13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC
EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-31, with 441 holding rows worth $739,443,000.
- Accession
- 0001420506-22-000089
- Filer
- CIK 1143261
- Filed
- 2022-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 441 entries on the cover page, a total value of $739,443,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $739,443,000 with VALUE read as thousands by filing date, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Amazon.com, Inc | 023135106 | COM | 49,300 | $164,383,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 134,000 | $141,609,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 91,100 | $96,273,000 | thousands by filing date | call |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 681,486 | $60,557,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 211,200 | $15,194,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 4,400 | $14,671,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 57,400 | $12,171,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 414,300 | $12,011,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 74,900 | $9,542,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 126,626 | $9,109,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 937,209 | $9,072,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 149,000 | $8,243,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 201,355 | $6,999,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 46,000 | $6,826,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 18,440 | $6,700,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 186,900 | $6,631,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 48,700 | $6,594,000 | thousands by filing date | put |
| MAGNITE INC COM | 55955D100 | Stock | 372,707 | $6,522,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 173,700 | $6,163,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 297,999 | $5,471,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 251,379 | $5,171,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 144,743 | $5,135,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 61,600 | $4,902,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 25,600 | $4,892,000 | thousands by filing date | put |
| MIMECAST LIMITED | G14838109 | ORD SHS | 57,688 | $4,590,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 22,700 | $4,338,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 205,000 | $4,262,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 17,350 | $3,679,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 47,100 | $3,388,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 12,500 | $3,332,000 | thousands by filing date | put |
| PARABELLUM ACQUISITION CORP | 69901P208 | UNIT 99/99/9999 | 294,310 | $2,987,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 53,254 | $2,946,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,300 | $2,904,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,000 | $2,734,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,000 | $2,447,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,300 | $2,431,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 131,127 | $2,032,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,500 | $1,943,000 | thousands by filing date | put |
| ROGERS CORP COM | 775133101 | Stock | 7,100 | $1,938,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 151,400 | $1,885,000 | thousands by filing date | call |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 2,254,503 | $1,854,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 495,375 | $1,843,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 194,216 | $1,752,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 18,800 | $1,746,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 500 | $1,667,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 28,500 | $1,577,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 16,800 | $1,507,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 484 | $1,402,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 5,400 | $1,363,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,900 | $1,338,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 14,900 | $1,337,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 5,000 | $1,333,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 499,500 | $1,219,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,600 | $1,211,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 2,294,353 | $1,128,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,900 | $1,070,000 | thousands by filing date | call |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 89,400 | $1,057,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 11,300 | $1,049,000 | thousands by filing date | put |
| MARA HOLDINGS INC COM | 565788106 | Stock | 31,900 | $1,048,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 103,600 | $1,017,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 5,000 | $888,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 87,800 | $872,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 28,282 | $854,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 31,900 | $823,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 29,800 | $786,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 37,300 | $775,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 8,300 | $771,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,130 | $738,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 70,400 | $691,000 | thousands by filing date | call |
| LUCID GROUP INC | 549498103 | COM | 17,900 | $681,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 79,456 | $660,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 258,694 | $647,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 11,200 | $622,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 11,200 | $622,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 27,000 | $566,000 | thousands by filing date | put |
| MINIM INC | 60365W102 | COM | 427,382 | $534,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 138,007 | $524,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 19,300 | $509,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,505 | $506,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 5,800 | $502,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 38,500 | $479,000 | thousands by filing date | put |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 47,600 | $472,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,710 | $467,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,500 | $441,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 21,000 | $440,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 72,443 | $435,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 35,500 | $420,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 41,689 | $414,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 100,300 | $404,000 | thousands by filing date | call |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 3,800 | $394,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 258,166 | $387,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 13,200 | $382,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 22,416 | $370,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 1,900 | $359,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 1,900 | $359,000 | thousands by filing date | put |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 13,800 | $353,000 | thousands by filing date | call |
| MONEYLION INC | 60938K106 | COM | 87,000 | $351,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 69,380 | $341,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,500 | $318,000 | thousands by filing date | call |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 258,053 | $312,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 14,400 | $308,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 25,100 | $283,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 1,757 | $278,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,000 | $267,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 19,188 | $242,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,556 | $241,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V107 | CL A | 23,875 | $237,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 93,000 | $229,000 | thousands by filing date | call |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 21,400 | $217,000 | thousands by filing date | put |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 13,200 | $212,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 12,154 | $207,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 9,500 | $203,000 | thousands by filing date | call |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 20,072 | $202,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 7,710 | $199,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,237 | $189,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 15,700 | $186,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 500 | $180,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 9,144 | $173,000 | thousands by filing date | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 199,817 | $172,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,100 | $163,000 | thousands by filing date | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 136,170 | $154,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 600 | $152,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 250 | $151,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,464 | $151,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 15,300 | $150,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 5,800 | $148,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 5,800 | $148,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 250 | $142,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 6,600 | $141,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 3,000 | $139,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 500 | $138,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 13,483 | $136,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 700 | $132,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,594 | $131,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 200 | $129,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 700 | $128,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 12,900 | $128,000 | thousands by filing date | call |
