13F-HR filed by Altium Capital Management LLC
Altium Capital Management LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 134 holding rows worth $272,757,000.
- Accession
- 0001420506-22-002182
- Filer
- CIK 1746382
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 134 entries on the cover page, a total value of $272,757,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $272,757,000 with VALUE read as thousands by filing date, 13F file number 028-20820. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BELLUS HEALTH INC NEW | 07987C204 | COM | 1,132,000 | $11,954,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 525,000 | $10,322,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 160,000 | $8,266,000 | thousands by filing date | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021103 | COM | 735,000 | $7,343,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 2,883,710 | $7,007,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,750,000 | $6,125,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 268,000 | $5,773,000 | thousands by filing date | |
| GUARDANT HEALTH INC | 40131M909 | COM | 100,000 | $5,383,000 | thousands by filing date | call |
| NOCTURNE ACQUISITION CORP | G6580S114 | ORDINARY SHARES | 500,000 | $5,165,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 97,000 | $5,164,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 140,000 | $4,767,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 100,000 | $4,653,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 6,246,291 | $4,496,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 215,000 | $4,491,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 659,869 | $4,421,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 553,000 | $4,258,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 22,000 | $4,197,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 170,000 | $4,165,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 404,000 | $4,129,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 750,000 | $4,095,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 445,000 | $4,023,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 400,000 | $4,008,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 195,000 | $3,990,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 4,149,262 | $3,838,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 17,000 | $3,824,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 17,000 | $3,711,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 280,000 | $3,576,000 | thousands by filing date | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 50,000 | $3,574,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 66,000 | $3,553,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 186,000 | $3,549,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 146,000 | $3,545,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 296,000 | $3,478,000 | thousands by filing date | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 81,000 | $3,358,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 440,000 | $3,313,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 88,000 | $3,311,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 75,000 | $3,287,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 342,000 | $2,989,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 64,000 | $2,982,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 42,000 | $2,954,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 167,000 | $2,916,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 3,000,000 | $2,550,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 254,000 | $2,540,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 427,000 | $2,485,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 150,000 | $2,450,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 68,000 | $2,396,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 225,000 | $2,250,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 125,000 | $2,243,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 995,500 | $2,220,000 | thousands by filing date | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 115,000 | $2,159,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 517,133 | $2,146,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 150,000 | $2,133,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 12,000 | $2,128,000 | thousands by filing date | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 140,000 | $2,037,000 | thousands by filing date | |
| TG VENTURE ACQUISITION CORP | 87251T208 | UNIT 08/15/2028 | 200,000 | $2,020,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 19,000 | $2,018,000 | thousands by filing date | |
| LAKESHORE ACQUISITION II COR | G5352N105 | ORDINARY SHARES | 200,000 | $2,016,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 200,000 | $1,994,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 105,000 | $1,970,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 116,000 | $1,858,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 80,000 | $1,856,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 900,000 | $1,854,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 193,000 | $1,806,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 224,541 | $1,776,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,276,948 | $1,775,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 4,270,000 | $1,687,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 221,000 | $1,666,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 1,066,157 | $1,642,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 135,000 | $1,617,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 60,000 | $1,565,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 70,000 | $1,563,000 | thousands by filing date | |
