13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC
EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2021-04-19, with 321 holding rows worth $317,729,000.
- Accession
- 0001420506-21-000418
- Filer
- CIK 1143261
- Filed
- 2021-04-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 321 entries on the cover page, a total value of $317,729,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,729,000 with VALUE read as thousands by filing date, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAMESTOP CORP | 36467W109 | CL A | 473,600 | $89,899,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 774,789 | $43,683,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 123,100 | $23,367,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 35,400 | $14,030,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 52,700 | $11,431,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 395,600 | $10,531,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 40,000 | $10,116,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 3,100 | $9,592,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 43,800 | $9,500,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 950,620 | $9,097,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 31,400 | $7,941,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 189,467 | $4,392,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 38,600 | $3,366,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 36,700 | $3,200,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 109,600 | $3,184,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 137,400 | $3,015,000 | thousands by filing date | put |
| PERSPECTA INC | 715347100 | COM | 89,701 | $2,606,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 10,000 | $2,529,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 262,843 | $2,489,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 242,709 | $2,398,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 100,427 | $2,203,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V107 | CL A | 176,946 | $1,716,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 52,200 | $1,413,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 759,832 | $1,353,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 123,264 | $1,128,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 204,200 | $1,124,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 1,361,361 | $1,116,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 17,900 | $1,103,000 | thousands by filing date | put |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 401,381 | $1,056,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 45,200 | $1,048,000 | thousands by filing date | put |
| QELL ACQUISITION CORP | G7307X105 | CL A | 96,900 | $986,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 23,800 | $897,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 11,800 | $880,000 | thousands by filing date | put |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 347,141 | $798,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 76,700 | $764,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 76,700 | $764,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 70,900 | $724,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 32,100 | $704,000 | thousands by filing date | call |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 174,900 | $679,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $668,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $668,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,000 | $663,000 | thousands by filing date | call |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 369,878 | $644,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 37,500 | $632,000 | thousands by filing date | put |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 59,900 | $595,000 | thousands by filing date | call |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 114,200 | $569,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 210,835 | $552,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 32,600 | $549,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 12,700 | $547,000 | thousands by filing date | call |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 39,200 | $519,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 20,000 | $478,000 | thousands by filing date | put |
| PLURALSIGHT INC | 72941B106 | COM CL A | 21,400 | $478,000 | thousands by filing date | put |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 47,600 | $473,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 33,000 | $446,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 11,300 | $426,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 24,491 | $422,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 193,750 | $407,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 845,064 | $406,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 30,000 | $405,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 35,600 | $397,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 31,100 | $388,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 21,800 | $367,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 15,300 | $366,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 304,711 | $353,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 25,500 | $333,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 25,500 | $333,000 | thousands by filing date | put |
| PLURALSIGHT INC | 72941B106 | COM CL A | 14,200 | $317,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 30,800 | $307,000 | thousands by filing date | call |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 403,150 | $305,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742110 | *W EXP 08/29/202 | 98,867 | $298,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 22,416 | $288,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 82,800 | $286,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 3,800 | $283,000 | thousands by filing date | call |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 239,702 | $280,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 37,100 | $275,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 4,385 | $270,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 122,582 | $261,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 34,200 | $258,000 | thousands by filing date | put |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 28,327 | $255,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 20,000 | $250,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 24,700 | $247,000 | thousands by filing date | call |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 115,516 | $245,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 11,000 | $243,000 | thousands by filing date | put |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 143,390 | $241,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 23,500 | $234,000 | thousands by filing date | call |
| HIMS & HERS HEALTH INC | 433000114 | *W EXP 01/20/202 | 52,800 | $232,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 143,300 | $231,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 81,486 | $229,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,100 | $225,000 | thousands by filing date | put |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 89,885 | $225,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 351,425 | $225,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 50,800 | $220,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 22,078 | $217,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 81,308 | $208,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,000 | $204,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,000 | $204,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 55,200 | $199,000 | thousands by filing date | call |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 120,300 | $199,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 61,500 | $196,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 28,200 | $194,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7,600 | $189,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,300 | $189,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 8,500 | $188,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 24,200 | $183,000 | thousands by filing date | |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 86,221 | $174,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 2,700 | $166,000 | thousands by filing date | call |
