13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC
EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-11, with 292 holding rows worth $379,567,000.
- Accession
- 0001420506-22-001850
- Filer
- CIK 1143261
- Filed
- 2022-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 292 entries on the cover page, a total value of $379,567,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,567,000 with VALUE read as thousands by filing date, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| B. RILEY FINANCIAL INC | 05580M108 | COM | 1,271,112 | $56,590,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 187,100 | $28,284,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 76,302 | $27,254,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 894,007 | $21,724,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 242,700 | $18,042,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 94,350 | $14,263,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 159,700 | $10,655,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 136,177 | $10,123,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 93,600 | $9,725,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 84,900 | $9,254,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 124,992 | $8,339,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 99,600 | $7,404,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 548,488 | $7,322,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 2,286,265 | $7,133,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 176,300 | $6,985,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 28,200 | $6,821,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 105,300 | $6,672,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 59,800 | $6,366,000 | thousands by filing date | call |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 222,300 | $5,947,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 54,300 | $5,642,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 550,692 | $5,452,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 22,400 | $5,418,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 173,800 | $4,778,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 100,000 | $4,452,000 | thousands by filing date | put |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 337,529 | $4,422,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 57,700 | $3,929,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 28,800 | $3,839,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 125,800 | $3,458,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P109 | COM CL A | 294,310 | $2,911,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 210,754 | $2,824,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 103,257 | $2,762,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 16,600 | $2,509,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 80,200 | $2,331,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 2,700 | $2,266,000 | thousands by filing date | put |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 1,332,551 | $2,265,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 88,700 | $2,229,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 33,932 | $2,150,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 312,964 | $2,056,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 149,300 | $1,789,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 71,600 | $1,640,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 242,640 | $1,548,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 52,300 | $1,547,000 | thousands by filing date | put |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 84,200 | $1,444,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 188,668 | $1,424,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 21,100 | $1,408,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 58,300 | $1,335,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 70,500 | $1,327,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 70,500 | $1,327,000 | thousands by filing date | put |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 131,127 | $1,210,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 15,900 | $1,210,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 63,100 | $1,097,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 8,500 | $961,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 13,800 | $940,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 31,700 | $879,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 12,200 | $831,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 117,750 | $821,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 330,694 | $794,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,100 | $789,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 27,300 | $757,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 17,100 | $751,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 115,400 | $703,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 33,000 | $660,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 14,500 | $637,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 496,700 | $566,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,300 | $551,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 26,400 | $546,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 4,700 | $531,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 6,757 | $514,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,500 | $509,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 23,600 | $488,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G108 | COM CL A | 47,600 | $469,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 22,416 | $440,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,200 | $416,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,000 | $377,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3,368 | $367,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 12,600 | $367,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 3,400 | $362,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,688 | $358,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 19,600 | $341,000 | thousands by filing date | |
| COHERENT CORP COM | 19247G107 | Stock | 9,200 | $321,000 | thousands by filing date | call |
| LHC GROUP | 50187A107 | COM | 1,900 | $311,000 | thousands by filing date | put |
| ALLEGHANY CORP DEL | 017175100 | COM | 368 | $309,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 15,500 | $292,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 3,000 | $283,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 17,800 | $281,000 | thousands by filing date | put |
| FOXO TECHNOLOGIES INC | 351471107 | COM CL A | 217,526 | $278,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 38,381 | $276,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22,300 | $250,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,500 | $245,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,400 | $226,000 | thousands by filing date | call |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 20,072 | $206,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,500 | $197,000 | thousands by filing date | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,900 | $187,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 10,300 | $187,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 9,100 | $182,000 | thousands by filing date | call |
| COHERENT CORP COM | 19247G107 | Stock | 5,009 | $175,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 101,857 | $173,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 16,400 | $170,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 16,400 | $170,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 3,800 | $167,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 10,600 | $160,000 | thousands by filing date | call |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 2,000 | $151,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 6,600 | $150,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 64,880 | $147,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 28,128 | $145,000 | thousands by filing date | |
| COHERENT CORP COM | 19247G107 | Stock | 4,000 | $139,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,488 | $137,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 56,507 | $135,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 4,900 | $135,000 | thousands by filing date | call |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 6,700 | $134,000 | thousands by filing date | |
| DOMINARI HOLDINGS INC | 008875304 | COM NEW | 18,800 | $129,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 11,500 | $119,000 | thousands by filing date | put |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 5,900 | $118,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 4,100 | $114,000 | thousands by filing date | call |
| SOS LIMITED | 83587W205 | ADR | 26,990 | $111,000 | thousands by filing date | |
| Bluerock Private Real Estate F | 09631H100 | COM | 4,835 | $98,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 4,900 | $98,000 | thousands by filing date | put |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 5,600 | $96,000 | thousands by filing date | put |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 9,742 | $96,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 5,400 | $93,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 5,700 | $90,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 4,300 | $89,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 150,000 | $89,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 2,165,200 | $87,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,900 | $83,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 12,000 | $80,000 | thousands by filing date | put |
| MINIM INC | 60365W102 | COM | 380,000 | $80,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 800 | $76,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,000 | $76,000 | thousands by filing date | put |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 192,220 | $74,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 3,500 | $70,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 600 | $65,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 9,100 | $60,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 600 | $58,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 3,000 | $52,000 | thousands by filing date | call |
