13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC
EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-12, with 274 holding rows worth $540,134,000.
- Accession
- 0001420506-21-001372
- Filer
- CIK 1143261
- Filed
- 2021-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 274 entries on the cover page, a total value of $540,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $540,134,000 with VALUE read as thousands by filing date, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STAMPS COM INC | 852857200 | COM NEW | 269,700 | $88,944,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 215,800 | $71,169,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 147,594 | $48,675,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 55,300 | $42,884,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 705,703 | $41,665,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 118,300 | $32,017,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 63,289 | $17,129,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 34,200 | $14,677,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 417,500 | $12,350,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 74,900 | $9,753,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 48,000 | $8,423,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 235,795 | $7,699,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 43,293 | $7,451,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 42,200 | $7,263,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 41,700 | $6,255,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 32,900 | $5,662,000 | thousands by filing date | call |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 315,285 | $5,552,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 48,700 | $5,253,000 | thousands by filing date | put |
| QAD INC-A | 74727D306 | CL A | 58,600 | $5,121,000 | thousands by filing date | put |
| COHERENT INC | 192479103 | COM | 20,000 | $5,002,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 270,960 | $4,940,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 55,576 | $4,857,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P208 | UNIT 99/99/9999 | 456,713 | $4,553,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 72,400 | $3,985,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 24,500 | $3,699,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 17,500 | $3,294,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 11,900 | $3,221,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 15,600 | $2,936,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 85,300 | $2,905,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 52,198 | $2,873,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 10,807 | $2,703,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 67,400 | $2,663,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,200 | $2,661,000 | thousands by filing date | call |
| VEONEER INC | 92336X109 | COM | 74,313 | $2,531,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 135,900 | $2,386,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 15,500 | $2,340,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 126,597 | $2,223,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,000 | $1,955,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 292,043 | $1,872,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 39,600 | $1,807,000 | thousands by filing date | call |
| HILL ROM HLDGS INC | 431475102 | COM | 11,500 | $1,725,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,688 | $1,682,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 209,600 | $1,549,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 57,500 | $1,459,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 9,700 | $1,455,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 56,526 | $1,421,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 33,177 | $1,293,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 538,789 | $1,293,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 27,500 | $1,108,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 20,000 | $1,091,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 181,900 | $880,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,500 | $875,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 7,900 | $852,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 15,500 | $845,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 427,382 | $795,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 12,000 | $781,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $775,000 | thousands by filing date | call |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 25,841 | $660,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 102,788 | $591,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 30,500 | $542,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 257,966 | $513,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 27,300 | $485,000 | thousands by filing date | put |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 47,600 | $474,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 120,498 | $471,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,430 | $456,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 51,600 | $449,000 | thousands by filing date | put |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 17,500 | $447,000 | thousands by filing date | put |
| QAD INC-A | 74727D306 | CL A | 5,000 | $437,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 9,800 | $373,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 22,416 | $356,000 | thousands by filing date | |
| 23ANDME HOLDING CO WT EXP 061626 | 90138Q116 | Stock | 184,800 | $340,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 100,000 | $316,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 14,500 | $304,000 | thousands by filing date | put |
| LIFEMD INC | 53216B104 | COM | 40,000 | $248,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 28,401 | $247,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 41,100 | $238,000 | thousands by filing date | call |
| GROWTH CAP ACQUISITION CORP | 39986V107 | CL A | 23,875 | $236,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 142,151 | $227,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 10,500 | $220,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 20,072 | $202,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 125,000 | $201,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 32,000 | $185,000 | thousands by filing date | put |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 93,400 | $183,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 30,000 | $179,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 300 | $174,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 26,200 | $168,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 4,900 | $167,000 | thousands by filing date | call |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 45,200 | $160,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 100,000 | $159,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 8,900 | $158,000 | thousands by filing date | call |
| XPERI HLDG CORP | 98390M103 | COM | 8,344 | $157,000 | thousands by filing date | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 133,442 | $153,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 13,800 | $136,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 61,037 | $130,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 20,000 | $123,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 121,349 | $123,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,100 | $122,000 | thousands by filing date | put |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 71,000 | $120,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 107,150 | $120,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 1,900 | $118,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 5,000 | $118,000 | thousands by filing date | put |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 72,450 | $117,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 2,600 | $113,000 | thousands by filing date | put |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 93,000 | $111,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 4,500 | $106,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 6,161 | $105,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 34,300 | $105,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 70,000 | $104,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 13,900 | $103,000 | thousands by filing date | put |
| CHW ACQUISITION CORPORATION | G2254A117 | UNIT 03/01/2028 | 10,109 | $103,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685111 | COM | 131,000 | $102,000 | thousands by filing date | |
| CENAQ ENERGY CORP | 15130M201 | UNIT 02/04/2026 | 10,000 | $101,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 4,900 | $99,000 | thousands by filing date | call |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 9,742 | $97,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 2,200 | $96,000 | thousands by filing date | |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 46,100 | $92,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 5,000 | $88,000 | thousands by filing date | call |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 92,164 | $87,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 500 | $85,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 53,507 | $85,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 181,921 | $84,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K111 | *W EXP 10/08/202 | 97,052 | $82,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 50,400 | $80,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 73,300 | $71,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 35,000 | $71,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 3,500 | $67,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 67,600 | $66,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,000 | $65,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 65,492 | $63,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 12,317 | $62,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP UNI | 34552y205 | COM | 6,000 | $60,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 11,400 | $57,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 430 | $56,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 69,749 | $56,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 300 | $53,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 69,284 | $53,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 25,000 | $52,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L113 | UNIT 99/99/9999 | 5,000 | $51,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 40,700 | $50,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 30,000 | $49,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,000 | $46,000 | thousands by filing date | put |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 1,800 | $46,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,900 | $45,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,900 | $45,000 | thousands by filing date | put |
