed
CARVANA CO CL A146869102Stock80,400$381,096dollars as filed
SIGNIFY HEALTH INC82671G100COM12,600$361,116dollars as filedput
TAKE-TWO INTERACTIVE SOFTWARE COM874054109Stock3,396$353,625dollars as filed
1LIFE HEALTHCARE INC68269G107COM21,100$352,581dollars as filedcall
HORIZON THERAPEUTICS PLCG46188101SHS3,000$341,400dollars as filedcall
ATLAS AIR WORLDWIDE HOLDINGS I049164205COM NEW3,300$332,640dollars as filedput
OYSTER POINT PHARMA INC69242L106COMMON STOCK27,800$310,526dollars as filedput
SYNCHRONOSS TECHNOLOGIES INC87157B103COM475,000$293,598dollars as filed
AEROJET ROCKETDYNE HLDGS INC C007800105COM5,000$279,650dollars as filedput
BED BATH & BEYOND INC075896100COM110,300$276,853dollars as filed
PLAYBOY INC72814P109COM90,000$247,500dollars as filed
PLAYBOY INC72814P109COM90,000$247,500dollars as filedput
COHERENT CORP COM19247G107Stock6,700$235,170dollars as filedcall
COHERENT CORP COM19247G107Stock6,654$233,555dollars as filed
Bluerock Private Real Estate F09631H100COM10,924$232,790dollars as filed
SIGNIFY HEALTH INC82671G100COM7,600$217,816dollars as filed
SHOPIFY INC82509L107CL A SUB VTG SHS5,900$204,789dollars as filed
ENERGY TRANSFER L P29273V100COM UT LTD PTN16,670$197,873dollars as filed
ATLAS AIR WORLDWIDE HOLDINGS I049164205COM NEW1,933$194,846dollars as filed
RIVIAN AUTOMOTIVE INC COM CL A76954A103Stock10,500$193,515dollars as filed
OYSTER POINT PHARMA INC69242L106COMMON STOCK17,266$192,861dollars as filed
BIOHAVEN LTDG1110E107COM13,450$186,686dollars as filed
UNISYS CORP909214306COMMON STOCK36,000$183,960dollars as filed
AMC ENTMT HLDGS INC00165C104CL A COM41,000$166,870dollars as filedcall
BIOHAVEN LTDG1110E107COM11,900$165,172dollars as filedcall
ROOKLINE BANCORP INC DEL11373M107COM10,300$145,745dollars as filedcall
ORIGIN MATERIALS INC68622D106COM28,128$129,670dollars as filed
SPIRIT AIRLS INC848577102COM6,500$126,620dollars as filedcall
NVIDIA Corp67066G104COM700$102,298dollars as filed
SURGEPAYS INC86882L204COM NEW14,000$91,840dollars as filedput
ATLAS AIR WORLDWIDE HOLDINGS I049164205COM NEW800$80,640dollars as filedcall
1LIFE HEALTHCARE INC68269G107COM4,600$76,866dollars as filedput
INVESCO DB MULTI-SECTOR COMM46140H106AGRICULTURE FD3,500$70,525dollars as filed
1LIFE HEALTHCARE INC68269G107COM4,050$67,676dollars as filed
TAKE-TWO INTERACTIVE SOFTWARE COM874054109Stock600$62,478dollars as filedcall
COINBASE GLOBAL INC COM CL A19260Q107Stock1,700$60,163dollars as filed
THERAPEUTICSMD INC88338N206COM NEW9,500$53,105dollars as filed
THERAPEUTICSMD INC88338N206COM NEW9,500$53,105dollars as filedput
CLOVER HEALTH INVESTMENTS CO18914F103COMMON STOCK56,557$52,570dollars as filed
Costco Wholesale Corporation22160K105COM114$52,041dollars as filed
FOXO TECHNOLOGIES INC351471107COM CL A136,996$51,921dollars as filed
MONEYLION INC60938K106COM81,400$50,468dollars as filedcall
MARA HOLDINGS INC COM565788106Stock14,700$50,274dollars as filed
BLUEGREEN VACATIONS HLDG COR096308101COM2,000$49,920dollars as filed
GCM GROSVENOR INC36831E116W EXP 11/17/202100,000$44,000dollars as filed
Walt Disney Co254687106COM500$43,440dollars as filed
RESOLUTE FOREST PRODUCTS76117W109COMMON STOCK2,000$43,180dollars as filedput
DOMINARI HOLDINGS INC008875304COM NEW12,900$42,312dollars as filed
IMEDIA BRANDS INC452465206COM CL A62,912$40,264dollars as filed
IROBOT CORP462726100COM600$28,878dollars as filedput
SURGEPAYS INC86882L113*W EXP 10/22/20212,000$28,200dollars as filed
GAMESTOP CORP36467W109CL A1,500$27,690dollars as filed
BRC INC A05601U105COMMON STOCK4,500$27,495dollars as filed
MONEYGRAM INTL INC60935Y208COM NEW2,500$27,225dollars as filedput
NANO DIMENSION LTD63008G203SPONSORD ADS NEW11,600$26,680dollars as filed
