13F-HR filed by Atria Wealth Solutions, Inc.
Atria Wealth Solutions, Inc. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 1,858 holding rows worth $6,269,238,000.
- Accession
- 0001420506-22-002143
- Filer
- CIK 1927543
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 3,819 entries on the cover page, a total value of $6,269,238,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,269,238,000 with VALUE read as thousands by filing date, 13F file number 028-22515. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCADARET, GRANT & CO. INC.
- included managerSCF Investment Advisors, Inc.
- included managerNEXT Financial Group, Inc
- included managerCUSO Financial Services L.P. /CA
- included managerWestern International Securities, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXONENTERPRISEINC | 05464C101 | STOK | 2,098 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 9,383 | $243,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,723 | $242,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,510 | $242,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 10,960 | $242,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 5,557 | $242,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 900 | $241,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 3,094 | $241,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,000 | $241,000 | thousands by filing date | call |
| NUVEEN GA DIVID | 67072B107 | COM | 22,291 | $241,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 16,834 | $240,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 126,550 | $240,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,811 | $239,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 1,747 | $239,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 10,981 | $239,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 25,000 | $238,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 14,348 | $238,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 9,759 | $238,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,702 | $237,000 | thousands by filing date | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 14,736 | $237,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 21,730 | $237,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 9,791 | $237,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 5,290 | $237,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 5,536 | $236,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,543 | $236,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,819 | $236,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 30,400 | $236,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 26,700 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 8,819 | $235,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 750 | $234,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 49,953 | $234,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 20,432 | $234,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 6,772 | $234,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 9,000 | $234,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 4,504 | $234,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 861 | $233,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,434 | $233,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,126 | $233,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 27,340 | $233,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 28,759 | $232,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,313 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,271 | $232,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,426 | $231,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,382 | $230,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 29,718 | $230,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 6,544 | $229,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 15,292 | $229,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,652 | $229,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 27,622 | $229,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 6,150 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,414 | $229,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 18,327 | $229,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,862 | $227,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 13,879 | $227,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 20,599 | $227,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 10,251 | $227,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 430,299 | $227,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 27,279 | $226,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 918 | $226,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,650 | $225,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,448 | $225,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 7,000 | $225,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,689 | $224,000 | thousands by filing date | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 10,733 | $224,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 5,899 | $224,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 7,649 | $224,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 19,922 | $224,000 | thousands by filing date | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 7,107 | $224,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 5,058 | $223,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,608 | $223,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,621 | $222,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,035 | $222,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,996 | $222,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 7,764 | $221,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 8,410 | $221,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,579 | $220,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 9,793 | $220,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 29,011 | $220,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,403 | $220,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 3,530 | $220,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,727 | $219,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 5,252 | $219,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,195 | $219,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,290 | $218,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 7,837 | $218,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 6,408 | $218,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 7,833 | $218,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 6,949 | $218,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 892 | $217,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 12,759 | $216,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 8,826 | $216,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 10,288 | $216,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 2,701 | $215,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 12,554 | $215,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,657 | $214,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 5,439 | $214,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 3,958 | $213,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 13,105 | $213,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 12,913 | $212,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,760 | $212,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 8,622 | $212,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,295 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 30,745 | $211,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,507 | $210,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 2,570 | $210,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 7,792 | $210,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1,000 | $210,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 15,000 | $209,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 34,648 | $209,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,505 | $208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,828 | $208,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 5,097 | $208,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,841 | $207,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 7,247 | $207,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 4,278 | $207,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 8,510 | $207,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 10,137 | $206,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 2,885 | $206,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 5,635 | $205,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 6,443 | $205,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,507 | $205,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,334 | $205,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 97,200 | $205,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 38,817 | $205,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 7,200 | $205,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 11,142 | $205,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 15,015 | $204,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 4,500 | $204,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 19,155 | $204,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,606 | $203,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 9,537 | $202,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,817 | $202,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 950 | $202,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 8,921 | $202,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,477 | $202,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 6,394 | $202,000 | thousands by filing date | |
| LISTED FDS TR | 53656F755 | TRUESHARES STRUC | 7,766 | $202,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,193 | $201,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,655 | $201,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,840 | $201,000 | thousands by filing date | |
| LISTED FD TR | 53656F748 | TRUESHARES STRUC | 8,316 | $201,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,304 | $199,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 18,763 | $199,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 13,750 | $198,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 28,527 | $197,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 31,737 | $196,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,921 | $195,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 12,215 | $195,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 25,000 | $194,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 16,922 | $191,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,524 | $189,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,000 | $188,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 26,777 | $184,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 13,767 | $184,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,842 | $184,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 28,502 | $184,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 17,764 | $183,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,600 | $183,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 12,000 | $182,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 107,200 | $181,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 17,563 | $180,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 27,131 | $178,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 14,285 | $177,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 10,804 | $176,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 19,688 | $174,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 61,554 | $173,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 16,600 | $171,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,132 | $170,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 52,031 | $169,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 15,000 | $168,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 35,902 | $168,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 15,884 | $163,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,182 | $161,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 32,020 | $160,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 12,684 | $160,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 20,921 | $160,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 14,255 | $159,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 44,011 | $156,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,062 | $155,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,060 | $155,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 12,769 | $153,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 18,433 | $147,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 10,200 | $147,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 39,144 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 13,900 | $146,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,429 | $146,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 10,500 | $146,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 29,130 | $145,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,164 | $143,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 17,400 | $142,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 15,703 | $141,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 93,100 | $140,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 33,535 | $139,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,725 | $138,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 13,047 | $137,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,532 | $137,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 25,000 | $136,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 10,500 | $133,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 15,539 | $131,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 17,108 | $129,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,500 | $128,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 284,493 | $128,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28,000 | $127,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 26,756 | $127,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 15,013 | $127,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 34,069 | $125,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 160,000 | $125,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 17,050 | $124,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 38,408 | $121,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 68,720 | $121,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 15,630 | $119,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 25,138 | $119,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,831 | $118,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,000 | $118,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 10,755 | $115,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 87,836 | $114,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 458,534 | $113,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,245 | $112,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 60,000 | $112,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,100 | $112,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 12,145 | $111,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 17,956 | $111,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 61,543 | $110,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 19,398 | $109,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 68,908 | $108,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 112,422 | $107,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,055 | $106,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,069 | $106,000 | thousands by filing date | |
| ALGOMA STL GROUP INC | 015658107 | COM | 16,500 | $106,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 13,947 | $105,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 11,846 | $105,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 20,000 | $103,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,275 | $101,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 10,000 | $99,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 16,283 | $98,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,590 | $98,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 22,758 | $97,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 21,580 | $96,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 104,032 | $96,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 24,680 | $94,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,385 | $94,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 13,500 | $94,000 | thousands by filing date | |
| TDCX INC | 87190U100 | ADR | 10,000 | $94,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 34,588 | $93,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 12,324 | $93,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 14,600 | $93,000 | thousands by filing date | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 20,000 | $93,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 34,874 | $92,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 10,511 | $92,000 | thousands by filing date | |
| Global X Blockchain ETF | 37954Y160 | ETF | 15,695 | $92,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 26,255 | $90,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 14,821 | $89,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,798 | $88,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,482 | $85,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 53,600 | $84,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 60,100 | $83,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 11,349 | $78,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,600 | $78,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 152,800 | $78,000 | thousands by filing date | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 87,782 | $78,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 15,500 | $76,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 20,000 | $76,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 30,000 | $76,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 12,338 | $75,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 37,200 | $75,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 60,000 | $73,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 12,000 | $73,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,700 | $71,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 16,661 | $71,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 62,860 | $71,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 32,739 | $70,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 15,735 | $69,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 40,200 | $69,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 23,200 | $68,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,900 | $66,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 33,037 | $66,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 34,000 | $66,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 57,542 | $66,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 14,015 | $65,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 11,037 | $65,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,936 | $64,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,486 | $63,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,556 | $62,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 25,200 | $60,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 12,000 | $60,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 19,895 | $60,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,878 | $58,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 30,855 | $58,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 50,020 | $58,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 27,000 | $57,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,250 | $56,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 16,200 | $56,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 15,000 | $55,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,200 | $53,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 25,000 | $53,000 | thousands by filing date | call |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 10,128 | $49,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 15,000 | $49,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 23,100 | $48,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,200 | $48,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 348,457 | $48,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 10,200 | $48,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 22,348 | $47,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 25,849 | $46,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,296 | $45,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,000 | $44,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 14,500 | $44,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 50,000 | $43,000 | thousands by filing date | |
| NUTRIBAND INC | 67092M208 | COM NEW | 11,590 | $42,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 10,218 | $40,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,000 | $40,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 12,275 | $40,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 11,612 | $40,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 30,271 | $40,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 35,000 | $39,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,163 | $38,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 11,118 | $37,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 20,000 | $37,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 10,315 | $36,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 15,000 | $34,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,036 | $33,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,300 | $33,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,510 | $33,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,279 | $32,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 26,225 | $32,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 54,016 | $31,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 14,600 | $27,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 42,375 | $26,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 24,700 | $26,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 54,250 | $25,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 67,151 | $25,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 35,000 | $25,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 39,400 | $25,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,801 | $24,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 20,000 | $24,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 14,333 | $24,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 10,040 | $21,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 11,840 | $19,000 | thousands by filing date | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 10,480 | $19,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 17,730 | $19,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 14,100 | $19,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 17,000 | $18,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 33,018 | $17,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 15,051 | $17,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 20,000 | $16,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 10,000 | $15,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 14,500 | $13,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 20,000 | $12,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 10,000 | $10,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $10,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 16,155 | $10,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 15,500 | $10,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 14,000 | $8,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 25,916 | $5,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 10,500 | $4,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 10,000 | $3,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,000 | $2,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 10,000 | $2,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 56,684 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-002143 | this filing | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-23-000407 | base | 2023-02-13 | acceptance time not in the bulk data set |