13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-24, with 1,261 holding rows worth $2,797,154,483.
- Accession
- 0001420506-23-000098
- Filer
- CIK 1449126
- Filed
- 2023-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 1,261 entries on the cover page, a total value of $2,797,154,483 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,797,154,483 with VALUE read as dollars as filed, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 11,675 | $274,618 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 13,278 | $273,925 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,533 | $273,442 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 4,482 | $272,909 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 11,240 | $272,847 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 15,136 | $272,302 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 9,661 | $272,060 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,290 | $271,951 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 8,835 | $270,553 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 3,277 | $270,254 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,579 | $269,355 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 14,584 | $269,085 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,458 | $268,921 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 9,388 | $267,198 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,777 | $266,177 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 8,592 | $265,949 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 19,148 | $265,774 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 5,579 | $264,110 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 1,965 | $263,114 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 12,402 | $262,942 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 948 | $262,520 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 24,598 | $261,971 | dollars as filed | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 9,195 | $261,376 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 33,466 | $261,376 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 8,514 | $260,202 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,526 | $259,206 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,296 | $258,174 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 22,619 | $257,630 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,202 | $257,582 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 60,178 | $256,360 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 11,478 | $256,193 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,720 | $255,640 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,616 | $254,687 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,418 | $254,519 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 7,126 | $254,139 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 11,496 | $253,616 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,881 | $253,597 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,021 | $253,574 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 6,134 | $253,312 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,169 | $253,016 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,851 | $252,467 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 23,844 | $251,558 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y756 | LADDERED ALC BFR | 10,898 | $251,041 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 8,087 | $250,622 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 10,259 | $249,091 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 19,786 | $248,714 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 10,469 | $247,592 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,158 | $247,484 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 14,130 | $247,134 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 21,459 | $246,565 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 13,115 | $246,439 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 4,924 | $245,905 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,643 | $245,882 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 7,150 | $245,774 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 14,045 | $244,670 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,491 | $243,954 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 3,464 | $242,861 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 7,889 | $241,824 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,557 | $241,060 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,972 | $240,816 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,266 | $239,478 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,762 | $239,362 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,351 | $238,963 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 23,404 | $238,496 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,020 | $238,485 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 12,309 | $238,302 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,397 | $238,235 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 5,916 | $238,119 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 5,821 | $237,521 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,214 | $237,249 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,116 | $236,620 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,639 | $235,885 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 2,638 | $235,169 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 2,729 | $235,049 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 9,483 | $234,916 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 2,581 | $234,613 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 100 | $234,587 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,634 | $234,394 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 4,778 | $233,977 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,746 | $233,728 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,256 | $231,492 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 15,572 | $231,246 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 21,255 | $230,833 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,516 | $229,997 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 25,507 | $229,822 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,044 | $229,640 | dollars as filed | |
| IN8BIO INC | 45674E109 | COM | 99,150 | $229,037 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 9,599 | $228,859 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 8,066 | $228,681 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 4,848 | $226,307 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 9,510 | $226,053 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 6,452 | $225,930 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,740 | $225,838 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,382 | $225,767 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 28,484 | $225,594 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,715 | $225,157 | dollars as filed | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 12,954 | $223,197 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 711 | $221,593 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B642 | APTUS ENHANCED | 8,802 | $220,666 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 16,063 | $220,224 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,350 | $219,960 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 4,248 | $218,772 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 3,841 | $218,483 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,616 | $218,408 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 8,802 | $217,145 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 46,658 | $215,560 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 6,407 | $214,442 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P462 | BRAN DYN CAP ETF | 18,727 | $214,412 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 10,122 | $214,289 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 8,722 | $213,705 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,089 | $213,673 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,422 | $213,594 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 29,155 | $211,964 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 5,466 | $210,750 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,278 | $210,606 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 11,460 | $209,718 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 23,886 | $207,575 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 3,944 | $207,262 | dollars as filed | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 5,820 | $206,816 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,528 | $206,369 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 14,566 | $205,381 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 25,548 | $204,384 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 27,126 | $203,448 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 5,870 | $203,424 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 3,847 | $203,006 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 5,862 | $202,726 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,122 | $201,930 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 6,598 | $201,665 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 