13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-04-20, with 1,362 holding rows worth $3,338,142,000.
- Accession
- 0001420506-22-000635
- Filer
- CIK 1449126
- Filed
- 2022-04-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 1,362 entries on the cover page, a total value of $3,338,142,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,338,142,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 31,323 | $340,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 11,964 | $340,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,641 | $338,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,930 | $338,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 42,739 | $338,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 21,835 | $338,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,879 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,914 | $336,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 6,674 | $334,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 6,384 | $332,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 22,230 | $330,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,339 | $329,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,533 | $329,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 29,175 | $329,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 13,394 | $329,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 4,932 | $327,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 9,946 | $327,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 97,750 | $326,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,980 | $325,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,652 | $325,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,438 | $325,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 12,532 | $325,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,097 | $324,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 20,153 | $324,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $323,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 9,731 | $322,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,970 | $321,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 11,848 | $321,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,211 | $320,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 17,528 | $320,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,829 | $319,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,650 | $319,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 8,751 | $319,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,470 | $318,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 11,350 | $316,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,516 | $315,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 4,625 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,321 | $314,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 8,333 | $314,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 26,783 | $313,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,579 | $313,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,451 | $312,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,567 | $312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 7,662 | $310,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 7,890 | $310,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,873 | $309,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,357 | $307,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 8,520 | $307,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,600 | $306,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 10,798 | $305,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 1,831 | $305,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 21,533 | $304,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 6,890 | $304,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,612 | $303,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,575 | $303,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,866 | $303,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,056 | $300,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,225 | $300,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 11,680 | $298,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 13,479 | $297,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 15,418 | $297,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,358 | $295,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,490 | $295,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,341 | $294,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,097 | $294,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,966 | $294,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,950 | $293,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,123 | $293,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 9,250 | $291,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,694 | $291,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 9,484 | $291,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 71,948 | $290,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 9,574 | $290,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 7,995 | $289,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,872 | $288,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,775 | $287,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 13,691 | $286,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 3,377 | $286,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 8,709 | $285,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,056 | $284,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 9,105 | $284,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,429 | $284,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 34,920 | $284,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 14,872 | $283,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,794 | $282,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 7,230 | $281,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,421 | $280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,845 | $280,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 15,500 | $279,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,792 | $279,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,383 | $279,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,102 | $278,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,200 | $278,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717Y691 | CMN | 6,750 | $276,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 707 | $275,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 16,416 | $275,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 49,600 | $274,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,155 | $273,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 22,725 | $273,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 115 | $272,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,209 | $272,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 27,461 | $272,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 25,369 | $272,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,613 | $272,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,956 | $271,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,444 | $271,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 13,183 | $271,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 13,553 | $271,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 3,838 | $269,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 26,852 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 5,498 | $269,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 27,000 | $269,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 11,260 | $268,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 3,471 | $268,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 21,687 | $268,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 7,758 | $267,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 6,605 | $267,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,622 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,123 | $267,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,277 | $266,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 10,872 | $266,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 7,587 | $266,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 17,770 | $266,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,418 | $265,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 5,188 | $265,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,392 | $264,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 700 | $262,000 | thousands by filing date | call |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,233 | $262,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,913 | $260,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 5,165 | $260,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,280 | $260,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,414 | $259,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 8,904 | $259,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 26,258 | $259,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,571 | $259,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,500 | $258,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 9,371 | $257,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 20,347 | $256,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 3,391 | $256,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 200,300 | $256,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,884 | $254,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,297 | $254,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,156 | $254,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,100 | $253,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,024 | $252,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 418,950 | $252,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,171 | $251,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 9,390 | $251,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 6,878 | $250,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,259 | $249,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,304 | $249,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,902 | $248,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 11,273 | $248,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 934 | $246,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 17,866 | $245,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,901 | $245,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 8,894 | $245,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 9,670 | $245,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 47,158 | $243,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 4,131 | $242,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 21,929 | $242,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 6,837 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,205 | $241,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,626 | $238,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 20,560 | $238,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 25,050 | $237,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 3,608 | $237,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,818 | $236,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,283 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,270 | $235,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H393 | INSPIRE CAPITAL | 9,225 | $235,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,385 | $232,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 544 | $232,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,150 | $231,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,892 | $231,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,971 | $230,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,534 | $230,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 9,000 | $229,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,330 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 