| MONEYLION INC | 60938K106 | COM | 58,500 | $52,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 400 | $49,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 5,500 | $43,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 48,700 | $43,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 45,700 | $41,000 | thousands by filing date | put |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 3,100 | $40,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,200 | $40,000 | thousands by filing date | put |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 62,912 | $40,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 500 | $38,000 | thousands by filing date | call |
| HANGER INC | 41043F208 | COMMON STOCK | 2,000 | $37,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 300 | $35,000 | thousands by filing date | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 68,992 | $34,000 | thousands by filing date | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 500,000 | $32,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 16,200 | $32,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V706 | COM | 69,864 | $32,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 600 | $31,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 4,400 | $31,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 300 | $29,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 300 | $29,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 800 | $27,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,500 | $26,000 | thousands by filing date | put |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 134,700 | $26,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,400 | $25,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 3,300 | $23,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 700 | $23,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 3,000 | $23,000 | thousands by filing date | call |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 300 | $23,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 40,000 | $23,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 800 | $23,000 | thousands by filing date | call |
| iShares TIPS Bond ETF | 464287176 | SHS | 200 | $21,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR I | 46144X867 | AXS TSLA BEAR DL | 500 | $21,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 600 | $19,000 | thousands by filing date | put |
| TH INTERNATIONAL LIMITED | G8656L114 | *W EXP 09/28/202 | 50,434 | $17,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 15,500 | $16,000 | thousands by filing date | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 36,900 | $16,000 | thousands by filing date | |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 40,000 | $16,000 | thousands by filing date | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 4,400 | $15,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 74,066 | $14,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 500 | $13,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 300 | $13,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 43,490 | $12,000 | thousands by filing date | |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 82,800 | $12,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 1,000 | $11,000 | thousands by filing date | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 30,000 | $11,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 3,571 | $10,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,000 | $9,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 67,600 | $9,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 400 | $9,000 | thousands by filing date | call |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 50,000 | $9,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,600 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 200 | $8,000 | thousands by filing date | |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 9,985 | $8,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 101,400 | $8,000 | thousands by filing date | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 10,000 | $7,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 105,700 | $7,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P117 | Common | 188,349 | $7,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 200 | $6,000 | thousands by filing date | call |
| OCEANTECH ACQUISITIONS I COR | 675507115 | *W EXP 99/99/999 | 63,700 | $6,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 100 | $5,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 300 | $5,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 300 | $5,000 | thousands by filing date | put |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 3,000 | $5,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 50,000 | $5,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 64,900 | $5,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 17,063 | $5,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 20,000 | $5,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 100 | $4,000 | thousands by filing date | call |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 8,905 | $4,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 26,122 | $4,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 50,000 | $4,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 100 | $3,000 | thousands by filing date | call |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 45,000 | $3,000 | thousands by filing date | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 45,856 | $3,000 | thousands by filing date | |
| SOUNDHOUND AI INC | 836100115 | *W EXP 04/26/202 | 25,000 | $3,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 100 | $3,000 | thousands by filing date | call |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 32,000 | $3,000 | thousands by filing date | |
| BIOHAVEN LTD | G1110E107 | COM | 350 | $2,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 1,100 | $2,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 300 | $2,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 9,253 | $2,000 | thousands by filing date | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 5,300 | $2,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,023 | $2,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 20,000 | $2,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M139 | *W EXP 04/29/202 | 32,314 | $2,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q118 | *W EXP 08/26/202 | 20,000 | $2,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 100 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 100 | $1,000 | thousands by filing date | |
| Revelation Biosciences Inc W Exp 01/10/202 | 76135L119 | SPAC Combination | 20,000 | $1,000 | thousands by filing date | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 2,000 | $1,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 1,000 | $1,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 1,000 | $1,000 | thousands by filing date | put |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 300 | $1,000 | thousands by filing date | |
| WAG GROUP CO | 93042P117 | WARR | 10,109 | $1,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 1,200 | $1,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 10,394 | $1,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 10,000 | $1,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 22,045 | $1,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 15,000 | $1,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 10,000 | $1,000 | thousands by filing date | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 5,800 | $1,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 25,000 | $1,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 6,300 | $1,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 11,900 | $1,000 | thousands by filing date | |
| FAT PROJECTS ACQUISITION COR | G3400W110 | *W EXP 08/31/202 | 20,843 | $1,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 10,000 | $1,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 4,000 | $1,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 7,000 | $1,000 | thousands by filing date | |
| QUANERGY SYSTEMS INC | 74764U112 | *W EXP 02/01/202 | 20,000 | $1,000 | thousands by filing date | |
| GETTY IMAGES HOLDINGS INC | 374275113 | *W EXP 07/22/202 | 20,200 | $1,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 44,900 | $1,000 | thousands by filing date | |
| Venus Acquisition Corp | G9420F110 | Warrant | 40,000 | $1,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 32,772 | $1,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 15,000 | $1,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 10,000 | $1,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 8,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 7,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STORE CAP CORP | 862121100 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IROBOT CORP | 462726100 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 6,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENSON HILL INC | 082490111 | WT | 892 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EVO PMTS INC | 26927E104 | CL A COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 263 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 2,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESTO AUTOMATION INC (U.S.) | 74113T113 | COM | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PONTEM CORPORATION | G71707122 | WARR | 3,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVO ACQUISITION CORP | 30052G116 | WARR | 17,396 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 4,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 6,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 7,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONTEREY INNOVATION ACQUI CO | 61240F116 | *W EXP 09/30/202 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 5,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KL ACQUISITION CORP | 49837C117 | WTS | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 1,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-001850 | this filing | 2022-10-11 | acceptance time not in the bulk data set |