13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-02, with 1,383 holding rows worth $3,588,041,000.
- Accession
- 0001420506-22-000104
- Filer
- CIK 1449126
- Filed
- 2022-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,383 entries on the cover page, a total value of $3,588,041,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,588,041,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIDDLEBYCORP | 596278101 | STOK | 1,799 | $354,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,521 | $352,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 6,714 | $350,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 867 | $348,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 12,401 | $345,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 9,326 | $344,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,008 | $343,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 2,232 | $343,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 17,558 | $343,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,700 | $342,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,458 | $342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 7,698 | $341,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 14,789 | $340,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 8,751 | $340,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,858 | $339,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 9,092 | $339,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 30,639 | $339,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,785 | $338,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 20,610 | $338,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 9,390 | $338,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,225 | $337,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 6,460 | $334,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 13,610 | $334,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 30,500 | $334,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 17,388 | $333,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,518 | $333,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 6,050 | $333,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,502 | $333,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,452 | $332,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,828 | $332,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 10,947 | $332,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,721 | $332,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 12,537 | $332,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,791 | $330,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 9,819 | $330,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,348 | $329,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,450 | $329,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 8,455 | $329,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,155 | $329,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 9,350 | $328,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,036 | $328,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 17,600 | $327,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 190,900 | $326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 6,284 | $325,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 62,600 | $325,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 21,133 | $323,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 6,587 | $323,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,363 | $322,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 9,349 | $321,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,325 | $321,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 5,165 | $320,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 6,246 | $320,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,502 | $319,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 8,692 | $319,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,658 | $319,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 6,059 | $317,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $317,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 6,749 | $317,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 25,297 | $317,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 6,668 | $316,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 12,075 | $315,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,399 | $312,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 10,724 | $311,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,525 | $309,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 7,391 | $309,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,164 | $308,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 7,515 | $304,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 11,759 | $304,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 27,000 | $304,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,617 | $303,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,348 | $303,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,306 | $302,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 11,388 | $302,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,235 | $302,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 31,116 | $301,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,585 | $301,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 10,525 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,868 | $301,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 13,054 | $300,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 2,274 | $300,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,876 | $300,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 3,740 | $300,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 951 | $299,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 10,406 | $298,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,345 | $297,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,480 | $297,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 96,100 | $297,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 9,568 | $296,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,792 | $295,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 17,720 | $295,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 8,728 | $295,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 8,789 | $295,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 19,446 | $293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 14,038 | $292,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 15,314 | $291,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,577 | $291,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 23,277 | $291,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 120 | $290,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,208 | $290,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 4,581 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 11,860 | $290,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 9,484 | $290,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 5,155 | $289,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 13,151 | $288,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 19,668 | $288,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,910 | $285,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 4,078 | $285,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,333 | $285,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,635 | $284,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 4,246 | $284,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 500 | $283,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,061 | $282,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,815 | $282,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 22,970 | $282,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,453 | $281,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,056 | $281,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,759 | $281,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 8,459 | $280,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 30,526 | $279,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,779 | $278,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,682 | $278,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 13,043 | $278,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 4,224 | $277,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 14,614 | $277,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 25,902 | $277,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,468 | $276,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 3,934 | $276,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 6,075 | $276,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 13,730 | $276,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 17,415 | $275,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,862 | $275,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 27,304 | $275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,181 | $275,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,802 | $273,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,861 | $272,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 47,158 | $272,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 9,747 | $272,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,261 | $271,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 3,605 | $271,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,716 | $271,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 7,581 | $271,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 5,552 | $271,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,032 | $270,000 | thousands by filing date | |
| RH | 74967X103 | COM | 501 | $269,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 10,164 | $268,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 27,147 | $268,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,080 | $266,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 10,569 | $266,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 900 | $265,000 | thousands by filing date | put |
| STORE CAP CORP | 862121100 | COM | 7,699 | $265,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,238 | $263,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,181 | $263,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,768 | $262,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,712 | $262,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,015 | $261,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 18,525 | $261,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,428 | $260,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,900 | $257,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,224 | $257,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 5,800 | $257,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,000 | $255,000 | thousands by filing date | call |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,312 | $254,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 4,506 | $254,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,100 | $253,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,995 | $252,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 16,038 | $252,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,388 | $251,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,819 | $251,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,330 | $251,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,456 | $250,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 27,700 | $250,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 4,635 | $250,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,199 | $249,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,254 | $249,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,177 | $247,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,708 | $247,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,016 | $246,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 8,279 | $245,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,944 | $245,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,392 | $245,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 4,010 | $245,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 5,603 | $245,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,416 | $244,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,120 | $244,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,505 | $244,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,667 | $243,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 3,163 | $243,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,706 | $242,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,194 | $242,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 