| XENCOR INC | 98401F105 | COMMON STOCK | 3,400 | $146,000 | thousands by filing date | put |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 194,219 | $146,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 13,800 | $133,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F119 | *W EXP 09/17/202 | 85,019 | $133,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 58,747 | $129,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 13,000 | $125,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 2,600 | $122,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 35,900 | $119,000 | thousands by filing date | put |
| VELODYNE LIDAR INC | 92259F101 | COM | 10,400 | $119,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 6,000 | $118,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 11,660 | $118,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 5,000 | $116,000 | thousands by filing date | put |
| CANAAN INC | 134748102 | SPONSORED ADS | 5,500 | $114,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 4,900 | $114,000 | thousands by filing date | call |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 15,000 | $113,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K111 | *W EXP 10/08/202 | 89,727 | $113,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 3,800 | $110,000 | thousands by filing date | call |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 49,600 | $109,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 14,000 | $106,000 | thousands by filing date | put |
| FORTERRA INC | 34960W106 | COM | 4,500 | $105,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP IV | 31810N112 | *W EXP 12/31/202 | 71,990 | $104,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 2,200 | $103,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 30,700 | $102,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 10,000 | $102,000 | thousands by filing date | put |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 10,000 | $99,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 10,000 | $99,000 | thousands by filing date | put |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 9,400 | $93,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 500 | $92,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 9,100 | $91,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 9,490 | $91,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13,200 | $88,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 24,200 | $87,000 | thousands by filing date | put |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 30,000 | $87,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278118 | *W EXP 99/99/999 | 35,000 | $81,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R110 | *W EXP 12/31/202 | 30,100 | $81,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 67,500 | $76,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 25,700 | $75,000 | thousands by filing date | put |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 7,830 | $75,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885111 | COM CL A | 38,300 | $73,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 10,700 | $72,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 85,000 | $72,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A107 | *W EXP 11/30/202 | 42,500 | $71,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 7,100 | $71,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 7,100 | $71,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 85,000 | $71,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 6,900 | $69,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 9,963 | $67,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 30,000 | $65,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 6,216 | $62,000 | thousands by filing date | |
| ARCLIGHT CLEAN-A | G04561125 | EQUITY WRT | 10,774 | $62,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 800 | $60,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 30,000 | $60,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 6,000 | $60,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H118 | *W EXP 10/01/202 | 40,000 | $60,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 3,500 | $59,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP UNI | 34552y205 | COM | 6,000 | $59,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W110 | *W EXP 11/30/202 | 50,100 | $59,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 113,475 | $58,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 300 | $57,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC WT EXP 071326 | G05436111 | Stock | 40,000 | $57,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITION CORP | 242797116 | *W EXP 10/02/202 | 30,000 | $56,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775112 | *W EXP 11/28/202 | 30,000 | $55,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 4,000 | $53,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 4,000 | $53,000 | thousands by filing date | put |
| CLEANSPARK INC | 18452B209 | COM NEW | 2,200 | $52,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 5,100 | $51,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 25,000 | $49,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 83,964 | $46,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 4,327 | $45,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 4,500 | $44,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 20,000 | $44,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 4,400 | $44,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,000 | $43,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 4,300 | $43,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D116 | *W EXP 09/30/202 | 30,000 | $42,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 3,000 | $41,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 25,000 | $41,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 15,000 | $41,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 13,800 | $40,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 4,000 | $40,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 5,600 | $39,000 | thousands by filing date | put |
| IDEANOMICS INC | 45166V106 | COM | 13,200 | $39,000 | thousands by filing date | call |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 25,000 | $38,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179206 | UNIT 99/99/9999 | 3,571 | $37,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305123 | *W EXP 10/06/202 | 20,000 | $37,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 2,700 | $36,000 | thousands by filing date | call |
| ATLAS CREST INVT CORP | 049284110 | *W EXP 01/30/202 | 20,000 | $36,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185112 | *W EXP 08/11/202 | 2,500 | $35,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,000 | $34,000 | thousands by filing date | put |
| SCP & CO HEALTHCARE ACQUSTN | 784065104 | CMN | 3,495 | $34,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 35,000 | $34,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392114 | *W EXP 10/05/202 | 15,000 | $34,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 40,000 | $33,000 | thousands by filing date | |
