13F-HR filed by Saltoro Capital, LP
Saltoro Capital, LP filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 112 holding rows worth $202,376,000.
- Accession
- 0001420506-21-000330
- Filer
- CIK 1552059
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 112 entries on the cover page, a total value of $202,376,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $202,376,000 with VALUE read as thousands by filing date, 13F file number 028-21009. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287955 | PUT | 300,000 | $58,818,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 653,916 | $8,612,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 19,000 | $7,104,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 100,000 | $5,850,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 200,000 | $5,204,000 | thousands by filing date | call |
| CHAMPIONX CORPORATION | 15872M104 | COM | 327,110 | $5,005,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 190,816 | $4,770,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R956 | PUT | 80,000 | $4,680,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 4,500,000 | $4,333,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,300 | $4,234,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 100,000 | $4,164,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V900 | CALL | 100,000 | $4,164,000 | thousands by filing date | call |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 3,750,000 | $3,414,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 74,250 | $3,351,000 | thousands by filing date | |
| XLF 260717P00050000 | 81369y955 | PUT | 100,000 | $2,948,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 60,000 | $2,498,000 | thousands by filing date | |
| XOP 260717C00170000 | 78468r906 | CALL | 40,000 | $2,340,000 | thousands by filing date | call |
| SUNNOVA ENERGY INTL INC. | 86745K904 | CALL | 50,000 | $2,257,000 | thousands by filing date | call |
| SUNRUN INC | 86771W905 | CALL | 30,000 | $2,081,000 | thousands by filing date | call |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 50,000 | $2,075,000 | thousands by filing date | call |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,000,000 | $2,038,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 49,500 | $1,935,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,500,000 | $1,880,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 2,000,000 | $1,848,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 1,750,000 | $1,732,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 1,500,000 | $1,699,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 37,000 | $1,535,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 35,000 | $1,407,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 19,000 | $1,342,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 1,250,000 | $1,332,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 20,000 | $1,328,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,350,000 | $1,325,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 52,500 | $1,234,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 50,000 | $1,201,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,000 | $1,193,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 45,000 | $1,171,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 1,250,000 | $1,141,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 70,000 | $1,107,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 1,000,000 | $1,089,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 100,728 | $1,070,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,750 | $1,069,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 1,000,000 | $1,047,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 28,000 | $972,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 72,000 | $950,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 12,000 | $902,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 8,000 | $834,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 14,000 | $828,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 15,000 | $824,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 16,000 | $804,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 4,000 | $757,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 90,000 | $734,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 25,000 | $727,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 150,000 | $722,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 8,000 | $702,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 54,518 | $699,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 18,000 | $676,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 701,000 | $674,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 350,000 | $672,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 54,623 | $666,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 6,000 | $653,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 750,000 | $653,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 43,763 | $651,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 10,000 | $638,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 16,000 | $615,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,250 | $605,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 4,000 | $605,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 30,000 | $602,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 700,000 | $601,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 35,000 | $587,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 361,497 | $571,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 7,000 | $532,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 4,500 | $524,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,000 | $519,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 500,000 | $501,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 10,000 | $491,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 205,000 | $490,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 35,000 | $487,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,750 | $470,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 5,000 | $468,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,000 | $466,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 4,000 | $451,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422LAA5 | NOTE 5.000% 7/1 | 250,000 | $439,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,000 | $431,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 32,900 | $424,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 45,000 | $405,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 8,000 | $401,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 6,000 | $395,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 40,000 | $395,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 13,500 | $385,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 5,000 | $371,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,600 | $371,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 94,423 | $368,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 10,000 | $357,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 8,868 | $345,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 300,000 | $309,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 16,807 | $305,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 27,000 | $292,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 4,000 | $278,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 5,000 | $269,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 15,000 | $260,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,000 | $242,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 5,000 | $231,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 15,000 | $223,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 3,750 | $200,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 750 | $150,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 193,855 | $145,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 5,000 | $142,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 4,000 | $133,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,000 | $109,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 1,000 | $29,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 400 | $21,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 131 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-000330 | this filing | 2021-02-16 | acceptance time not in the bulk data set |