13F-HR/A filed by INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2022-12-31, filed 2023-01-30, with 800 holding rows worth $967,476,865.
- Accession
- 0001420506-23-000162
- Filer
- CIK 1818604
- Filed
- 2023-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, amendment of type restatement, 801 entries on the cover page, a total value of $967,476,865 stated on the cover page (in dollars after the unit check, H1), rows summing to $967,476,865 with VALUE read as dollars as filed, 13F file number 028-20301. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 68,831 | $278,766 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,931 | $277,923 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 11,735 | $276,829 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 297,200 | $273,573 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 26,948 | $272,171 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 27,068 | $271,218 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 24,416 | $270,288 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 21,133 | $269,868 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 6,245 | $269,784 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 24,112 | $267,405 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 260,215 | $267,127 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,387 | $266,710 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,672 | $266,024 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,814 | $265,861 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 12,000 | $265,680 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 32,718 | $265,674 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 73,081 | $265,286 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,581 | $263,221 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,167 | $262,651 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 25,305 | $261,909 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 27,598 | $261,629 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 5,628 | $261,268 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,022 | $259,982 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 11,101 | $259,206 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 7,434 | $257,142 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 8,300 | $257,136 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 5,649 | $257,047 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 135,923 | $256,618 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 234,000 | $255,706 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 44,437 | $255,511 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 3,739 | $252,682 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,506 | $251,487 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 6,593 | $250,790 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 5,124 | $250,512 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 12,232 | $250,447 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 11,178 | $249,828 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,950 | $249,069 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,315 | $248,495 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,373 | $248,373 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 12,674 | $248,157 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 8,261 | $247,747 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 7,834 | $246,781 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,114 | $246,328 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 885 | $245,074 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 27,042 | $244,462 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 126,000 | $244,440 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,871 | $243,021 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 231,783 | $242,987 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,124 | $242,868 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 10,900 | $242,852 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 986 | $242,803 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 23,909 | $242,676 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,567 | $242,074 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,801 | $241,740 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 20,955 | $240,983 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 694 | $240,410 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,113 | $238,798 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 2,866 | $238,599 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,175 | $238,347 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,619 | $238,152 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 2,060 | $238,090 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 50,544 | $238,062 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,413 | $238,040 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 36,504 | $237,279 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 6,248 | $237,234 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 5,308 | $236,618 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,719 | $236,421 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 27,000 | $236,250 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,265 | $235,168 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 999 | $235,115 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 20,776 | $234,353 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 14,833 | $233,766 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 3,662 | $233,599 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 46,489 | $233,376 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 16,550 | $233,355 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,549 | $232,025 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,544 | $231,570 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 9,342 | $231,028 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 53,009 | $229,313 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,655 | $226,078 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,290 | $225,345 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,538 | $224,586 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 48,590 | $224,486 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 6,926 | $224,398 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,792 | $223,854 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 788 | $223,605 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 24,695 | $222,996 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,165 | $222,132 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 9,653 | $222,019 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,594 | $221,054 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,511 | $220,525 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 4,418 | $219,197 | dollars as filed | |
| LGL GROUP INC | 50186A108 | COM | 54,000 | $218,700 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 17,857 | $218,570 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 12,697 | $218,265 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,158 | $217,494 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 257,719 | $217,167 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 4,751 | $214,793 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 12,473 | $214,281 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 4,450 | $212,392 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 8,794 | $212,380 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 40,606 | $211,963 | dollars as filed | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 27,000 | $211,410 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 5,957 | $210,582 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,009 | $210,179 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 27,502 | $210,036 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 7,297 | $209,856 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,620 | $209,767 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 4,128 | $209,451 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 11,473 | $209,161 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 24,515 | $208,777 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 444 | $208,267 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 13,223 | $207,998 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 2,436 | $207,864 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,635 | $206,606 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 18,555 | $206,516 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 45,259 | $206,381 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,245 | $206,003 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 4,554 | $205,158 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 147 | $203,961 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,983 | $203,892 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 5,425 | $201,674 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 5,635 | $200,944 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 14,931 | $190,818 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 19,942 | $190,052 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 18,211 | $189,212 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,144 | $187,331 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,018 | $187,027 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 14,021 | $185,358 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 103,550 | $185,355 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 10,347 | $184,177 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,398 | $183,184 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,504 | $182,946 | dollars as filed | |
| STEM INC | 85859N102 | COM | 19,815 | $177,146 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,300 | $176,013 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 15,169 | $175,809 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 45,749 | $175,217 | dollars as filed | |
| ENETI INC | Y2294C107 | COM | 17,341 | $174,277 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 18,099 | $172,483 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 20,826 | $170,148 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 26,065 | $169,787 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 20,356 | $168,141 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 14,674 | $168,013 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 50,185 | $163,603 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 95,500 | $163,305 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 31,812 | $162,878 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 13,718 | $162,833 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 37,000 | $162,431 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 16,151 | $162,156 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 19,190 | $160,428 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 21,467 | $159,446 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 103,180 | $158,334 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| JETBLUE AWYS CORP | 477143101 | COM | 24,177 | $156,667 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 12,631 | $155,867 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 18,000 | $155,340 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 178,000 | $154,718 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 19,050 | $154,220 | dollars as filed | |
