13F-HR filed by Atria Wealth Solutions, Inc.
Atria Wealth Solutions, Inc. filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 1,723 holding rows worth $6,013,157,000.
- Accession
- 0001420506-22-001022
- Filer
- CIK 1927543
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 3,590 entries on the cover page, a total value of $6,013,157,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,013,157,000 with VALUE read as thousands by filing date, 13F file number 028-22515. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCADARET, GRANT & CO. INC.
- included managerSCF Investment Advisors, Inc.
- included managerNEXT Financial Group, Inc
- included managerCUSO Financial Services L.P. /CA
- included managerWestern International Securities, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OUTSET MEDICAL INC | 690145107 | COM | 4,984 | $226,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 8,739 | $225,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,275 | $225,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,516 | $225,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 3,298 | $225,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 3,869 | $225,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,600 | $225,000 | thousands by filing date | |
| LISTED FD TR | 53656F748 | TRUESHARES STRUC | 8,316 | $225,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,087 | $224,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,639 | $224,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,656 | $224,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 6,991 | $224,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 4,309 | $223,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,325 | $223,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 24,667 | $223,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 1,668 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,034 | $222,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 7,561 | $222,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 24,123 | $222,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,354 | $221,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,800 | $221,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 923 | $221,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,005 | $221,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,109 | $221,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,605 | $221,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 7,346 | $221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,569 | $221,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 5,322 | $221,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,614 | $220,000 | thousands by filing date | |
| LISTED FDS TR | 53656F755 | TRUESHARES STRUC | 7,600 | $219,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 10,171 | $218,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 16,004 | $218,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 3,886 | $218,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 9,298 | $218,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 11,255 | $218,000 | thousands by filing date | |
| LISTED FD TR | 53656F797 | TRUESHARES STRUC | 8,398 | $218,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,727 | $217,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 519 | $217,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 11,137 | $217,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 5,523 | $217,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 33,467 | $216,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 15,112 | $216,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 12,622 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 3,281 | $216,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 4,062 | $216,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 12,174 | $215,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,680 | $215,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 35,115 | $215,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 16,425 | $214,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 6,052 | $214,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,416 | $213,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 16,174 | $213,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 35,290 | $213,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 9,754 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 6,637 | $213,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 9,300 | $213,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,154 | $212,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 3,663 | $212,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,288 | $212,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,480 | $212,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,128 | $211,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 647 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,668 | $211,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 67,119 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,667 | $211,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 4,885 | $210,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 3,004 | $210,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 7,795 | $210,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,043 | $210,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 19,350 | $210,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,733 | $209,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 570 | $209,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,900 | $209,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 2,657 | $209,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 3,248 | $209,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 19,145 | $208,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 2,100 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 8,770 | $208,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 338 | $207,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 3,626 | $207,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 25,000 | $207,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 4,861 | $207,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 22,356 | $206,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,859 | $206,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,025 | $205,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 9,794 | $205,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 7,837 | $205,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 5,552 | $205,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 3,923 | $204,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 4,015 | $204,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,329 | $203,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,305 | $202,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 2,882 | $202,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 8,070 | $202,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,211 | $201,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 8,638 | $201,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 6,150 | $201,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 5,305 | $200,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,170 | $200,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 18,867 | $200,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 2,654 | $200,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 12,523 | $199,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 33,651 | $198,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 25,000 | $197,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 321,600 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 11,160 | $191,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 13,319 | $188,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,207 | $186,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 11,529 | $185,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 15,543 | $184,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 20,038 | $184,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 12,359 | $183,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 12,031 | $183,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 18,287 | $181,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 57,542 | $179,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 16,086 | $178,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 104,032 | $178,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 13,237 | $177,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 17,034 | $172,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 225,993 | $170,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 15,000 | $169,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 27,541 | $169,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 14,203 | $167,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,125 | $165,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 42,375 | $164,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,000 | $157,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 23,857 | $157,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 27,000 | $157,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 10,500 | $154,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 15,000 | $151,000 | thousands by filing date | |
| SNOW LAKE RES LTD | 83336J208 | COM | 16,067 | $151,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 16,211 | $150,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 14,195 | $147,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,000 | $146,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 13,500 | $144,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 24,500 | $141,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,158 | $140,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,280 | $139,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 10,600 | $138,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 18,706 | $137,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 11,027 | $136,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 16,283 | $134,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 13,947 | $132,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 18,550 | $132,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,590 | $131,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 22,263 | $130,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,361 | $130,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 49,200 | $129,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 59,272 | $127,000 | thousands by filing date | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 87,782 | $126,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 13,900 | $125,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 22,758 | $121,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 17,700 | $120,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 10,000 | $117,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 32,973 | $115,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 66,836 | $115,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,915 | $113,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,025 | $112,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 141,590 | $112,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,900 | $109,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 132,650 | $108,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 15,750 | $106,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,887 | $105,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 13,958 | $104,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 13,339 | $98,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,250 | $94,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,983 | $93,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 20,000 | $92,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 26,600 | $91,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 41,455 | $90,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 10,285 | $89,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 14,034 | $89,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 17,700 | $85,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 11,100 | $85,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 13,000 | $81,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 32,133 | $81,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 13,448 | $80,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 22,797 | $79,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,500 | $78,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 14,738 | $77,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 14,122 | $77,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,200 | $76,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 18,000 | $75,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 22,300 | $74,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,975 | $74,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 23,757 | $73,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 11,500 | $73,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 50,000 | $71,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 35,492 | $70,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 12,462 | $70,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 31,260 | $67,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 14,968 | $64,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 14,225 | $63,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 32,739 | $63,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 26,675 | $62,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 35,400 | $60,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,000 | $58,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 12,525 | $54,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 251,261 | $53,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 14,333 | $53,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 16,233 | $52,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 11,195 | $52,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 23,725 | $51,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 47,251 | $49,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 30,000 | $47,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 25,860 | $47,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 15,000 | $46,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 15,000 | $43,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 11,739 | $38,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,000 | $36,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 33,000 | $34,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 39,400 | $32,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 10,000 | $29,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 25,500 | $27,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 22,100 | $22,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 30,000 | $21,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 13,500 | $17,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 10,000 | $12,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 27,100 | $11,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 15,000 | $9,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 10,000 | $7,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A176 | RIGHT 04/19/2022 | 18,606 | $4,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-001022 | this filing | 2022-05-16 | acceptance time not in the bulk data set |