13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 1,413 holding rows worth $3,355,093,000.
- Accession
- 0001420506-21-001133
- Filer
- CIK 1449126
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,413 entries on the cover page, a total value of $3,355,093,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,355,093,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 7,751 | $350,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 18,871 | $350,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 3,263 | $349,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,233 | $348,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 25,581 | $348,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 9,679 | $347,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 5,701 | $346,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 8,304 | $346,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 14,095 | $345,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,734 | $345,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 928 | $344,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 11,850 | $343,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,288 | $342,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,655 | $342,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 21,288 | $342,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,928 | $341,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,013 | $340,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 7,017 | $340,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,088 | $339,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,271 | $339,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 7,949 | $339,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 12,442 | $338,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 803 | $337,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,032 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,701 | $335,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,227 | $334,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,056 | $334,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,973 | $334,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,406 | $333,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 18,383 | $333,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,632 | $333,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,464 | $330,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 5,633 | $330,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 11,642 | $330,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,344 | $328,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,500 | $328,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 13,286 | $328,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,276 | $327,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,341 | $327,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,011 | $327,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 147 | $324,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,607 | $324,000 | thousands by filing date | |
| RH | 74967X103 | COM | 476 | $323,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 10,953 | $322,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 10,863 | $322,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 4,960 | $321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 10,995 | $320,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,067 | $320,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 54,068 | $320,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,008 | $319,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 650 | $319,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 8,479 | $316,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,962 | $315,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,795 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 27,546 | $314,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,300 | $311,000 | thousands by filing date | call |
| PAGERDUTY INC COM | 69553P100 | Stock | 7,305 | $311,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,000 | $311,000 | thousands by filing date | call |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,076 | $311,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 8,793 | $310,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 6,902 | $309,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,921 | $309,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 10,167 | $308,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 23,258 | $308,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,917 | $308,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 16,795 | $308,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 17,959 | $308,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,315 | $307,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,883 | $307,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 8,961 | $306,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 6,895 | $306,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 5,306 | $306,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 78,312 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 6,058 | $305,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,275 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,806 | $303,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 8,451 | $303,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 26,176 | $302,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 5,076 | $301,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,097 | $301,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,130 | $300,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,372 | $300,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 16,539 | $300,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,529 | $299,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 3,124 | $298,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 100,000 | $298,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 11,613 | $298,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,610 | $297,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,245 | $297,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,228 | $296,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,264 | $295,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 5,685 | $295,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,304 | $295,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,525 | $295,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,539 | $295,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 442 | $295,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,019 | $295,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,815 | $293,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,009 | $293,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 9,784 | $293,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 13,886 | $293,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 5,633 | $293,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 7,071 | $292,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 8,519 | $292,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 4,370 | $291,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,056 | $290,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,020 | $289,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 10,724 | $289,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 32,429 | $289,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 10,812 | $289,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 9,784 | $288,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,718 | $287,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,511 | $287,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 6,066 | $287,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 13,350 | $286,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 880 | $285,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 16,177 | $285,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,382 | $284,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 5,733 | $283,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,727 | $281,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 10,343 | $281,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,978 | $279,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 8,453 | $278,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 14,324 | $277,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 11,557 | $277,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 9,765 | $277,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,869 | $276,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 10,246 | $275,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,985 | $274,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 27,091 | $274,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,313 | $274,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 6,537 | $274,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 7,521 | $272,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,371 | $272,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 5,716 | $270,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,341 | $270,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,251 | $270,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 4,356 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 16,396 | $269,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 25,850 | $269,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,211 | $268,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,065 | $267,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 4,983 | $267,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 3,123 | $267,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,441 | $265,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 12,790 | $265,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,513 | $265,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 5,406 | $264,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,572 | $264,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 31,102 | $264,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,478 | $263,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,090 | $263,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 2,288 | $263,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 21,500 | $263,000 | thousands by filing date | call |
| NEW GERMANY FD INC | 644465106 | COM | 12,985 | $263,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 951 | $262,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 16,798 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,409 | $261,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,602 | $261,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 9,569 | $260,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 80,490 | $260,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,716 | $259,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 24,367 | $259,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,220 | $259,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,726 | $259,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 7,130 | $259,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,634 | $258,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 839 | $258,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 4,371 | $258,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,843 | $257,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,244 | $257,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,231 | $257,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 5,095 | $257,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,362 | $256,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,000 | $255,000 | thousands by filing date | call |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,135 | $254,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,200 | $254,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,151 | $254,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 64,370 | $254,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 9,690 | $254,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 8,531 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,449 | $252,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,461 | $252,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 3,810 | $252,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,560 | $251,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,587 | $250,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,305 | $250,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,113 | $249,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 2,663 | $249,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 3,187 | $247,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 8,750 | $244,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,338 | $243,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,588 | $243,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,210 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,642 | $242,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,056 | $241,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,441 | $241,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 84,450 | $241,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 4,195 | $239,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,451 | $238,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 22,760 | $238,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 3,436 | $238,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,598 | $237,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,932 | $237,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,101 | $237,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 