MONEYGRAM INTL INC60935Y208COM NEW2,400$26,136dollars as filed
HORIZON THERAPEUTICS PLCG46188101SHS200$22,760dollars as filedput
iShares TIPS Bond ETF464287176SHS200$21,288dollars as filed
ROOKLINE BANCORP INC DEL11373M107COM1,500$21,225dollars as filedput
PROSHARES74347Y839EXCHANGE TRADED3,000$20,580dollars as filed
SMITH MICRO SOFTWARE INC832154207COMMON9,800$20,580dollars as filed
PROSHARES TR74347G416ULTRASHRT S&P500400$18,388dollars as filed
LHC GROUP50187A107COM100$16,169dollars as filed
LHC GROUP50187A107COM100$16,169dollars as filedput
AGILETHOUGHT INC 11.5000EXP01/10/202500857F118WARR40,000$15,984dollars as filed
NANO DIMENSION LTD63008G203SPONSORD ADS NEW6,800$15,640dollars as filedcall
BROOGE ENERGY LTDG1611B115*W EXP 12/20/20273,923$14,785dollars as filed
EVE HLDG INC WTS EXP 05/09/20229970n112WT56,021$14,005dollars as filed
GLOBAL BLUE GROUP HOLDING AGH33700115*W EXP 08/28/20243,490$13,530dollars as filed
SURGEPAYS INC86882L204COM NEW2,000$13,120dollars as filed
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR200$12,998dollars as filedput
CELULARITY INC151190113*W EXP 07/16/202191,420$12,634dollars as filed
MSP RECOVERY INC553745126*W EXP 05/20/202500,000$12,550dollars as filed
TMC THE METALS CO INC87261Y106COMMON STOCK15,500$11,935dollars as filed
MERIDIAN BIOSCIENCE INC589584101COMMON STOCK300$9,963dollars as filed
MERIDIAN BIOSCIENCE INC589584101COMMON STOCK300$9,963dollars as filedput
SABRE CORP COM78573M104Stock1,600$9,888dollars as filed
ALPHA TAU MEDICAL LTD WT EXPM0740A116Stock36,900$9,229dollars as filed
BENSON HILL INC082490103COM3,571$9,106dollars as filed
UWM HOLDINGS CORPORATION91823B117*W EXP 01/21/20267,600$8,450dollars as filed
Livewire Group Inc W Exp 09/26/20253838J113SPAC Combination30,000$8,250dollars as filed
SEASTAR MEDICAL HOLDING CORP81256L112WTS89,050$8,015dollars as filed
TEUCRIUM COMMODITY TR88166A508WHEAT FD1,000$7,980dollars as filed
COHERENT CORP COM19247G107Stock200$7,020dollars as filedput
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR100$6,499dollars as filed
ADVENT TECHNOLOGIES HOLDNG I00788A113*W EXP 02/03/20240,000$6,331dollars as filed
BURGERFI INTERNATIONAL INC12122L119*W EXP 12/16/202134,700$6,331dollars as filed
ARK ETF TR00214Q104INNOVATION ETF200$6,248dollars as filed
TH INTERNATIONAL LIMITEDG8656L114*W EXP 09/28/20250,434$6,057dollars as filed
CEPTON INC15673X119*W EXP 06/01/20261,800$5,259dollars as filed
AMC ENTMT HLDGS INC00165C104CL A COM1,250$5,088dollars as filed
IROBOT CORP462726100COM100$4,813dollars as filed
MONEYLION INC60938K106COM7,000$4,340dollars as filed
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock100$4,320dollars as filedcall
GX ACQUISITION CORP II36260F113*W EXP 03/17/2025,000$3,950dollars as filed
SOUNDHOUND AI INC836100115*W EXP 04/26/20225,000$3,750dollars as filed
VIEW INC92671V114*W EXP 03/08/202100,200$3,437dollars as filed
MODEL PERFORMANCE ACQU CORPG6246M139*W EXP 04/29/20232,314$3,231dollars as filed
OCEANTECH ACQUISITIONS I COR675507115*W EXP 99/99/99963,700$2,484dollars as filed
OUSTER INC68989M111*W EXP 03/11/20226,122$2,482dollars as filed
BRIDGETOWN HOLDINGS LTDG1355U121*W EXP 09/30/20220,000$2,466dollars as filed
WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025186760112WARR64,900$2,265dollars as filed
Sab Biotherapeutics Inc W Exp 10/22/20278397T111SPAC Combination45,000$2,115dollars as filed
DIGITAL MEDIA SOLUTIONS INC25401G114WTS20,000$2,112dollars as filed
ARBE ROBOTICS LTDM1R95N118*W EXP 99/99/99910,000$1,950dollars as filed
BOXED INC103174116WARR50,000$1,950dollars as filed
TEMPO AUTOMATION HOLDINGS IN88024M116*W EXP 09/30/20232,000$1,885dollars as filed
UPHEALTH INC91532B200COM1,000$1,630dollars as filedput
