13F-HR filed by Ground Swell Capital, LLC
Ground Swell Capital, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 95 holding rows worth $35,149,000.
- Accession
- 0001420506-22-002287
- Filer
- CIK 1534450
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 95 entries on the cover page, a total value of $35,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,149,000 with VALUE read as thousands by filing date, 13F file number 028-16253. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 59,931 | $6,140,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,080 | $1,531,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 3,180 | $1,412,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,948 | $1,327,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,426 | $1,279,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 8,527 | $1,144,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,141 | $1,110,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,209 | $897,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 11,687 | $869,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,200 | $849,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,994 | $828,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,479 | $787,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,497 | $771,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,944 | $686,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 19,595 | $539,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,910 | $515,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 11,621 | $484,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,216 | $471,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,744 | $438,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 8,501 | $410,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,013 | $372,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,418 | $370,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,334 | $367,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 901 | $362,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 6,346 | $359,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 5,393 | $345,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,830 | $341,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,288 | $337,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,575 | $309,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,272 | $306,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,508 | $305,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,587 | $302,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,294 | $294,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,391 | $292,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,199 | $285,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,189 | $278,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,879 | $260,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 65 | $259,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,856 | $249,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,586 | $243,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,363 | $240,000 | thousands by filing date | |
| WOLFSPEED INC | 977852102 | COM | 2,273 | $235,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,119 | $234,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,610 | $232,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 4,103 | $227,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,443 | $223,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 16,009 | $223,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 321 | $221,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,081 | $221,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,790 | $218,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,244 | $217,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,293 | $216,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,953 | $214,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,427 | $210,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 667 | $209,000 | thousands by filing date | |
| IJH | 464287507 | COM | 949 | $208,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,703 | $206,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,525 | $205,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 773 | $204,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,293 | $202,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 947 | $201,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,819 | $201,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,067 | $200,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,493 | $200,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,958 | $186,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 11,517 | $143,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 20,787 | $116,000 | thousands by filing date | |
| QUOIN PHARMACEUTICALS LTD | 74907L201 | SPONSORED ADS | 36,630 | $82,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,535 | $74,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,154 | $71,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 10,088 | $64,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 20,130 | $44,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 27,850 | $39,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,082 | $36,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 17,704 | $32,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 11,199 | $30,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,200 | $28,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 42,509 | $28,000 | thousands by filing date | |
| LOCAFY LIMITED SHS NEW | Q56120100 | Stock | 67,228 | $26,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 11,639 | $25,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 19,437 | $24,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 57,837 | $24,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 22,979 | $22,000 | thousands by filing date | |
| COMERA LIFE SCIENCES HLDGS I | 20037C108 | COM | 13,553 | $22,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 15,000 | $21,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 10,239 | $20,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,044 | $20,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 25,445 | $19,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 162,666 | $16,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 25,300 | $11,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 15,388 | $10,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 10,378 | $9,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 11,875 | $7,000 | thousands by filing date | |
| EZFILL HOLDINGS INC | 302314208 | COM NEW | 11,102 | $7,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 13,028 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-002287 | this filing | 2022-11-14 | acceptance time not in the bulk data set |