| HEALTHCARE AI ACQUISITION CO | G4373K125 | UNIT 12/07/2026 | 12,830 | $128,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 12,900 | $128,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,400 | $125,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,700 | $125,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,100 | $124,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 100,000 | $122,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 30,200 | $122,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,349 | $121,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 823 | $119,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 31,100 | $119,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 360 | $118,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 166,251 | $118,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 700 | $117,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 11,400 | $116,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,400 | $115,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 30,000 | $115,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 600 | $113,000 | thousands by filing date | |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 72,450 | $111,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,418 | $109,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 4,500 | $107,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 250 | $104,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 112 | $103,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,115 | $101,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 463 | $99,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 109,100 | $98,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 9,742 | $97,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 6,400 | $93,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 934 | $89,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 229 | $88,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K111 | *W EXP 10/08/202 | 97,052 | $88,000 | thousands by filing date | |
| BIOPLUS ACQUISITION CORP | G11217109 | UNIT 12/02/2026 | 8,795 | $88,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,000 | $87,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 82,172 | $87,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 5,500 | $85,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 816 | $84,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 230 | $83,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 700 | $82,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,300 | $81,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 826 | $81,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 41,516 | $81,000 | thousands by filing date | |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 45,000 | $81,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 5,200 | $80,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 500 | $79,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 1,500 | $77,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 117 | $76,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 360 | $75,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 30,000 | $75,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 3,500 | $73,000 | thousands by filing date | call |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 169,121 | $73,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 347 | $72,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 111 | $72,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 850 | $71,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,174 | $71,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 830 | $71,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 154,900 | $71,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 350 | $70,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 17,063 | $70,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 3,500 | $69,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685111 | COM | 131,000 | $69,000 | thousands by filing date | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 45,856 | $67,000 | thousands by filing date | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 71,000 | $67,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 188 | $64,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $63,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 350 | $62,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 346 | $61,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 355 | $58,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 250 | $58,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 594 | $56,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 120 | $56,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 70,000 | $56,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 430 | $55,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $54,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 24,300 | $51,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,300 | $49,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,300 | $48,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 815 | $48,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,900 | $48,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,900 | $48,000 | thousands by filing date | put |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 70,000 | $48,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 800 | $47,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 236 | $47,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 239 | $46,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 816 | $46,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 200 | $46,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 11,900 | $46,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 77,575 | $46,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 18 | $43,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 112 | $43,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 35,000 | $42,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 82,000 | $42,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 351 | $41,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 74,066 | $41,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 100,000 | $40,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 353 | $39,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 33,507 | $39,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 50,000 | $39,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 110 | $38,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 228 | $37,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 59,300 | $37,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD WT EXP 072226 | M8287R111 | Stock | 35,594 | $37,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 350 | $36,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 350 | $36,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 119 | $36,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 100 | $36,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 119 | $36,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 228 | $36,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,000 | $36,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 243 | $35,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 200 | $35,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 111 | $35,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 26,849 | $35,000 | thousands by filing date | |
| SOUNDHOUND AI INC WT EXP 042627 | 039562111 | Stock | 30,000 | $35,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 150 | $34,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 15,300 | $34,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 351 | $33,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 119 | $33,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 110 | $33,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 13,900 | $33,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 37,700 | $33,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,800 | $32,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 18 | $31,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 351 | $31,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 467 | $31,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 188 | $31,000 | thousands by filing date | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 25,000 | $31,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 50,434 | $31,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT | 75724T111 | *W EXP 12/15/202 | 29,541 | $31,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 126 | $30,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 463 | $29,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 100 | $29,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 54 | $29,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,200 | $29,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,200 | $29,000 | thousands by filing date | put |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 31,400 | $29,000 | thousands by filing date | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 17,225 | $29,000 | thousands by filing date | |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 46,100 | $29,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507115 | *W EXP 99/99/999 | 63,700 | $29,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 2,900 | $29,000 | thousands by filing date | put |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 69,284 | $29,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 345 | $28,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 400 | $27,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 469 | $27,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 474 | $27,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 113 | $27,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 7,400 | $27,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 100 | $26,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 200 | $26,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 43 | $26,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 464 | $26,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 475 | $26,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 231 | $26,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 700 | $26,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 43,490 | $26,000 | thousands by filing date | |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 40,000 | $26,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 11,800 | $26,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 11,800 | $26,000 | thousands by filing date | put |
