13F-HR filed by Aequim Alternative Investments LP
Aequim Alternative Investments LP filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 135 holding rows worth $3,460,014,000.
- Accession
- 0001420506-22-002168
- Filer
- CIK 1728201
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 135 entries on the cover page, a total value of $3,460,014,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,460,014,000 with VALUE read as thousands by filing date, 13F file number 028-19295. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PG&E CORP | 69331C140 | CONV | 1,595,100 | $182,224,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 2,263,262 | $180,465,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 2,107,448 | $160,928,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 71,226,000 | $132,231,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 92,500,000 | $123,765,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 3,000,000 | $118,860,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 62,500,000 | $108,281,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 77,461,000 | $94,051,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 90,400,000 | $92,298,000 | thousands by filing date | principal |
| EQT CORP COM | 26884L109 | Stock | 2,249,500 | $91,667,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 38,163,000 | $86,105,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 1,158,784 | $84,968,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 85,000,000 | $77,648,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 75,500,000 | $76,784,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 70,000,000 | $69,825,000 | thousands by filing date | principal |
| NISOURCE INC | 65473P121 | CONV | 640,000 | $64,378,000 | thousands by filing date | |
| CLOUDFLARE INC | 18915MAB3 | NOTE 0.750% 5/1 | 38,000,000 | $61,204,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 72,000,000 | $61,092,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAN2 | NOTE 3/1 | 65,500,000 | $60,288,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 70,000,000 | $56,963,000 | thousands by filing date | principal |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 83,500,000 | $56,787,000 | thousands by filing date | principal |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 50,000,000 | $50,575,000 | thousands by filing date | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 65,000,000 | $47,626,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 51,000,000 | $46,002,000 | thousands by filing date | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 57,900,000 | $45,741,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC | 29355AAF4 | BOND | 12,950,000 | $44,393,000 | thousands by filing date | principal |
| CNX RES CORP COM | 12653C108 | Stock | 2,664,801 | $41,384,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 157,800 | $40,758,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 25,000,000 | $38,413,000 | thousands by filing date | principal |
| CLARIVATE PLC | G21810208 | CONV | 900,000 | $38,376,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 31,800,000 | $37,922,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 56,500,000 | $37,347,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 725,000 | $36,091,000 | thousands by filing date | |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 450,000 | $32,121,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 39,000,000 | $31,746,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 35,000,000 | $30,701,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 25,000,000 | $29,588,000 | thousands by filing date | principal |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 435,000 | $28,967,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 28,500,000 | $27,231,000 | thousands by filing date | principal |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 32,500,000 | $26,731,000 | thousands by filing date | principal |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 312,000 | $24,882,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 24,000,000 | $23,340,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 2,064,800 | $23,126,000 | thousands by filing date | |
| RBC BEARINGS INC | 75524B203 | CONV | 220,000 | $22,878,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 23,500,000 | $22,161,000 | thousands by filing date | principal |
| VERADIGM INC | 01988PAF5 | BOND | 16,500,000 | $21,038,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 23,000,000 | $20,556,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 10,000,000 | $19,735,000 | thousands by filing date | principal |
| AVALARA INC | 05338GAB2 | NOTE 0.250% 8/0 | 20,000,000 | $19,440,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 17,000,000 | $18,862,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 19,000,000 | $18,371,000 | thousands by filing date | principal |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 24,500,000 | $17,836,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 17,500,000 | $17,584,000 | thousands by filing date | principal |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 21,500,000 | $17,533,000 | thousands by filing date | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 20,500,000 | $16,399,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 20,000,000 | $16,000,000 | thousands by filing date | principal |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 18,000,000 | $15,960,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 20,000,000 | $15,836,000 | thousands by filing date | principal |
| AES CORP COM | 00130H105 | Stock | 700,000 | $15,820,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 180,000 | $15,561,000 | thousands by filing date | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 18,500,000 | $15,438,000 | thousands by filing date | principal |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 20,000,000 | $14,704,000 | thousands by filing date | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 31,000,000 | $13,755,000 | thousands by filing date | principal |