| FISERV INC | 337738108 | COM | 11,419 | $152,897 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 12,676 | $152,619 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,621 | $152,268 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 26,634 | $151,812 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 19,340 | $150,854 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 18,314 | $148,530 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 157,747 | $148,251 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 18,700 | $145,673 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 11,626 | $145,092 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 12,827 | $144,684 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 23,025 | $144,597 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 13,331 | $144,510 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 17,480 | $142,462 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 12,615 | $141,162 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 12,307 | $140,177 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,076 | $138,254 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 26,591 | $137,829 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 22,575 | $137,827 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 22,240 | $137,443 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 11,110 | $137,094 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 22,652 | $132,848 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 28,806 | $132,220 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,366 | $131,699 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 28,360 | $131,591 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 11,762 | $130,793 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 16,466 | $130,740 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 11,313 | $129,990 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 11,541 | $129,836 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,392 | $125,402 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,574 | $124,305 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 26,606 | $123,174 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 27,341 | $122,050 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 70,937 | $121,087 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 25,413 | $120,201 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 112,000 | $117,600 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,182 | $117,527 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 110,300 | $115,608 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 18,000 | $115,020 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 45,487 | $114,115 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 11,150 | $113,953 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 11,279 | $112,846 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 90,450 | $111,942 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 28,735 | $110,349 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 11,176 | $109,525 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 21,629 | $109,479 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 17,800 | $109,470 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,854 | $107,202 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 32,059 | $106,115 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,193 | $104,580 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 110,125 | $103,740 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 20,347 | $101,076 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,094 | $101,070 | dollars as filed | |
| BALL CORP | 058498106 | COM | 60,826 | $100,442 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 18,628 | $99,288 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 15,906 | $99,094 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 90,000 | $99,000 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 10,473 | $96,037 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 48,203 | $95,705 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10,137 | $93,463 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 17,929 | $90,901 | dollars as filed | |
| ELECTROCORE INC | 28531P103 | COM | 349,575 | $89,736 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 25,731 | $88,509 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 23,119 | $83,691 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 35,000 | $82,250 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 12,600 | $82,152 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 10,500 | $81,585 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 10,792 | $80,454 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,433 | $78,447 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 67,000 | $77,050 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 11,600 | $76,908 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 10,407 | $75,867 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 72,000 | $69,867 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 54,201 | $69,491 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 12,202 | $69,185 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 14,123 | $67,790 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 52,257 | $67,153 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 17,370 | $67,082 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 22,830 | $59,883 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 13,595 | $58,730 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 65,000 | $58,565 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 15,912 | $57,920 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 18,500 | $57,720 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 21,366 | $57,475 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 48,542 | $56,309 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 11,150 | $56,229 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,500 | $55,335 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 16,900 | $54,249 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 60,000 | $53,550 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 18,021 | $50,999 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,537 | $49,581 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 10,061 | $47,934 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 39,370 | $47,244 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 11,550 | $47,240 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 11,000 | $46,750 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 20,139 | $43,977 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 19,371 | $43,438 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 10,848 | $42,916 | dollars as filed | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 77,167 | $42,596 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 36,160 | $41,174 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,350 | $40,520 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 18,454 | $40,243 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 48,830 | $40,041 | dollars as filed | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 61,756 | $39,524 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 15,535 | $39,459 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,937 | $39,047 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 16,084 | $38,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 21,622 | $36,541 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 11,475 | $35,563 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,930 | $35,170 | dollars as filed | |
| ENERGY FOCUS INC | 29268T409 | COM | 107,250 | $33,784 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 20,000 | $33,600 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 14,354 | $33,158 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 24,900 | $32,569 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 21,000 | $32,130 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 82,115 | $28,921 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 15,700 | $28,103 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 11,279 | $27,295 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 13,250 | $26,765 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 25,109 | $26,711 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 12,000 | $24,720 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 24,087 | $24,609 | dollars as filed | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 14,400 | $23,760 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 17,470 | $23,759 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 19,015 | $20,224 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 28,696 | $17,513 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 65,916 | $17,165 | dollars as filed | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 20,000 | $16,775 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 59,301 | $16,308 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 28,450 | $16,143 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 11,600 | $13,804 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 13,099 | $11,431 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,335 | $9,550 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,053 | $9,275 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 15,350 | $9,267 | dollars as filed | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 15,000 | $8,700 | dollars as filed | |
| BEST INC | 08653C502 | SPONSORED ADS | 10,956 | $6,026 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 66,200 | $5,071 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,000 | $4,416 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,000 | $1,630 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 23,400 | $1,231 | dollars as filed | |
| JAGUAR HEALTH INC | 47010C607 | COM | 12,133 | $1,054 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 14,400 | $792 | dollars as filed | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 21,600 | $378 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-000099 | superseded | 2023-01-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-23-000162 | this filing | 2023-01-30 | acceptance time not in the bulk data set |