16,235 | $200,838 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,755 | $200,624 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,976 | $200,154 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 11,940 | $199,651 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 38,719 | $196,307 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,840 | $195,941 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 67,833 | $194,002 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,748 | $193,575 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 17,375 | $192,699 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 17,271 | $191,538 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,424 | $190,908 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,546 | $189,617 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 14,506 | $187,127 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,089 | $186,970 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,466 | $186,507 | dollars as filed | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 13,776 | $180,744 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,618 | $179,629 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 16,028 | $178,717 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 10,374 | $175,335 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 175,000 | $174,353 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,135 | $172,006 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,670 | $171,290 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,475 | $170,191 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,500 | $169,260 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 32,270 | $168,451 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 12,007 | $167,019 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,547 | $166,625 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 14,689 | $165,694 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 13,288 | $161,981 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,017 | $159,887 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 10,500 | $159,495 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,522 | $158,875 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 10,354 | $156,567 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 14,422 | $153,739 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,277 | $152,691 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 19,326 | $152,490 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 11,657 | $147,694 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 23,222 | $144,209 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 20,200 | $142,814 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 12,902 | $141,800 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,826 | $139,224 | dollars as filed | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 302,550 | $138,568 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 40,602 | $137,644 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 116,300 | $137,234 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 11,270 | $136,821 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 41,891 | $134,470 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,058 | $131,842 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 20,675 | $128,599 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,483 | $122,968 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 15,723 | $122,644 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,221 | $121,119 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 127,700 | $117,548 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 10,217 | $117,504 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 18,066 | $115,984 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,702 | $115,060 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 29,527 | $113,089 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 24,475 | $112,830 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 12,704 | $112,685 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 16,642 | $112,500 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 12,767 | $110,821 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 20,056 | $110,313 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 39,350 | $109,393 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 18,166 | $108,088 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 27,650 | $107,836 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,170 | $107,336 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,653 | $106,677 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 100,891 | $105,936 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 17,300 | $104,492 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,201 | $103,438 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 14,600 | $102,930 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 14,382 | $100,537 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,000 | $99,900 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 17,030 | $99,796 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 36,736 | $96,617 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,360 | $94,751 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,239 | $92,765 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 32,133 | $89,973 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 10,998 | $89,636 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 15,741 | $89,255 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,086 | $88,563 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 10,429 | $84,892 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 17,409 | $79,389 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,373 | $78,318 | dollars as filed | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 134,977 | $74,494 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,995 | $74,462 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 15,000 | $73,800 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 33,209 | $71,731 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 16,031 | $71,659 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 10,564 | $71,418 | dollars as filed | |
| HARBOR CUSTOM | 41150T207 | PFD | 10,800 | $69,660 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 26,853 | $69,281 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 10,702 | $66,678 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 11,858 | $62,718 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 19,620 | $61,216 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 57,500 | $60,950 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,885 | $56,567 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 21,010 | $56,517 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 11,050 | $56,024 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,480 | $51,694 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 51,000 | $48,578 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,365 | $47,579 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 36,000 | $45,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,331 | $42,665 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 11,068 | $39,846 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 47,775 | $37,260 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 45,981 | $36,785 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 14,250 | $32,919 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 18,500 | $32,190 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 45,363 | $31,754 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 20,025 | $20,025 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 10,722 | $19,943 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 15,402 | $19,253 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 12,437 | $19,029 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 21,395 | $18,950 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,730 | $18,026 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 81,750 | $13,325 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 29,000 | $12,180 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 29,284 | $10,314 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,700 | $9,946 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,400 | $9,608 | dollars as filed | |
| HELIOGEN INC | 42329E105 | COM | 11,433 | $7,983 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 18,503 | $6,859 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 12,037 | $6,830 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 10,500 | $5,121 | dollars as filed | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 32,000 | $3,536 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754874 | COM | 16,996 | $3,212 | dollars as filed | |
| OPGEN INC | 68373L307 | COM | 17,500 | $2,468 | dollars as filed | |
| REEDS INC COM | 758338107 | Stock | 29,565 | $2,064 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 16,420 | $903 | dollars as filed | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 20,000 | $750 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 27,500 | $476 | dollars as filed | call |
| VERTEX ENERGY INC | 92534K107 | COM | 11,500 | $71 | dollars as filed | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 12,500 | $35 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-000098 | this filing | 2023-01-24 | acceptance time not in the bulk data set |