ACE GLOBAL BUSINESS ACQU LTDG0083E110*W EXP 02/20/20250,000$1,555dollars as filed
Jasper Therapeutics Inc W Exp 09/24/202471871111SPAC Combination45,856$1,376dollars as filed
ADIT EDTECH ACQUISITION CORP007024110*W EXP 99/99/99922,045$1,323dollars as filed
MINORITY EQUALITY OPPORTUNIT60436Q118*W EXP 08/26/20220,000$1,300dollars as filed
WAG GROUP CO93042P117WARR10,109$1,247dollars as filed
PRIVETERRA ACQUISITION CORP876545112*W EXP 01/07/2024,800$720dollars as filed
ZIOPHARM ONCOLOGY INC98973P101COM1,023$664dollars as filed
BLUESCAPE OPPORTUNITIES ACQUG1195N113*W EXP 10/28/2024,000$640dollars as filed
PROGRESS ACQUISITION CORP74327P113*W EXP 11/11/20210,000$627dollars as filed
OXUS ACQUISITION CORPG6859L121*W EXP 99/99/99915,000$600dollars as filed
D-WAVE QUANTUM INC26740W117*W EXP 08/05/2025,300$560dollars as filed
DANIMER SCIENTIFIC INC236272100COM CL A300$537dollars as filed
OSIRIS ACQUISITION CORP68829A111*W EXP 05/01/20211,900$536dollars as filed
FOXWAYNE ENTERPRIS AQSTN COR35166L117*W EXP 01/12/2026,300$532dollars as filed
FAT PROJECTS ACQUISITION CORG3400W110*W EXP 08/31/20220,843$521dollars as filed
MONEYLION INC60938K114*W EXP 09/22/20210,000$411dollars as filed
LIGHTNING EMOTORS INC 11.5000EXP05/18/202553228T119WARR9,253$359dollars as filed
7GC & CO HOLDINGS INC81786A115*W EXP 12/28/2025,000$350dollars as filed
RIOT PLATFORMS INC767292105COM100$339dollars as filed
MONTEREY INNOVATION ACQUI CO61240F116*W EXP 09/30/20210,000$325dollars as filed
EVO ACQUISITION CORP30052G116WARR5,396$301dollars as filed
PONTEM CORPORATIONG71707122WARR3,700$296dollars as filed
P3 Health Partners Inc W Exp 11/19/202744413113SPAC Combination2,000$280dollars as filed
Revelation Biosciences Inc W Exp 01/10/20276135L119SPAC Combination20,000$262dollars as filed
26 Capital Acquisition Corp90138P118Warrant1,000$250dollars as filed
BENSON HILL INC082490111WT892$223dollars as filed
ADTHEORENT HOLDING COMPANY00739D117YW EXP 12/26/2022,000$220dollars as filed
SONDER HOLDINGS INC83542D110*W EXP 01/18/2022,600$210dollars as filed
CF ACQUISITION CORP IV12520T110*W EXP 12/31/2022,500$193dollars as filed
HIPPO HLDGS INC433539111*W EXP 08/02/2025,800$186dollars as filed
BUZZFEED INC CL A NEW12430A102Stock263$181dollars as filed
UPHEALTH INC91532B200COM100$163dollars as filed
DUNE ACQUISITION CORP265334110*W EXP 10/29/20210,000$121dollars as filed
COMSOVEREIGN HLDG CORP205650203COM NEW1,400$100dollars as filed
PRESTO AUTOMATION INC (U.S.)74113T113COM1,600$67dollars as filed
Anghami Inc W Exp 02/03/202G0369L119SPAC Combination2,500$65dollars as filed
AUTHENTIC EQUITY ACQUISTN COG06607124*W EXP 01/20/2026,900$24dollars as filed
DEEP LAKE CAPITAL ACQUSTN COG27029118*W EXP 01/04/2024,000$14dollars as filed
MARLIN TECHNOLOGY CORPG58411110WARR4,000$6dollars as filed
BUZZFEED INC12430A110*W EXP 12/03/20287$3dollars as filed
KAIROS ACQUISITION CORPG52110106*W EXP 11/30/20215,000$2dollars as filed
ISHARES TR46428743220 YR TR BD ETF1,000$0dollars as filedcallValue filed as zero, left out of ratios.
MAXAR TECHNOLOGIES INC57778K105COM20,400$0dollars as filedputValue filed as zero, left out of ratios.
SOUTH JERSEY INDUSTRIES INC838518108COM1,600$0dollars as filedcallValue filed as zero, left out of ratios.
STORE CAP CORP862121100COM600$0dollars as filedputValue filed as zero, left out of ratios.
MAGNACHIP SEMICONDUCTOR CORP55933J203CMN6,400$0dollars as filedcallValue filed as zero, left out of ratios.
EVO PMTS INC26927E104CL A COM500$0dollars as filedputValue filed as zero, left out of ratios.
ATLAS CORPY0436Q109COM5,000$0dollars as filedcallValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001420506-23-000181this filing2023-01-31acceptance time not in the bulk data set