| MCAP ACQUISITION CORP | 55282t208 | COM | 4,400 | $45,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 48,200 | $44,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 7,400 | $43,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115117 | *W EXP 07/25/202 | 45,000 | $41,000 | thousands by filing date | |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 31,400 | $36,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,000 | $35,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,000 | $35,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,000 | $35,000 | thousands by filing date | call |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 7,330 | $35,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 147,454 | $35,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 3,327 | $35,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,200 | $31,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 20,000 | $31,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 20,000 | $31,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD WT EXP 072226 | M8287R111 | Stock | 35,594 | $31,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507115 | *W EXP 99/99/999 | 68,000 | $30,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,200 | $28,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,200 | $28,000 | thousands by filing date | put |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 25,700 | $28,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 17,225 | $27,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 200 | $26,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 43,490 | $26,000 | thousands by filing date | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 15,000 | $26,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 34,555 | $26,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 3,571 | $25,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 700 | $25,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 50,148 | $25,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 20,101 | $25,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 37,772 | $25,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 40,000 | $25,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 35,000 | $24,000 | thousands by filing date | |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 50,000 | $24,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 50,000 | $22,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 12,700 | $20,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 25,000 | $19,000 | thousands by filing date | |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 40,000 | $19,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,000 | $18,000 | thousands by filing date | call |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 20,000 | $17,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 1,750 | $17,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 25,000 | $17,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 6,550 | $15,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,800 | $14,000 | thousands by filing date | call |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 20,000 | $14,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 26,000 | $13,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 18,200 | $13,000 | thousands by filing date | |
| Venus Acquisition Corp | G9420F110 | Warrant | 40,000 | $13,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 700 | $12,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 7,900 | $12,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 25,750 | $12,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 10,000 | $12,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 15,000 | $12,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 15,000 | $12,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 200 | $11,000 | thousands by filing date | call |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 2,500 | $11,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 900 | $10,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 500 | $10,000 | thousands by filing date | call |
| 890 5TH AVE PARTNERS INC | 28250A204 | UNIT 01/12/2026 | 1,000 | $10,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 200 | $9,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 200 | $9,000 | thousands by filing date | put |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 15,000 | $9,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 11,256 | $9,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 5,000 | $9,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 10,000 | $8,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 700 | $7,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 7,348 | $7,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 100 | $6,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 100 | $6,000 | thousands by filing date | put |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 10,523 | $6,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 10,000 | $6,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 12,500 | $6,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 10,000 | $6,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 100 | $5,000 | thousands by filing date | call |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 300 | $5,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 7,000 | $5,000 | thousands by filing date | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 5,800 | $5,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 7,500 | $5,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 6,000 | $5,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 5,000 | $5,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 6,000 | $5,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 7,500 | $5,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 2,100 | $4,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 6,000 | $4,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 5,000 | $4,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 7,000 | $4,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 4,000 | $4,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 7,000 | $4,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 13,800 | $4,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 6,000 | $4,000 | thousands by filing date | |
| RIGETTI COMPUTIN | G8T86C121 | EQUITY WRT | 5,000 | $4,000 | thousands by filing date | |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 6,000 | $4,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 100 | $3,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 3,900 | $3,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 3,000 | $3,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 4,000 | $3,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 5,000 | $3,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 4,000 | $3,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 7,000 | $3,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 5,000 | $3,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 2,200 | $3,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 5,000 | $3,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 4,000 | $3,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 5,000 | $3,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 5,000 | $3,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 1,100 | $3,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION COR | 254028111 | *W EXP 06/09/202 | 5,000 | $3,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 200 | $2,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 3,000 | $2,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 1,400 | $2,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 3,000 | $2,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 4,000 | $2,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 3,000 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 126 | $1,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 892 | $1,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 2,000 | $1,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 500 | $1,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 5,000 | $1,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A118 | RIGHT 10/14/2021 | 6,161 | $1,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 28,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Amazon.com, Inc | 023135106 | COM | 18,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LENNAR CORP CL A | 526057104 | Stock | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAI INTERNATIONAL INC | 12477X106 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LYDALL INC | 550819106 | COMMON STOCK | 8,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RAVEN INDS INC COM | 754212108 | Stock | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FERRO CORP | 315405100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERSECT ENT INC | 46071F103 | COM | 9,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MEDALLIA INC | 584021109 | COM | 12,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMSOVEREIGN HLDG CORP | 205650112 | *W EXP 12/18/202 | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-001372 | this filing | 2021-10-12 | acceptance time not in the bulk data set |