4,693 | $229,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,924 | $228,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,268 | $228,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,660 | $228,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,850 | $228,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 7,895 | $228,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,300 | $227,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 8,115 | $227,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 18,736 | $226,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,941 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 3,609 | $225,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,250 | $224,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 787 | $223,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,753 | $223,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 14,060 | $223,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 8,925 | $223,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 4,243 | $222,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 9,100 | $222,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,723 | $221,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,036 | $221,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 95,100 | $221,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,430 | $220,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 12,129 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 8,877 | $220,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,504 | $219,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 21,520 | $218,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 5,732 | $218,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,500 | $217,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,587 | $217,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,869 | $217,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 37,633 | $217,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,434 | $216,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,792 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 9,918 | $216,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,521 | $216,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 4,903 | $216,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,988 | $215,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,504 | $214,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,850 | $214,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 16,380 | $214,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,800 | $214,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B709 | APTUS INT ENH YL | 9,408 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,346 | $213,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 6,578 | $213,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,803 | $213,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,000 | $212,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 2,636 | $212,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,591 | $212,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 3,839 | $212,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,765 | $211,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 10,000 | $211,000 | thousands by filing date | call |
| FUBOTV INC | 35953D104 | COM | 32,167 | $211,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,046 | $210,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 7,366 | $210,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 5,058 | $209,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,065 | $209,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 5,505 | $209,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 3,394 | $209,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 3,745 | $208,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 3,670 | $208,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 4,727 | $208,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 6,880 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,155 | $208,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 16,465 | $208,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 7,088 | $207,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,151 | $207,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,427 | $207,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,557 | $207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 3,785 | $207,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,540 | $206,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 2,930 | $206,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,237 | $204,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 4,285 | $204,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,539 | $204,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,705 | $204,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 17,852 | $204,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 11,438 | $203,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 6,954 | $203,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,296 | $202,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 4,314 | $202,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 8,576 | $201,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 1,700 | $201,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,796 | $201,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,941 | $200,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 391 | $200,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,413 | $198,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 19,575 | $195,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 12,600 | $194,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 13,050 | $192,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 16,045 | $190,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 19,400 | $186,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,917 | $186,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 175,000 | $185,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,970 | $182,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 11,817 | $179,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,590 | $179,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 27,507 | $177,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,326 | $176,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,479 | $175,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,152 | $173,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,843 | $172,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 30,791 | $170,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,759 | $166,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,000 | $166,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 23,169 | $161,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 15,800 | $156,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 41,494 | $151,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 12,942 | $138,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 10,427 | $134,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 34,700 | $133,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 12,059 | $133,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,338 | $128,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 17,600 | $126,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 15,721 | $122,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 35,662 | $121,000 | thousands by filing date | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 14,715 | $117,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 24,480 | $112,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,500 | $111,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 14,633 | $111,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 16,300 | $110,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 26,787 | $108,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,282 | $108,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,849 | $107,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,120 | $106,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 519,500 | $104,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 57,500 | $102,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 24,481 | $101,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,307 | $100,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22,350 | $99,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 28,775 | $92,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 15,700 | $89,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,071 | $88,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 22,700 | $87,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,105 | $85,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 26,031 | $85,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,680 | $84,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,600 | $83,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,821 | $81,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 79,000 | $80,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 17,920 | $75,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 29,034 | $75,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 11,388 | $75,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 87,650 | $75,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,718 | $72,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,000 | $70,000 | thousands by filing date | call |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 18,531 | $69,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 12,301 | $68,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,084 | $64,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 31,498 | $64,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 38,488 | $64,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 21,400 | $62,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 26,748 | $61,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 40,690 | $61,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 10,450 | $59,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,365 | $59,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,830 | $57,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,402 | $53,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 13,481 | $51,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19,527 | $47,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 31,410 | $41,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,950 | $39,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 18,500 | $39,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 10,195 | $36,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 13,800 | $34,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 30,800 | $34,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,000 | $33,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 13,665 | $29,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 20,025 | $28,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 80,250 | $27,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,730 | $25,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 22,000 | $25,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 10,500 | $24,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 10,000 | $23,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 18,000 | $21,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,400 | $18,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 32,000 | $17,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 17,500 | $13,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 19,848 | $9,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 28,451 | $9,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,320 | $7,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 19,056 | $5,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 11,500 | $4,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | *W EXP 10/07/202 | 12,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-000635 | this filing | 2022-04-20 | acceptance time not in the bulk data set |