13F-HR filed by Altium Capital Management LLC
Altium Capital Management LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 135 holding rows worth $431,131,000.
- Accession
- 0001420506-21-001151
- Filer
- CIK 1746382
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 135 entries on the cover page, a total value of $431,131,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $431,131,000 with VALUE read as thousands by filing date, 13F file number 028-20820. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 6,886,600 | $14,737,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 8,292,602 | $13,517,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 282,445 | $12,676,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 533,033 | $10,048,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 864,020 | $9,789,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 3,678,677 | $9,197,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 640,000 | $7,834,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T107 | COM | 753,874 | $7,509,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 1,824,894 | $7,427,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,715,589 | $6,982,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 829,000 | $6,690,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 240,066 | $6,635,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 231,314 | $6,313,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 213,528 | $6,100,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 5,000,000 | $5,950,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 525,127 | $5,934,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 416,567 | $5,882,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,076,942 | $5,869,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 63,434 | $5,805,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 203,354 | $5,787,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 902,633 | $5,696,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 1,788,789 | $5,563,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 70,833 | $5,492,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 862,417 | $5,459,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 171,242 | $5,237,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,828,066 | $5,210,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 69,000 | $5,060,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S114 | ORDINARY SHARES | 500,000 | $4,930,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 605,691 | $4,821,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 814,328 | $4,813,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 17,000 | $4,667,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 188,600 | $4,660,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 26,900 | $4,460,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 800,295 | $4,266,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 328,908 | $4,263,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 609,689 | $4,243,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 344,558 | $4,000,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 20,655 | $3,992,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 1,250,000 | $3,963,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 400,000 | $3,938,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 141,319 | $3,790,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 8,000 | $3,786,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 33,230 | $3,773,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 256,152 | $3,632,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 335,041 | $3,541,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 42,473 | $3,534,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 53,000 | $3,532,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 54,500 | $3,531,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 166,636 | $3,506,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 145,000 | $3,480,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 210,280 | $3,440,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 209,130 | $3,432,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 40,400 | $3,427,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 728,487 | $3,373,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 501,878 | $3,337,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 370,551 | $3,331,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 220,000 | $3,194,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 182,456 | $3,118,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 93,116 | $3,114,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 440,589 | $2,965,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 184,554 | $2,957,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 155,000 | $2,886,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 775,000 | $2,883,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 275,000 | $2,802,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 934,327 | $2,794,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 111,834 | $2,680,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 250,000 | $2,588,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 254,000 | $2,512,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 250,000 | $2,500,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 104,626 | $2,495,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 170,484 | $2,487,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 470,949 | $2,487,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 62,317 | $2,421,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 1,739,131 | $2,417,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 225,000 | $2,345,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 40,541 | $2,327,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 213,533 | $2,238,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N121 | *W EXP 07/16/202 | 233,697 | $2,229,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 219,900 | $2,162,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 150,000 | $2,141,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 104,840 | $2,053,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 70,573 | $2,045,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521129 | UNIT 06/04/2026 | 200,000 | $2,044,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC UNIT EX 051926 | 37518W205 | Stock | 200,000 | $2,008,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC COM | 30318F100 | Stock | 200,000 | $1,996,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 200,000 | $1,988,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 200,000 | $1,970,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 373,867 | $1,847,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 321,845 | $1,709,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 197,500 | $1,683,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 60,000 | $1,680,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 84,262 | $1,668,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 333,475 | $1,604,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 130,875 | $1,599,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 75,000 | $1,572,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 142,289 | $1,464,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 123,693 | $1,441,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 107,625 | $1,398,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 670,118 | $1,334,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 128,414 | $1,280,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 125,000 | $1,245,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 111,200 | $1,102,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 122,000 | $1,096,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 100,000 | $1,072,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 100,000 | $1,053,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 15,206 | $1,009,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 102,099 | $998,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 100,000 | $995,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 100,000 | $995,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 100,000 | $993,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 100,000 | $993,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 776,000 | $970,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 52,257 | $918,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 446,000 | $883,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 161,440 | $878,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T115 | UNIT 08/22/2028 | 85,000 | $840,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 172,218 | $818,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 25,000 | $593,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 50,000 | $496,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 48,530 | $483,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 161,206 | $479,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 731,561 | $469,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751111 | *W EXP 09/21/202 | 137,500 | $385,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 600,000 | $378,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS CORP | 10778Y112 | *W EXP 02/26/202 | 209,540 | $377,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 97,467 | $335,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 109,749 | $307,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 102,290 | $266,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S106 | RIGHT 12/26/2025 | 500,000 | $190,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 133,333 | $139,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 32,500 | $117,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 10,000 | $102,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 20,000 | $86,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T124 | WTS | 84,666 | $78,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 10,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-001151 | this filing | 2021-08-13 | acceptance time not in the bulk data set |