| DIGITAL HEALTH ACQUISITION C | 253893200 | UNIT 11/02/2026 | 150,000 | $1,545,000 | thousands by filing date | |
| AULT DISRUPTIVE TECHS CORP | 05150A104 | COM | 150,000 | $1,512,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N121 | *W EXP 07/16/202 | 227,000 | $1,171,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 95,000 | $1,047,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 320,000 | $1,024,000 | thousands by filing date | |
| INDUSTRIAL HUMAN CAPITAL INC | 45617P104 | CMN | 100,000 | $1,015,000 | thousands by filing date | |
| WESTERN ACQSTN VENTURES CORP | 95758L206 | UNIT 09/01/2026 | 100,000 | $1,010,000 | thousands by filing date | |
| RELATIVITY ACQUISITION CORP | 75944B205 | UNIT 02/10/2027 | 100,000 | $1,008,000 | thousands by filing date | |
| MURPHY CANYON ACQUISITION CO | 626642201 | UNIT 01/25/2027 | 100,000 | $1,004,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 100,000 | $1,002,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005106 | COM | 100,000 | $993,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 100,000 | $993,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 100,000 | $991,000 | thousands by filing date | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 35,000 | $985,000 | thousands by filing date | |
| RENOVACOR INC | 75989E106 | COM | 388,845 | $980,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 51,000 | $846,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 85,000 | $835,000 | thousands by filing date | |
| CLENE INC | 185634952 | COMMON STOCK | 281,500 | $788,000 | thousands by filing date | put |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 6,103,824 | $763,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J952 | COM | 18,200 | $674,000 | thousands by filing date | put |
| SADOT GROUP INC | 627333107 | COM | 1,771,331 | $666,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 60,876 | $562,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 5,643,007 | $559,000 | thousands by filing date | |
| GSR II METEORA ACQUISITN COR | 36263W204 | UNIT 02/24/2027 | 50,000 | $514,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 50,000 | $488,000 | thousands by filing date | |
| PEPGEN INC COM | 713317105 | Stock | 40,000 | $363,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 2,840,000 | $321,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 8,500 | $315,000 | thousands by filing date | |
| WEARABLE DEVICES LTD | M97838110 | *W EXP 09/14/202 | 1,411,600 | $295,000 | thousands by filing date | |
| AMYLYX PHARMACEUTICALS INC | 03237H951 | COM | 9,000 | $253,000 | thousands by filing date | put |
| Benitec Biopharma, Inc. | 08205P100 | common | 658,796 | $245,000 | thousands by filing date | |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 67,798 | $165,000 | thousands by filing date | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 15,788 | $144,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 1,095,957 | $121,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 652,173 | $120,000 | thousands by filing date | |
| TC BIOPHARM HOLDINGS PLC | 87807D111 | *W EXP 02/10/202 | 941,176 | $118,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | *W EXP 10/07/202 | 650,000 | $114,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 10,000 | $99,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 600,000 | $91,000 | thousands by filing date | |
| NEXGEL INC | 65344E115 | *W EXP 12/27/202 | 225,000 | $68,000 | thousands by filing date | |
| INNOVATIVE EYEWEAR INC | 45791D117 | *W EXP 08/16/202 | 150,000 | $60,000 | thousands by filing date | |
| Cingulate Inc W Exp 12/10/202 | 17248W113 | Warrant | 270,000 | $59,000 | thousands by filing date | |
| Renovacor Inc | 75989E114 | Warrant | 731,561 | $58,000 | thousands by filing date | |
| BRUUSH ORAL CARE INC | 11750K120 | *W EXP 08/03/202 | 120,193 | $52,000 | thousands by filing date | |
| DIRECT DIGITAL HOLDINGS INC | 25461T113 | *W EXP 02/15/202 | 180,000 | $49,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 200,000 | $43,000 | thousands by filing date | |
| NEXERA TECHNOLOGIES LTD | M61472110 | *W EXP 08/26/202 | 240,385 | $40,000 | thousands by filing date | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 250,000 | $38,000 | thousands by filing date | |
| ONFOLIO HOLDINGS INC | 68277K124 | *W EXP 01/02/202 | 200,000 | $30,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521111 | *W EXP 07/15/202 | 150,000 | $30,000 | thousands by filing date | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021111 | *W EXP 10/01/202 | 367,500 | $27,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S106 | RIGHT 12/26/2025 | 500,000 | $22,000 | thousands by filing date | |
| NEXALIN TECHNOLOGY INC | 65345B110 | *W EXP 99/99/999 | 105,000 | $19,000 | thousands by filing date | |
| SURROZEN INC | 86889P117 | *W EXP 08/01/203 | 82,233 | $15,000 | thousands by filing date | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 150,000 | $7,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 50,000 | $5,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 133,333 | $5,000 | thousands by filing date | |
| WTS AULT DISRUPTIVE TECHNOLOGI | 05150a112 | WT | 112,500 | $5,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W114 | *W EXP 04/19/202 | 50,000 | $3,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 28,333 | $2,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 16,666 | $2,000 | thousands by filing date | |
| INDUSTRIAL HUMAN CAPITAL INC | 45617P112 | WTS | 100,000 | $2,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T124 | WTS | 84,666 | $2,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 75,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-002182 | this filing | 2022-11-14 | acceptance time not in the bulk data set |