| CLIMATE CHANGE-A | 18716C118 | EQUITY WRT | 10,000 | $33,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 4,000 | $32,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 20,000 | $32,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753111 | *W EXP 99/99/999 | 40,000 | $32,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 1,000 | $31,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V114 | *W EXP 08/31/202 | 20,000 | $31,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L116 | *W EXP 08/20/202 | 20,000 | $31,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 25,000 | $30,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,700 | $29,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 40,000 | $29,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 23,000 | $29,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 20,000 | $29,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 40,000 | $29,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q116 | *W EXP 03/24/202 | 5,000 | $28,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 70,482 | $27,000 | thousands by filing date | |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 50,000 | $27,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD- A | 88025V115 | WARRANT | 15,000 | $27,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115117 | *W EXP 07/25/202 | 45,000 | $27,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 6,500 | $26,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 200 | $25,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 400 | $25,000 | thousands by filing date | call |
| QELL ACQUISITION CORP | G7307X105 | CL A | 2,500 | $25,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 20,000 | $25,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 1,100 | $24,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 50,000 | $24,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 37,772 | $24,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 25,000 | $23,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 26,000 | $23,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 15,000 | $23,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 3,000 | $22,000 | thousands by filing date | call |
| RICE ACQUISITION CORP | 762594117 | *W EXP 10/26/202 | 15,000 | $22,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 20,000 | $21,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 30,000 | $21,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 17,000 | $21,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 900 | $20,000 | thousands by filing date | call |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 2,100 | $20,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 25,000 | $20,000 | thousands by filing date | |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 40,000 | $20,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 10,000 | $20,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 15,000 | $19,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 20,000 | $19,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 2,575 | $18,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 100 | $18,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 100 | $18,000 | thousands by filing date | put |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 20,000 | $18,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,000 | $17,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 700 | $17,000 | thousands by filing date | put |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 1,750 | $17,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 15,000 | $17,000 | thousands by filing date | |
| QELL- A SHRS | G7307X113 | EQUITY WRT | 10,000 | $17,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 4,528 | $16,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 18,000 | $16,000 | thousands by filing date | |
| BLUE WTR ACQUISITION CORP | 09607T112 | *W EXP 08/31/202 | 30,000 | $16,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 15,000 | $14,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S116 | UNIT 99/99/9999 | 1,403 | $14,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 25,600 | $13,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 10,000 | $13,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 200 | $13,000 | thousands by filing date | put |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 11,256 | $12,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 10,000 | $12,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D112 | UNIT 03/02/2026 | 1,100 | $11,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 7,348 | $11,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 40,000 | $10,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A204 | UNIT 01/12/2026 | 1,000 | $10,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 100 | $9,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,500 | $8,000 | thousands by filing date | call |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 13,500 | $7,000 | thousands by filing date | |
| AJAX I | G0190X126 | *W EXP 10/27/202 | 4,000 | $7,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y129 | *W EXP 10/09/202 | 5,000 | $7,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 700 | $7,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 173 | $6,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M101 | COM CL A | 612 | $6,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 5,500 | $6,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 600 | $6,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 10,423 | $5,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 7,500 | $5,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 508 | $5,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 5,000 | $4,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 4,000 | $4,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 7,000 | $4,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 1,400 | $4,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 7,000 | $4,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 6,000 | $4,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 7,000 | $4,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 13,800 | $4,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 3,000 | $4,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 4,500 | $3,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 5,000 | $3,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 6,000 | $3,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847115 | *W EXP 09/16/202 | 2,000 | $3,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 100 | $2,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 2,000 | $2,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 3,000 | $2,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 4,000 | $2,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 5,000 | $2,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 3,000 | $2,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 4,000 | $2,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 4,000 | $2,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W113 | W EXP 06/15/202 | 3,000 | $2,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 4,000 | $2,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 3,000 | $2,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 4,000 | $2,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 2,000 | $1,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 1,000 | $1,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 2,300 | $1,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 3,000 | $1,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 2,000 | $1,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 2,000 | $1,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 48,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AbbVie,Inc. | 00287Y109 | COM | 7,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIC INC | 62914B100 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 25,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 61,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 2,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 56,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMSOVEREIGN HLDG CORP | 205650112 | *W EXP 12/18/202 | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTS/VENTOUX CCM ACQUISITION CORP EXP12/31/2025 | 92280L127 | COM | 2,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGCAPITAL3 INC | 37519D107 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-000418 | this filing | 2021-04-19 | acceptance time not in the bulk data set |