12,286 | $236,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 905 | $235,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 511 | $234,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 9,075 | $234,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 12,870 | $234,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,747 | $233,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,305 | $231,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,614 | $231,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 3,906 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,436 | $230,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,798 | $229,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,502 | $228,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 7,233 | $228,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 870 | $228,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 2,067 | $227,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,767 | $227,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 8,406 | $227,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 8,698 | $227,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,676 | $226,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,099 | $226,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,707 | $226,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,879 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,437 | $226,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 8,087 | $226,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,840 | $225,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,108 | $225,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 7,234 | $225,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 9,882 | $225,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,593 | $224,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 5,350 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,563 | $224,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,271 | $224,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,422 | $221,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 13,253 | $221,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 5,370 | $220,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 55,101 | $220,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,390 | $220,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,691 | $219,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 8,386 | $219,000 | thousands by filing date | |
| THERAPEUTICS ACQUISITION COR | 88339T103 | COM CL A | 21,315 | $219,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,071 | $218,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 4,408 | $218,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,887 | $218,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,718 | $218,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,550 | $218,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,148 | $217,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 3,951 | $217,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 4,850 | $216,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 8,582 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 26,840 | $216,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 6,345 | $215,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 6,444 | $215,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 65,090 | $215,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 6,987 | $214,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,105 | $213,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,146 | $212,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,407 | $212,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,297 | $212,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,132 | $212,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 13,202 | $212,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,406 | $212,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,518 | $212,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,081 | $211,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 3,197 | $211,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 5,171 | $210,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 4,369 | $210,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 2,986 | $210,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,544 | $209,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,275 | $209,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 32,845 | $209,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,005 | $209,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 32,985 | $209,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,176 | $208,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 7,158 | $208,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 1,616 | $208,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 7,745 | $207,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 128 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 2,548 | $206,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 678 | $205,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,639 | $205,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 479 | $205,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,194 | $205,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 5,156 | $205,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 8,000 | $205,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 3,499 | $204,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,921 | $204,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,330 | $204,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 10,400 | $204,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 13,328 | $204,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,113 | $204,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,418 | $203,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,203 | $202,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 792 | $202,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 461 | $202,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,833 | $202,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 9,094 | $202,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 6,429 | $202,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 5,372 | $202,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 3,478 | $202,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,957 | $200,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 10,271 | $198,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,288 | $195,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,945 | $191,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 26,200 | $190,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,897 | $189,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 175,000 | $189,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 12,342 | $188,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 19,010 | $186,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 18,103 | $184,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 25,000 | $182,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,034 | $180,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,700 | $180,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 12,442 | $178,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 13,679 | $175,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 62,100 | $175,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 17,032 | $169,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,450 | $169,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 19,732 | $167,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 13,379 | $167,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,048 | $164,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 22,750 | $164,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,608 | $163,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,015 | $160,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,566 | $154,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 10,200 | $153,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 10,654 | $152,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 32,950 | $150,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,688 | $148,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 10,925 | $148,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 31,676 | $145,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 13,056 | $144,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,405 | $141,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 16,317 | $140,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 47,878 | $137,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 15,950 | $136,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,464 | $133,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 10,000 | $133,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 17,141 | $130,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,330 | $129,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 20,128 | $126,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,000 | $126,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 41,250 | $124,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,005 | $123,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,650 | $123,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,000 | $121,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 12,048 | $121,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,317 | $117,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 22,998 | $113,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 28,660 | $112,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 29,120 | $112,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,300 | $108,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 10,136 | $107,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 24,481 | $106,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,021 | $102,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 22,000 | $101,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 13,990 | $100,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 34,490 | $99,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 24,930 | $98,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,382 | $94,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,504 | $92,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 27,600 | $91,000 | thousands by filing date | call |
| MV OIL TR | 553859109 | TR UNITS | 10,326 | $88,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 25,110 | $86,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,996 | $85,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 24,600 | $85,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 98,450 | $82,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 51,700 | $80,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 26,000 | $79,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,618 | $79,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 10,000 | $79,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 11,457 | $77,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,789 | $76,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 28,864 | $74,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 15,720 | $73,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 20,250 | $73,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,700 | $72,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,676 | $70,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,159 | $69,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,758 | $65,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,815 | $64,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 11,500 | $63,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,402 | $62,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 25,450 | $61,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 21,000 | $60,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 12,658 | $60,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 32,000 | $59,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 11,674 | $58,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,305 | $57,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,800 | $56,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 20,658 | $55,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,000 | $53,000 | thousands by filing date | call |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 17,800 | $53,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,000 | $51,000 | thousands by filing date | call |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 48,000 | $49,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,843 | $47,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,209 | $43,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 17,153 | $40,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 13,502 | $38,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 18,200 | $36,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 16,250 | $30,000 | thousands by filing date | |
| BOQI INTL MED INC | 099501108 | COM | 22,500 | $30,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 27,789 | $28,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 28,000 | $28,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 11,600 | $26,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 15,000 | $23,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 19,056 | $23,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 16,612 | $15,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 15,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-001133 | this filing | 2021-08-13 | acceptance time not in the bulk data set |