13F-HR filed by RMR Wealth Builders
RMR Wealth Builders filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 799 holding rows worth $384,894,000.
- Accession
- 0001420506-21-000612
- Filer
- CIK 1803848
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 799 entries on the cover page, a total value of $384,894,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $384,894,000 with VALUE read as thousands by filing date, 13F file number 028-20194. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 3,000 | $22,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 118 | $21,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 503 | $21,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 878 | $21,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 1,466 | $21,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 55 | $21,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 247 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 244 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 100 | $21,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 488 | $20,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 204 | $20,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 265 | $20,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 783 | $20,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 852 | $20,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 2,000 | $20,000 | thousands by filing date | |
| LISTED FD TR | 53656F474 | OPAL DIVD INCM E | 712 | $20,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 1,000 | $20,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 503 | $19,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 198 | $19,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 214 | $19,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 1,352 | $19,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 896 | $19,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 220 | $19,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,557 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 582 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 42 | $18,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 84 | $18,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 140 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 478 | $18,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,093 | $18,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,567 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 537 | $18,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 372 | $17,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 78 | $17,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 300 | $17,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 103 | $17,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 320 | $17,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 900 | $17,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 791 | $17,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,390 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 235 | $17,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 112 | $16,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 525 | $16,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 250 | $16,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 400 | $16,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1,182 | $16,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 585 | $16,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 101 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 829 | $16,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 130 | $15,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,500 | $15,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 59 | $15,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 408 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 141 | $15,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 104 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 292 | $15,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 829 | $14,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 70 | $14,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 126 | $14,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 50 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 200 | $14,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 200 | $14,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 50 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 627 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 266 | $14,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 286 | $14,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 100 | $14,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 130 | $13,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 65 | $13,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 187 | $13,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 669 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 251 | $13,000 | thousands by filing date | |
| CLOUGH HEDGED EQUITY ETF | 53656F649 | ETF | 500 | $13,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 409 | $12,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 4,425 | $12,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 40 | $12,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 140 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 122 | $12,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 502 | $12,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 267 | $12,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 46 | $12,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 700 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 241 | $12,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 50 | $11,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 263 | $11,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 123 | $11,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 1,100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 81 | $11,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 785 | $11,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 597 | $11,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 400 | $11,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 973 | $11,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 141 | $11,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 600 | $11,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 146 | $10,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 100 | $10,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 350 | $10,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 252 | $10,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 306 | $10,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 113 | $10,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 226 | $10,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 500 | $10,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 93 | $10,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 220 | $10,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 20 | $9,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 253 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 121 | $9,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 227 | $9,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 102 | $9,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 197 | $9,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 125 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 507 | $9,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 100 | $8,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 310 | $8,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 304 | $8,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 200 | $8,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 89 | $8,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 283 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 100 | $8,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 62 | $8,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 500 | $8,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 33 | $7,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 20 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 292 | $7,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 55 | $7,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 76 | $7,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 110 | $7,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 105 | $7,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 400 | $7,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 50 | $7,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 101 | $7,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 76 | $7,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 95 | $7,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 69 | $7,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 250 | $7,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 126 | $7,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 15 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 22 | $7,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 135 | $7,000 | thousands by filing date | |
| RH | 74967X103 | COM | 12 | $7,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 500 | $7,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 200 | $7,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 81 | $6,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 147 | $6,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 200 | $6,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 283 | $6,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 100 | $6,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 187 | $6,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 156 | $6,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 51 | $6,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 58 | $6,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 67 | $6,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 160 | $6,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 85 | $6,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 596 | $6,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 166 | $6,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 400 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 140 | $6,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 500 | $6,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 50 | $5,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 175 | $5,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 20 | $5,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 75 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 115 | $5,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 103 | $5,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 60 | $5,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 35 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 207 | $5,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 33 | $5,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 100 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 98 | $5,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 355 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 47 | $5,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 57 | $5,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 192 | $5,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 200 | $5,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 325 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,000 | $5,000 | thousands by filing date | principal |
| ASENSUS SURGICAL INC | 04367G103 | COM | 1,585 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 20 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 27 | $4,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 250 | $4,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 40 | $4,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 15 | $4,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 45 | $4,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 53 | $4,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 42 | $4,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 200 | $4,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 400 | $4,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 850 | $4,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 30 | $4,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 29 | $4,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 45 | $4,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 68 | $4,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 65 | $4,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 308 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 111 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 54 | $4,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 334 | $4,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 100 | $4,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7 | $3,000 | thousands by filing date | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 78 | $3,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 120 | $3,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 72 | $3,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 84 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 101 | $3,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 200 | $3,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 15 | $3,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 148 | $3,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 68 | $3,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 60 | $3,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 134 | $3,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 25 | $3,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 33 | $3,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 102 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 347 | $3,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 56 | $3,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 550 | $3,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 20 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 25 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 41 | $2,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 32 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 83 | $2,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 11 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 78 | $2,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 10 | $2,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 110 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 22 | $2,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 100 | $2,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 53 | $2,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 167 | $2,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 153 | $2,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 40 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 81 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 155 | $2,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 120 | $2,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 650 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 166 | $2,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 950 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 625 | $2,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 1,000 | $2,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 29 | $1,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 15 | $1,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6 | $1,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 15 | $1,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7 | $1,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 13 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 54 | $1,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 15 | $1,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 11 | $1,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4 | $1,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 20 | $1,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 28 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 22 | $1,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 55 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 275 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 53 | $1,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 20 | $1,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 10 | $1,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 10 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 13 | $1,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 67 | $1,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 350 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 58 | $1,000 | thousands by filing date | principal |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 100 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 30 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 1,320 | $1,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 100 | $1,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 150 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 65 | $1,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 100 | $1,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742102 | COM CL A | 130 | $1,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 90 | $1,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 225 | $1,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MR COOPER GROUP INC | 62482R107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NIKOLA CORP | 654110105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERECOR INC | 15671L109 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-000612 | this filing | 2021-05-13 | acceptance time not in the bulk data set |