13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-11, with 1,288 holding rows worth $2,877,314,000.
- Accession
- 0001420506-22-001465
- Filer
- CIK 1449126
- Filed
- 2022-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 1,288 entries on the cover page, a total value of $2,877,314,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,877,314,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 4,993 | $293,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 21,290 | $293,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 81,042 | $292,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 252,050 | $292,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,972 | $291,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,561 | $290,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,767 | $290,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 12,289 | $289,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 5,400 | $289,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 6,498 | $288,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 9,811 | $287,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,837 | $287,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 6,421 | $286,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 897 | $286,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 8,445 | $285,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 6,452 | $285,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 8,380 | $285,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,429 | $284,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,639 | $284,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,235 | $284,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,156 | $283,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,736 | $282,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 49,215 | $282,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,784 | $281,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,363 | $280,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 26,537 | $278,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,171 | $277,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 33,194 | $277,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 59,646 | $277,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,858 | $275,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,287 | $275,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 3,762 | $275,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 8,540 | $275,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 20,151 | $275,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 9,530 | $274,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 8,250 | $274,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,000 | $273,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 8,304 | $272,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 4,004 | $272,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 6,124 | $271,000 | thousands by filing date | |
| CRANE NXT CO | 224441105 | COM | 3,096 | $271,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 3,370 | $271,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 9,791 | $270,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,582 | $269,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,764 | $269,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 16,232 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,815 | $267,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 61,005 | $266,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 7,578 | $262,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,144 | $262,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,453 | $261,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,885 | $258,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,290 | $258,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,000 | $257,000 | thousands by filing date | put |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,054 | $257,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 16,447 | $256,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,763 | $256,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 22,022 | $256,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,052 | $254,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 7,544 | $254,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 41,846 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,648 | $253,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 7,873 | $253,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 6,176 | $253,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,615 | $252,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 23,775 | $251,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 8,424 | $251,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,175 | $251,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,302 | $250,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 11,721 | $250,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,368 | $250,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 34,471 | $250,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,979 | $248,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 15,384 | $248,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,512 | $246,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 8,118 | $246,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 3,969 | $245,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 1,809 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,025 | $245,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,363 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,958 | $244,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B709 | APTUS INT ENH YL | 12,169 | $244,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 15,500 | $243,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,104 | $243,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 20,013 | $243,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 21,785 | $243,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 22,566 | $243,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y756 | LADDERED ALC BFR | 10,900 | $243,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 9,582 | $243,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,255 | $241,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,210 | $241,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 9,853 | $241,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 27,090 | $239,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,418 | $237,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 8,137 | $237,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,212 | $235,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 8,272 | $235,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 6,642 | $235,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 12,967 | $235,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,579 | $235,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,470 | $234,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,406 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 5,336 | $233,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 25,841 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 6,929 | $231,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 47,758 | $231,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,166 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,496 | $230,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,460 | $229,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,995 | $228,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,510 | $228,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,079 | $225,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,501 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 14,071 | $225,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 26,905 | $225,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 7,065 | $224,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 4,310 | $224,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,583 | $223,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 12,326 | $223,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,842 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 6,148 | $223,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 3,778 | $222,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,567 | $222,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 2,772 | $221,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 97,750 | $221,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $219,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 1,805 | $219,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,288 | $219,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 12,300 | $219,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 6,837 | $218,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 22,877 | $218,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 9,518 | $217,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H393 | INSPIRE CAPITAL | 9,025 | $217,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 9,850 | $216,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,500 | $214,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,283 | $214,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 3,351 | $213,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 3,753 | $213,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 5,037 | $212,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,437 | $212,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 11,579 | $211,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,786 | $210,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,530 | $209,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 690 | $209,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 11,177 | $209,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,703 | $207,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 5,941 | $207,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 8,895 | $207,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 9,346 | $207,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 943 | $205,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,677 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,787 | $204,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,925 | $204,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 95,100 | $203,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 17,059 | $202,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 114 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,504 | $201,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 16,373 | $201,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 5,805 | $201,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,294 | $199,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 10,798 | $195,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 19,575 | $194,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 33,832 | $192,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,010 | $192,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,243 | $191,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,376 | $190,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 188,000 | $189,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 22,246 | $182,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,492 | $181,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 175,000 | $179,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 12,167 | $178,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 23,022 | $178,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 18,550 | $174,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,030 | $173,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,097 | $172,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,551 | $169,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,736 | $167,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,736 | $163,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 19,326 | $163,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,667 | $161,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 12,638 | $160,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 43,785 | $160,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 19,455 | $157,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,960 | $157,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 11,917 | $156,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 11,384 | $156,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,000 | $156,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 10,528 | $155,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 30,833 | $154,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 17,288 | $152,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 30,674 | $151,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 10,790 | $149,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,076 | $149,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 14,088 | $146,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 14,493 | $144,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,212 | $143,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 23,330 | $142,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 37,975 | $142,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 11,850 | $140,000 | thousands by filing date | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 19,480 | $133,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 14,561 | $132,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,462 | $131,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 28,754 | $130,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 10,991 | $128,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 14,609 | $125,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 14,600 | $124,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 25,209 | $120,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,590 | $120,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 10,217 | $120,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 15,724 | $118,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 40,128 | $117,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 15,900 | $110,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 20,679 | $109,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,275 | $109,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,389 | $105,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,566 | $104,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 11,340 | $101,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 14,200 | $101,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 17,600 | $100,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,563 | $97,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,016 | $87,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,661 | $84,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 57,500 | $83,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 11,688 | $82,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,510 | $81,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,522 | $80,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 44,498 | $80,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,165 | $75,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 26,216 | $75,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 18,431 | $72,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 15,700 | $72,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 11,072 | $70,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 18,979 | $69,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22,350 | $68,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 116,650 | $67,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 12,244 | $64,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 21,400 | $64,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 29,775 | $64,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 18,236 | $62,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 14,806 | $62,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,853 | $59,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,648 | $57,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 11,500 | $57,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 23,012 | $56,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 11,845 | $56,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,411 | $54,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,000 | $54,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 15,887 | $51,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,331 | $50,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,365 | $50,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 17,500 | $49,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 15,616 | $49,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,984 | $47,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 12,500 | $47,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 14,305 | $41,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 44,488 | $41,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 10,750 | $40,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,402 | $39,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,347 | $35,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 17,900 | $35,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 10,730 | $32,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 11,000 | $32,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 39,800 | $32,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,000 | $30,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 29,284 | $30,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 19,500 | $26,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,825 | $25,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 31,810 | $24,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,700 | $23,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 12,506 | $23,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 20,025 | $22,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 14,003 | $19,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 20,000 | $19,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 82,750 | $18,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 27,000 | $18,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 10,500 | $17,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 23,800 | $14,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,100 | $13,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,200 | $12,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 10,000 | $11,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 17,500 | $10,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 32,000 | $8,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 30,145 | $5,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 11,265 | $5,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 19,056 | $5,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 15,814 | $3,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,900 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 17,442 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-001465 | this filing | 2022-08-11 | acceptance time not in the bulk data set |