| BENSON HILL INC | 082490103 | COM | 3,571 | $26,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 820 | $25,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 118 | $25,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 188 | $25,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 348 | $25,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 233 | $25,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 188 | $25,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,100 | $25,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 700 | $25,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 20,000 | $25,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 93,000 | $25,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 348 | $24,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 112 | $24,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 36 | $24,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 356 | $24,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 115 | $24,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 259 | $24,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,000 | $24,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 355 | $23,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 119 | $23,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 195 | $23,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 1,200 | $23,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 20,000 | $23,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 300 | $22,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 192 | $22,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 349 | $22,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 463 | $22,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 232 | $22,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 119 | $22,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 69,749 | $22,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 32,000 | $22,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 263 | $21,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 100 | $21,000 | thousands by filing date | |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 50,000 | $21,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 112 | $20,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 236 | $20,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 126 | $20,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 29 | $20,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 469 | $20,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 35,000 | $20,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 37,772 | $20,000 | thousands by filing date | |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 40,000 | $20,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,168 | $19,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 126 | $19,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 37,800 | $19,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 118 | $18,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 29 | $18,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 705 | $18,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 20,000 | $18,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 239 | $17,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 1,100 | $16,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 14,700 | $16,000 | thousands by filing date | call |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 25,000 | $16,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,800 | $15,000 | thousands by filing date | call |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 20,000 | $15,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 22,100 | $15,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 25,000 | $15,000 | thousands by filing date | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 40,000 | $15,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 200 | $14,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 20,000 | $14,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 600 | $13,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,000 | $12,000 | thousands by filing date | call |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 10,000 | $12,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 50,000 | $12,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 18,200 | $12,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 20,101 | $12,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 1,100 | $12,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 15,000 | $12,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP | 63942X114 | *W EXP 10/19/202 | 2,001 | $12,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 20,000 | $11,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M139 | *W EXP 04/29/202 | 32,314 | $11,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 10,000 | $11,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 20,000 | $11,000 | thousands by filing date | |
| Venus Acquisition Corp | G9420F110 | Warrant | 40,000 | $11,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 25,000 | $11,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 34,555 | $10,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 400 | $9,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 15,000 | $9,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L101 | COM CL A | 900 | $9,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 10,000 | $9,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 50,000 | $9,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 300 | $8,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 350 | $8,000 | thousands by filing date | |
| FAT PROJECTS ACQUISITION COR | G3400W110 | *W EXP 08/31/202 | 20,843 | $8,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q118 | *W EXP 08/26/202 | 20,000 | $8,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 10,000 | $8,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 6,000 | $8,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 3,250 | $7,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 15,000 | $7,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 13,800 | $7,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 7,348 | $7,000 | thousands by filing date | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 6,000 | $6,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 2,600 | $6,000 | thousands by filing date | put |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 11,900 | $6,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 10,523 | $5,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 2,000 | $5,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 10,000 | $5,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 10,000 | $5,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 2,600 | $5,000 | thousands by filing date | |
| CHW ACQUISITION CORPORATION | G2254A125 | *W EXP 09/01/202 | 10,109 | $5,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 6,720 | $5,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 7,500 | $4,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 7,000 | $4,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 7,000 | $4,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F116 | *W EXP 09/30/202 | 10,000 | $4,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 10,000 | $4,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 18 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 29 | $3,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 300 | $3,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 300 | $3,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 3,700 | $3,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 4,000 | $3,000 | thousands by filing date | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 5,800 | $3,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 6,300 | $3,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 5,000 | $3,000 | thousands by filing date | |
| CENAQ ENERGY CORP | 15130M110 | *W EXP 02/04/2022 | 7,500 | $3,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 4,930 | $3,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 4,000 | $3,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 5,000 | $3,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 5,800 | $3,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 7,000 | $3,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 5,000 | $3,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 5,000 | $3,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION COR | 254028111 | *W EXP 06/09/202 | 5,000 | $3,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 6,000 | $3,000 | thousands by filing date | |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 5,300 | $3,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 2,100 | $2,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 100 | $2,000 | thousands by filing date | put |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 4,800 | $2,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 2,500 | $2,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 3,000 | $2,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 4,000 | $2,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 4,000 | $2,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 2,500 | $2,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 4,000 | $2,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 3,300 | $2,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 34 | $1,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 892 | $1,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 1,000 | $1,000 | thousands by filing date | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 263 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,023 | $1,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 1,400 | $1,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 2,000 | $1,000 | thousands by filing date | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECT ENT INC | 46071F103 | COM | 9,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 13,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMSOVEREIGN HLDG CORP | 205650112 | *W EXP 12/18/202 | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-000089 | this filing | 2022-01-31 | acceptance time not in the bulk data set |