| CUTERA INC | 232109AB4 | NOTE 2.250% 3/1 | 8,855,000 | $13,658,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 250,000 | $12,535,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 15,000,000 | $12,338,000 | thousands by filing date | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 15,000,000 | $11,378,000 | thousands by filing date | principal |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 926,700 | $11,222,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 45,400 | $10,116,000 | thousands by filing date | |
| COHERENT CORP | 19247G206 | CONV | 60,000 | $9,388,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 9,600,000 | $9,379,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 5,000,000 | $8,345,000 | thousands by filing date | principal |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 10,500,000 | $8,143,000 | thousands by filing date | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 106,900 | $7,947,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 7,850,000 | $7,821,000 | thousands by filing date | principal |
| BURLINGTON STORES INC COM | 122017106 | Stock | 69,400 | $7,765,000 | thousands by filing date | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 1,098,900 | $7,473,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 7,330,000 | $7,238,000 | thousands by filing date | principal |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 10,000,000 | $6,975,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 7,500,000 | $6,938,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 7,500,000 | $6,309,000 | thousands by filing date | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 8,000,000 | $6,288,000 | thousands by filing date | principal |
| ZIFF DAVIS INC | 48123V102 | COM | 90,600 | $6,204,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 8,000,000 | $6,188,000 | thousands by filing date | principal |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 150,000 | $5,681,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 6,300,000 | $5,289,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 300,000 | $5,184,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 6,000,000 | $4,100,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 4,000,000 | $3,948,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 4,123,000 | $3,749,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 5,000,000 | $3,682,000 | thousands by filing date | principal |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 4,250,000 | $3,653,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 2,190 | $3,599,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 4,129,000 | $3,494,000 | thousands by filing date | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 2,500,000 | $3,196,000 | thousands by filing date | principal |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 48,600 | $3,134,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 117,300 | $3,108,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 3,500,000 | $3,059,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 3,000,000 | $2,949,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 3,500,000 | $2,709,000 | thousands by filing date | principal |
| MP MATERIALS CORP | 553368101 | COM CL A | 96,000 | $2,621,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 108,100 | $2,604,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 2,500,000 | $2,445,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 2,500,000 | $2,345,000 | thousands by filing date | principal |
| WOLFSPEED INC | 977852102 | COM | 22,000 | $2,274,000 | thousands by filing date | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 2,500,000 | $2,029,000 | thousands by filing date | principal |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 2,500,000 | $2,008,000 | thousands by filing date | principal |
| POST HOLDINGS PARTNERING COR | 737465104 | COM | 200,000 | $1,938,000 | thousands by filing date | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 2,500,000 | $1,911,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 1,943,000 | $1,763,000 | thousands by filing date | principal |
| EVO ACQUISITION CORP | 30052G108 | COM CL A | 150,000 | $1,475,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 50,000 | $1,284,000 | thousands by filing date | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 1,500,000 | $1,262,000 | thousands by filing date | principal |
| CHEGG INC | 163092109 | COM | 58,200 | $1,226,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 14,000 | $1,187,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 15,300 | $1,159,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 100,000 | $980,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 6,600 | $880,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 112,500 | $794,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 55,000 | $741,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 26,500 | $735,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 252,741 | $685,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 30,000 | $494,000 | thousands by filing date | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 414,191 | $398,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 50,000 | $367,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 40,000 | $276,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 20,000 | $259,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 243,290 | $144,000 | thousands by filing date | |
| AHPAW US 06 Apr 26 C11.5 | G07247128 | *W EXP 04/06/202 | 237,600 | $107,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 49,393 | $41,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 250,000 | $25,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 200,000 | $13,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 100,000 | $12,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 150,000 | $6,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R113 | *W EXP 01/13/202 | 82,917 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-002168 | this filing | 2022-11-14 | acceptance time not in the bulk data set |