13F-HR filed by Saltoro Capital, LP
Saltoro Capital, LP filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 101 holding rows worth $399,985,000.
- Accession
- 0001420506-21-000676
- Filer
- CIK 1552059
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 101 entries on the cover page, a total value of $399,985,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $399,985,000 with VALUE read as thousands by filing date, 13F file number 028-21009. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287955 | PUT | 828,000 | $182,938,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R956 | PUT | 360,000 | $29,285,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 958,553 | $25,948,000 | thousands by filing date | |
| SUNNOVA ENERGY INTL INC. | 86745K954 | PUT | 279,000 | $11,389,000 | thousands by filing date | put |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 238,129 | $9,720,000 | thousands by filing date | |
| ARK ETF TR | 00214Q954 | PUT | 72,000 | $8,636,000 | thousands by filing date | put |
| ADAPTIVE BIOTECHNOLOGIES COR | 00650F959 | PUT | 180,000 | $7,247,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 172,863 | $6,605,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 159,100 | $6,405,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222904 | CALL | 234,000 | $6,334,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G906 | SOLAR ETF | 67,500 | $6,194,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 4,500,000 | $5,392,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222954 | PUT | 195,700 | $5,298,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V900 | CALL | 81,000 | $4,654,000 | thousands by filing date | call |
| DELTA AIR LINES INC | 247361952 | PUT | 90,000 | $4,345,000 | thousands by filing date | put |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 3,750,000 | $3,731,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 900 | $2,785,000 | thousands by filing date | call |
| EHEALTH INC | 28238P909 | CALL | 36,000 | $2,618,000 | thousands by filing date | call |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,500,000 | $2,504,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,414,000 | $2,495,000 | thousands by filing date | |
| INVITAE CORP | 46185L953 | PUT | 62,500 | $2,388,000 | thousands by filing date | put |
| AEMETIS INC | 00770K202 | COM NEW | 90,000 | $2,207,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 303,000 | $1,963,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 2,000,000 | $1,948,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 28,064 | $1,824,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 51,316 | $1,819,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 1,500,000 | $1,715,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 62,262 | $1,537,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 1,250,000 | $1,506,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,800,000 | $1,474,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 65,688 | $1,427,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 6,300 | $1,406,000 | thousands by filing date | |
| L BRANDS INC | 501797904 | COM | 22,500 | $1,392,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 63,000 | $1,377,000 | thousands by filing date | call |
| INVITAE CORP | 46185L903 | CALL | 36,000 | $1,376,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,350,000 | $1,352,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 36,000 | $1,323,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 36,000 | $1,316,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 20,700 | $1,316,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,507,000 | $1,246,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 1,000,000 | $1,239,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 18,900 | $1,169,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 1,250,000 | $1,152,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 70,623 | $1,093,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 1,000,000 | $1,091,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 1,500,000 | $1,087,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 36,000 | $1,053,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 103,500 | $1,045,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 22,500 | $1,043,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 900,000 | $938,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 18,400 | $935,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 8,100 | $867,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 8,421 | $855,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 13,500 | $848,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 18,000 | $845,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 900,000 | $808,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 9,000 | $794,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,400 | $768,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 17,424 | $756,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 175,423 | $756,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 750,000 | $743,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,400 | $731,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 701,000 | $698,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 13,500 | $684,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 750,000 | $678,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,504 | $661,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 23,000 | $643,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 33,674 | $630,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 9,000 | $615,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 4,500 | $593,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 27,000 | $589,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 27,000 | $560,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,530 | $521,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,500 | $515,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 500,000 | $513,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 3,150 | $481,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 5,400 | $442,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 16,533 | $439,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422LAA5 | NOTE 5.000% 7/1 | 250,000 | $424,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 5,375 | $353,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 13,500 | $344,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 15,857 | $320,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 300,000 | $319,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,590 | $300,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 3,668 | $226,000 | thousands by filing date | |
| AEMETIS INC | 00770K902 | CALL | 9,000 | $221,000 | thousands by filing date | call |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 31,500 | $213,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 27,764 | $184,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,800 | $146,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 27,000 | $127,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 13,500 | $114,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 90,000 | $105,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 5,709 | $97,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 5,500 | $66,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 1,000 | $27,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 1,000 | $10,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 900 | $9,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 131 | $5,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 417 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-000676 | this filing | 2021-05-14 | acceptance time not in the bulk data set |