13F-HR filed by Key Financial Inc
Key Financial Inc filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-02, with 889 holding rows worth $178,966,000.
- Accession
- 0001420506-21-000925
- Filer
- CIK 1801720
- Filed
- 2021-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 889 entries on the cover page, a total value of $178,966,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $178,966,000 with VALUE read as thousands by filing date, 13F file number 028-19846. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROWN FORMAN CORP CL B | 115637209 | Stock | 227 | $16,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,379 | $16,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 285 | $16,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 520 | $15,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 55 | $15,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 405 | $15,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 29 | $15,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 214 | $15,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $15,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 156 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 300 | $15,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 262 | $15,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 39 | $15,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 1,475 | $15,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,072 | $14,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 167 | $14,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 359 | $14,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 160 | $14,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 178 | $14,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 242 | $13,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 69 | $13,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 192 | $13,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 54 | $13,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,000 | $13,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 162 | $13,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 75 | $13,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 58 | $13,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 50 | $13,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 559 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 207 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 275 | $13,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 710 | $13,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 90 | $13,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,941 | $13,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 222 | $13,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 71 | $12,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 80 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 140 | $12,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 71 | $12,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 47 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 135 | $12,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 419 | $12,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 670 | $12,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 167 | $12,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 30 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 135 | $11,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 22 | $11,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 185 | $11,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 211 | $11,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 726 | $11,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 640 | $11,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 88 | $11,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 77 | $11,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 281 | $11,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 62 | $11,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 160 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 238 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 202 | $11,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 23 | $11,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 85 | $11,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 383 | $11,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 146 | $10,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 172 | $10,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 99 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 191 | $10,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 254 | $10,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 75 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 100 | $10,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 972 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 89 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 256 | $10,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 202 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 73 | $10,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 66 | $10,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 206 | $10,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 39 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 106 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 342 | $10,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 423 | $10,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 296 | $10,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 221 | $9,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 293 | $9,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 147 | $9,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 106 | $9,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 250 | $9,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 25 | $9,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 300 | $9,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $9,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 109 | $9,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 659 | $9,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 133 | $9,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 65 | $9,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 378 | $9,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 103 | $9,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 291 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 283 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 242 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 119 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 102 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 235 | $9,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 708 | $9,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 77 | $9,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 110 | $9,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 58 | $9,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 608 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 174 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 47 | $9,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 71 | $8,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 200 | $8,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 27 | $8,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 454 | $8,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 17 | $8,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 250 | $8,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 456 | $8,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 80 | $8,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 666 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 133 | $8,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,000 | $8,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 100 | $8,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 100 | $8,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 785 | $8,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 320 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 73 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 221 | $8,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 104 | $8,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 3,685 | $8,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 25 | $7,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 317 | $7,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 32 | $7,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 235 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 96 | $7,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 21 | $7,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 24 | $7,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 966 | $7,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 133 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 35 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 234 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 140 | $7,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 68 | $7,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 35 | $7,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 39 | $7,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 150 | $7,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 489 | $7,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 336 | $7,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 750 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 143 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 145 | $7,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 117 | $7,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 73 | $7,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 40 | $7,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 246 | $7,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,500 | $7,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 157 | $6,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 35 | $6,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 227 | $6,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 65 | $6,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 61 | $6,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 61 | $6,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 103 | $6,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 83 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 80 | $6,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 548 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 25 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 157 | $6,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 69 | $6,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 421 | $6,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 400 | $6,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 163 | $6,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 75 | $6,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 100 | $6,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 312 | $6,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 119 | $6,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 277 | $6,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 488 | $6,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 200 | $6,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 84 | $5,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 68 | $5,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 600 | $5,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 100 | $5,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 200 | $5,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 19 | $5,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 44 | $5,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 26 | $5,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 34 | $5,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 200 | $5,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 141 | $5,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 249 | $5,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 98 | $5,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 250 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 333 | $5,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 432 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 133 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 467 | $5,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 154 | $5,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 20 | $5,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 428 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 83 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 591 | $4,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 173 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 46 | $4,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 95 | $4,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 30 | $4,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 10 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100 | $4,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 18 | $4,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 54 | $4,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 27 | $4,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 86 | $4,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 29 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 349 | $4,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 180 | $4,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 75 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 87 | $4,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 25 | $4,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 86 | $4,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 218 | $4,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 361 | $4,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 569 | $4,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 100 | $4,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 51 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 109 | $4,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 24 | $4,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 600 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 63 | $4,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 141 | $4,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 800 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 125 | $3,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 25 | $3,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 49 | $3,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 43 | $3,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 42 | $3,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 16 | $3,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 53 | $3,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 25 | $3,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 62 | $3,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 74 | $3,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 67 | $3,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 54 | $3,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 91 | $3,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 334 | $3,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 24 | $3,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 100 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,500 | $3,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 171 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 104 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 600 | $3,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 59 | $3,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 17 | $3,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 122 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 59 | $3,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 267 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 35 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 5,000 | $3,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 44 | $2,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 11 | $2,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 37 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 24 | $2,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 34 | $2,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 25 | $2,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 30 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 17 | $2,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 20 | $2,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 100 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 99 | $2,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 25 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 35 | $2,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 20 | $2,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 51 | $2,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 180 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 53 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 20 | $2,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 119 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 63 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 28 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 78 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 61 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 42 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 54 | $2,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 31 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 30 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 100 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $2,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 176 | $2,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 100 | $2,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 15 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 101 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 108 | $2,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 57 | $2,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 41 | $2,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 94 | $2,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 925 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 37 | $2,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 385 | $2,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 25 | $2,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 18 | $1,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 18 | $1,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 13 | $1,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 15 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 135 | $1,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 39 | $1,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 12 | $1,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 5 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 28 | $1,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 21 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5 | $1,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 5 | $1,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 7 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100 | $1,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 12 | $1,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 6 | $1,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 200 | $1,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 37 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 29 | $1,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 53 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 18 | $1,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 160 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 20 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 13 | $1,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 50 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 142 | $1,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 9 | $1,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 75 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 20 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 20 | $1,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 35 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 39 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 8 | $1,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 32 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 80 | $1,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 150 | $1,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 30 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 100 | $1,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 24 | $1,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 89 | $1,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 56 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 141 | $1,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 41 | $1,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 15 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 42 | $1,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 48 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 161 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 120 | $1,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 25 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 400 | $1,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAPPEN INC COM NEW | 52603A208 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | 500688106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287564 | SELECT US REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERNIUM SA | 880890108 | SPONSORED ADS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Frontier 100 | 464286145 | cs | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-000925 | this filing | 2021-08-02 | acceptance time not in the bulk data set |