13F-HR filed by Ground Swell Capital, LLC
Ground Swell Capital, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-09, with 68 holding rows worth $17,215,000.
- Accession
- 0001420506-22-000172
- Filer
- CIK 1534450
- Filed
- 2022-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 68 entries on the cover page, a total value of $17,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,215,000 with VALUE read as thousands by filing date, 13F file number 028-16253. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 48,125 | $2,196,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,304 | $787,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,798 | $580,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 824 | $548,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 3,182 | $520,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,468 | $494,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 558 | $472,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3,186 | $446,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,845 | $445,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 302 | $437,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 7,181 | $397,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,933 | $365,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 789 | $342,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,129 | $331,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,919 | $323,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 896 | $322,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,435 | $321,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,021 | $314,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,328 | $301,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 36,407 | $292,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,129 | $290,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,483 | $286,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 206 | $284,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 2,822 | $284,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 3,155 | $277,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 745 | $254,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 672 | $252,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,061 | $232,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 3,259 | $231,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,632 | $229,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,699 | $229,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 396 | $225,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,337 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 4,131 | $225,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,091 | $223,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 659 | $223,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 337 | $217,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,819 | $217,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 3,881 | $214,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 2,545 | $212,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 260 | $207,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,158 | $207,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,002 | $206,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,065 | $204,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 727 | $201,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,100 | $181,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,668 | $130,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 19,833 | $109,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 63,698 | $88,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 11,030 | $82,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 16,003 | $73,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 10,533 | $72,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 11,560 | $57,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 11,969 | $57,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 177,278 | $54,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 11,645 | $40,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 13,474 | $35,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 16,625 | $28,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 13,677 | $18,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 11,831 | $17,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 18,927 | $16,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,704 | $15,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 18,638 | $15,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 11,054 | $13,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 10,461 | $8,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 10,200 | $8,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 16,233 | $6,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 25,884 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-000172 | this filing | 2022-02-09 | acceptance time not in the bulk data set |