13F-HR filed by Ground Swell Capital, LLC
Ground Swell Capital, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 66 holding rows worth $23,209,000.
- Accession
- 0001420506-21-001534
- Filer
- CIK 1534450
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 66 entries on the cover page, a total value of $23,209,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $23,209,000 with VALUE read as thousands by filing date, 13F file number 028-16253. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 12,691 | $3,726,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,472 | $2,755,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,403 | $1,863,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 313 | $1,028,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 13,914 | $662,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,593 | $622,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 30,186 | $583,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 11,142 | $497,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,109 | $490,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,309 | $460,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 791 | $427,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,824 | $426,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,675 | $407,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,937 | $387,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,443 | $374,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,846 | $369,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,062 | $359,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 7,076 | $341,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,194 | $339,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,849 | $315,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,850 | $285,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,258 | $280,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 15,490 | $268,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,603 | $259,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,300 | $250,000 | thousands by filing date | |
| RH | 74967X103 | COM | 369 | $246,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,984 | $244,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,260 | $242,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,349 | $242,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 2,981 | $242,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 6,027 | $241,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 2,286 | $237,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,688 | $234,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 13,466 | $234,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 602 | $228,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 53,958 | $222,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 263 | $221,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,313 | $220,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 628 | $218,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,220 | $210,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 805 | $210,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,648 | $209,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 763 | $207,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,803 | $205,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,696 | $202,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 11,517 | $172,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 11,579 | $90,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 11,093 | $87,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 12,430 | $75,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 19,231 | $72,000 | thousands by filing date | |
| BTCS INC | 05581M404 | CMN | 10,335 | $56,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 10,908 | $54,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 91,500 | $42,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,345 | $39,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 15,513 | $32,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,392 | $31,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 12,983 | $27,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 10,981 | $24,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 30,268 | $22,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 10,848 | $20,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 11,718 | $19,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 18,357 | $18,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 11,743 | $15,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 24,654 | $12,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 11,841 | $9,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 18,858 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-001534 | this filing | 2021-11-12 | acceptance time not in the bulk data set |