13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-28, with 1,372 holding rows worth $3,324,996,000.
- Accession
- 0001420506-21-001441
- Filer
- CIK 1449126
- Filed
- 2021-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,372 entries on the cover page, a total value of $3,324,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,324,996,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 27,076 | $335,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,722 | $335,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,225 | $334,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,603 | $334,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,540 | $334,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 25,254 | $334,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,606 | $333,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 6,454 | $333,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,303 | $333,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,414 | $332,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,809 | $332,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 6,867 | $332,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 23,034 | $331,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,894 | $330,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 13,610 | $330,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 7,420 | $329,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,114 | $328,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,789 | $326,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,126 | $325,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,793 | $324,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 9,765 | $323,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 4,891 | $323,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 4,682 | $322,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 30,216 | $322,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 13,134 | $322,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 3,975 | $322,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,856 | $321,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 6,240 | $320,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 8,253 | $320,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,719 | $318,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,085 | $318,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 622 | $317,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 13,750 | $317,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,491 | $316,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,542 | $316,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,386 | $315,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 18,635 | $315,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 7,856 | $314,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 2,637 | $314,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,048 | $313,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 15,050 | $312,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 18,466 | $311,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,278 | $311,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,691 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 3,344 | $310,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 8,592 | $310,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,225 | $309,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,012 | $309,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,400 | $308,000 | thousands by filing date | call |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 6,066 | $308,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,086 | $307,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,232 | $307,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 4,212 | $307,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 10,841 | $306,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,057 | $306,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,615 | $305,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 9,561 | $304,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 907 | $303,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 47,300 | $303,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 17,600 | $301,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,525 | $301,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,977 | $300,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 12,499 | $300,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 18,127 | $298,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 8,623 | $295,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,085 | $295,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 867 | $295,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,884 | $294,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 10,374 | $293,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,458 | $293,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,461 | $293,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,028 | $293,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,275 | $292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 5,939 | $292,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,265 | $290,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 21,131 | $289,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 9,784 | $289,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 97,600 | $289,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,347 | $286,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,443 | $286,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,514 | $286,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 6,425 | $286,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 10,724 | $285,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 8,793 | $285,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 380 | $284,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 9,763 | $284,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 8,555 | $283,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 14,016 | $283,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,000 | $282,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 26,397 | $282,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,656 | $282,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,804 | $281,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,360 | $281,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,077 | $281,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 14,863 | $281,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 5,886 | $280,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,254 | $279,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,679 | $278,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,472 | $277,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 9,228 | $277,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,649 | $276,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,330 | $276,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,363 | $275,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 1,747 | $274,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 4,809 | $273,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,278 | $272,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,908 | $272,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,135 | $272,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 9,465 | $272,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,500 | $271,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 8,459 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 5,194 | $269,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,047 | $268,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,760 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,062 | $268,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 13,945 | $268,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 17,518 | $267,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,343 | $267,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 5,389 | $267,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 948 | $267,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 46,572 | $267,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,962 | $266,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,657 | $265,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 5,257 | $265,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,606 | $265,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,868 | $265,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,715 | $264,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 26,918 | $264,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,200 | $263,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 1,363 | $263,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 8,159 | $263,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,145 | $262,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 479 | $262,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 15,284 | $262,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 7,595 | $262,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 17,275 | $262,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 9,090 | $262,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,159 | $261,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,655 | $261,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 25,850 | $259,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 945 | $258,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 2,489 | $258,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,516 | $258,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 11,532 | $257,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,056 | $256,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 6,580 | $256,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 12,985 | $256,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,663 | $254,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 6,930 | $254,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 9,718 | $254,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 17,000 | $252,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 8,870 | $252,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16,106 | $249,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 5,002 | $249,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,634 | $248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,181 | $246,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 3,810 | $245,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,593 | $244,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,743 | $244,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 9,740 | $244,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,225 | $244,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 4,289 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,890 | $241,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,034 | $241,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 702 | $241,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 1,700 | $240,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 8,948 | $239,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 834 | $239,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,256 | $239,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 12,786 | $239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,273 | $239,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 22,422 | $239,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,973 | $238,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,104 | $238,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,357 | $236,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 3,879 | $236,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,932 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 2,633 | $236,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 9,352 | $235,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 29,277 | $235,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 34,909 | $234,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 14,693 | $233,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,783 | $233,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,774 | $233,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 7,075 | $233,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,935 | $232,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 600 | $231,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 13,719 | $231,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,925 | $230,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 19,000 | $230,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,625 | $229,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 1,536 | $229,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 16,507 | $229,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,601 | $228,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 9,075 | $228,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,188 | $228,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 5,800 | $228,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,368 | $227,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,580 | $227,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 12,340 | $227,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 8,423 | $227,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 8,721 | $227,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,135 | $226,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,555 | $226,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 22,596 | $226,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 9,032 | $226,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 8,101 | $226,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 7,773 | $225,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 11,700 | $224,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,218 | $224,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,629 | $224,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,012 | $223,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 13,831 | $222,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,242 | $222,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,993 | $222,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,605 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 4,994 | $222,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,922 | $221,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 789 | $221,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,429 | $221,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,434 | $221,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 13,436 | $220,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 3,952 | $220,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3,210 | $219,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 501 | $218,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,300 | $218,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,718 | $217,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,951 | $216,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,154 | $215,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,366 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 2,825 | $215,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,959 | $214,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,155 | $214,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 3,857 | $214,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,085 | $213,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 57,047 | $213,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,948 | $213,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 3,837 | $212,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 3,354 | $212,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,550 | $212,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 425 | $211,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,230 | $211,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 14,944 | $210,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,451 | $209,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 21,471 | $209,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 8,118 | $209,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,004 | $209,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 27,400 | $209,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,320 | $208,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,330 | $208,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 4,365 | $208,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,297 | $207,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 34,123 | $207,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 862 | $207,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 5,166 | $207,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,071 | $206,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 8,955 | $206,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,801 | $205,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 4,850 | $205,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,945 | $205,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 18,116 | $205,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,615 | $204,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,000 | $204,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,202 | $203,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,374 | $203,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 673 | $202,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 18,305 | $201,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,724 | $201,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,414 | $201,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 6,880 | $201,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20,833 | $200,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 7,000 | $200,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,148 | $198,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,597 | $191,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 18,625 | $190,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 175,000 | $189,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 14,750 | $182,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 26,900 | $179,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,074 | $176,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 31,625 | $175,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 24,080 | $174,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,103 | $173,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 12,486 | $171,000 | thousands by filing date | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 21,865 | $168,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,206 | $166,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,272 | $164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 14,199 | $163,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,907 | $162,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 30,800 | $162,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 14,953 | $161,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 13,079 | $155,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 23,236 | $155,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 10,700 | $153,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 10,200 | $150,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 61,900 | $150,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 14,900 | $148,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 10,015 | $136,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 12,400 | $131,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,000 | $129,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,500 | $125,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,596 | $123,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 26,621 | $122,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,052 | $117,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 19,000 | $117,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 21,150 | $115,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 20,710 | $114,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 20,100 | $114,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 13,277 | $110,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 14,440 | $110,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 47,878 | $110,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 17,157 | $109,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,348 | $104,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 26,200 | $103,000 | thousands by filing date | call |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 27,352 | $103,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 55,310 | $101,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,021 | $100,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,158 | $100,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,965 | $98,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,043 | $98,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 24,045 | $97,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 10,748 | $93,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 28,673 | $90,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 12,148 | $90,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 41,045 | $85,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 30,500 | $84,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 19,514 | $83,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 15,800 | $83,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 88,200 | $83,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 24,481 | $76,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,882 | $75,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,700 | $73,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 24,000 | $72,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,821 | $70,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,877 | $67,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,943 | $62,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,365 | $61,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 11,600 | $61,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 24,392 | $60,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 10,057 | $60,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,312 | $59,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,949 | $57,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,402 | $56,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,017 | $56,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,000 | $54,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 20,110 | $53,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 12,175 | $51,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 23,300 | $50,000 | thousands by filing date | call |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 48,000 | $49,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 19,300 | $48,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,000 | $47,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 14,605 | $46,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 21,450 | $46,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 10,500 | $45,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 84,450 | $44,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 13,000 | $43,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 14,500 | $42,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 13,830 | $38,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 16,500 | $33,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 32,000 | $33,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 10,020 | $29,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 13,502 | $29,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,318 | $21,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 17,000 | $20,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 29,000 | $20,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 10,258 | $18,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 12,200 | $17,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 28,179 | $17,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 10,000 | $15,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 19,056 | $15,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 12,250 | $13,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 16,612 | $10,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 11,500 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-001441 | this filing | 2021-10-28 | acceptance time not in the bulk data set |