8,300 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,622 | $241,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,685 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 2,633 | $241,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 9,000 | $240,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,973 | $239,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,899 | $239,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 962 | $239,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,280 | $239,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 11,003 | $239,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 7,096 | $239,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 7,027 | $237,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 6,300 | $237,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,959 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,360 | $236,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,330 | $236,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 1,969 | $236,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 700 | $235,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 7,355 | $234,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 9,108 | $234,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,193 | $233,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,722 | $233,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,333 | $232,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,215 | $232,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 13,524 | $232,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 1,748 | $231,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 13,622 | $230,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 22,727 | $230,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 8,203 | $230,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,426 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,078 | $228,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 140,050 | $228,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,390 | $227,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 713 | $227,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,144 | $227,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 401 | $227,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,979 | $227,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,159 | $227,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 9,316 | $226,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 435 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,711 | $226,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,494 | $225,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,588 | $224,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 59,788 | $224,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 3,355 | $224,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 1,700 | $222,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,319 | $222,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 9,345 | $222,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 2,062 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,098 | $220,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 7,217 | $220,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 8,981 | $220,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 3,810 | $220,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 10,648 | $220,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,182 | $219,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,071 | $217,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,517 | $216,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 945 | $215,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 714 | $215,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,216 | $214,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,617 | $214,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 13,070 | $214,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,638 | $213,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 2,574 | $213,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,394 | $213,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 5,505 | $213,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 3,833 | $212,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 4,123 | $212,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 882 | $212,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 4,384 | $211,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,202 | $211,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 7,302 | $211,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 816 | $210,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,637 | $209,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,167 | $209,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 6,880 | $209,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,297 | $208,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,050 | $208,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,148 | $207,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 3,978 | $207,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,467 | $205,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,963 | $204,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 379 | $204,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,302 | $204,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,500 | $203,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 468 | $203,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,570 | $203,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,762 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,188 | $202,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 16,290 | $202,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 20,200 | $202,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 4,630 | $200,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 7,879 | $200,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 19,341 | $198,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 11,137 | $198,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,378 | $195,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 11,412 | $195,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 37,494 | $195,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 12,985 | $192,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 175,000 | $192,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,657 | $189,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,711 | $183,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,027 | $182,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,190 | $180,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,082 | $178,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 19,010 | $177,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 13,417 | $174,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 23,569 | $169,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 11,003 | $168,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,705 | $161,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 10,638 | $159,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 41,057 | $153,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 32,550 | $152,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 11,727 | $151,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 30,725 | $150,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 10,246 | $143,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 17,600 | $140,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 14,750 | $136,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 31,300 | $134,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,000 | $132,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 14,707 | $128,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 28,600 | $126,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 26,699 | $122,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 14,079 | $121,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 10,270 | $120,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 18,720 | $119,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,621 | $118,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22,992 | $116,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 16,552 | $116,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,795 | $115,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 10,440 | $114,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 17,921 | $108,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 18,335 | $106,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,300 | $105,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,403 | $102,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 18,200 | $99,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 11,223 | $99,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,102 | $97,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 13,777 | $96,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 88,200 | $96,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 23,029 | $94,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 11,806 | $93,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 12,148 | $85,000 | thousands by filing date | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 14,815 | $83,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,710 | $82,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 28,688 | $80,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 73,000 | $80,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 43,000 | $80,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 13,353 | $78,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 19,755 | $77,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,206 | $75,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,402 | $74,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,480 | $70,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 24,481 | $70,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 40,278 | $70,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 13,381 | $68,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 16,250 | $68,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,500 | $63,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 14,000 | $63,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,000 | $62,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 24,392 | $62,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,365 | $61,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,572 | $59,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,150 | $58,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 41,045 | $50,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 15,500 | $50,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 48,000 | $48,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,950 | $44,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 13,800 | $44,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 13,800 | $44,000 | thousands by filing date | call |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 19,525 | $44,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,000 | $43,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,598 | $40,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 17,500 | $39,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 10,007 | $38,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 11,689 | $37,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 13,249 | $36,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 169,700 | $34,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 10,500 | $33,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 94,450 | $29,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 18,500 | $29,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 11,107 | $29,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 16,710 | $27,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,730 | $21,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 32,000 | $20,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 10,116 | $14,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 11,300 | $13,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 16,000 | $13,000 | thousands by filing date | call |
| OPGEN INC | 68373L307 | COM | 12,500 | $13,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 27,751 | $10,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,145 | $9,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 11,500 | $5,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 19,056 | $5,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,812 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-000104 | this filing | 2022-02-02 | acceptance time not in the bulk data set |