13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-05, with 2,389 holding rows worth $1,044,075,000.
- Accession
- 0001420506-21-000101
- Filer
- CIK 1616654
- Filed
- 2021-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 3,227 entries on the cover page, a total value of $1,044,075,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,044,075,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 180 | $5,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 224 | $5,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 179 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 244 | $5,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 300 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 228 | $5,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 200 | $5,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 136 | $5,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 350 | $5,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 609 | $5,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 104 | $5,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 548 | $5,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 450 | $5,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 600 | $5,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 685 | $5,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 225 | $5,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 41 | $4,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 117 | $4,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 96 | $4,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 182 | $4,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 37 | $4,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 57 | $4,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 100 | $4,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 214 | $4,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 57 | $4,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 93 | $4,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 616 | $4,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 93 | $4,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 275 | $4,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 30 | $4,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 121 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 17 | $4,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 125 | $4,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 57 | $4,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 100 | $4,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 162 | $4,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 125 | $4,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 48 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 29 | $4,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,150 | $4,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 151 | $4,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 25 | $4,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 442 | $4,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 102 | $4,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 38 | $4,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 290 | $4,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 255 | $4,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 250 | $4,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 123 | $4,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 200 | $4,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 254 | $4,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 750 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 168 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 88 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 60 | $4,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 597 | $4,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 88 | $4,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100 | $4,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,100 | $4,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 120 | $4,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 58 | $4,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 700 | $4,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 342 | $4,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 356 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 410 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 500 | $4,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 1,350 | $4,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 116 | $3,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 92 | $3,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 14 | $3,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 98 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 500 | $3,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 33 | $3,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 23 | $3,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 36 | $3,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 321 | $3,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 80 | $3,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 9 | $3,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 293 | $3,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 179 | $3,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 201 | $3,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 45 | $3,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 12 | $3,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 100 | $3,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 163 | $3,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 13 | $3,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 867 | $3,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 38 | $3,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 71 | $3,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 25 | $3,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 38 | $3,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 96 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 776 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 80 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 45 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 113 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 97 | $3,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 83 | $3,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 36 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 32 | $3,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 29 | $3,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 13 | $3,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 32 | $3,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 82 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 125 | $3,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 36 | $3,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 507 | $3,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 22 | $3,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 29 | $3,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 48 | $3,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 36 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 86 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 30 | $3,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 260 | $3,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 21 | $3,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 186 | $3,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 100 | $3,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 77 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 67 | $3,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 368 | $3,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 110 | $3,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 175 | $3,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 100 | $3,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 370 | $3,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 275 | $3,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 37 | $3,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 167 | $3,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 61 | $3,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 120 | $3,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 42 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 156 | $3,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 160 | $3,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 43 | $3,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 280 | $3,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 178 | $3,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,143 | $3,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 200 | $3,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 650 | $3,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 569 | $3,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 531 | $3,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 48 | $3,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 112 | $3,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 218 | $3,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 500 | $3,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 200 | $3,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 288 | $3,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 155 | $3,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 72 | $3,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 400 | $3,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 100 | $3,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 85 | $3,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 475 | $3,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 300 | $3,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 150 | $3,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 277 | $3,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 851 | $3,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 193 | $2,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 18 | $2,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 20 | $2,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 7 | $2,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 13 | $2,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 25 | $2,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 45 | $2,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 21 | $2,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 8 | $2,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 6 | $2,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 21 | $2,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 40 | $2,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 20 | $2,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 13 | $2,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 124 | $2,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 41 | $2,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 76 | $2,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 10 | $2,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 54 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 53 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 100 | $2,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 15 | $2,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 34 | $2,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 4 | $2,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 128 | $2,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 31 | $2,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 500 | $2,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 95 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 118 | $2,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 125 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 26 | $2,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 44 | $2,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 112 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 51 | $2,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 108 | $2,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 100 | $2,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 61 | $2,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 39 | $2,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1 | $2,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 13 | $2,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 10 | $2,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 20 | $2,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 72 | $2,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 36 | $2,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 123 | $2,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 70 | $2,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 109 | $2,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 42 | $2,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 25 | $2,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 29 | $2,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 200 | $2,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 146 | $2,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 110 | $2,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 10 | $2,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 30 | $2,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 129 | $2,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 75 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 40 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 67 | $2,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 241 | $2,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 26 | $2,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 45 | $2,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 113 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 82 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 90 | $2,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 340 | $2,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 50 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 18 | $2,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 30 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 53 | $2,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 279 | $2,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 224 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 450 | $2,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 161 | $2,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 219 | $2,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 946 | $2,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 300 | $2,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 645 | $2,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 105 | $2,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 75 | $2,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 5,000 | $2,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 200 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 51 | $1,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 4 | $1,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 6 | $1,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 50 | $1,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 26 | $1,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9 | $1,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 14 | $1,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3 | $1,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 28 | $1,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 50 | $1,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 17 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 18 | $1,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 9 | $1,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 31 | $1,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 28 | $1,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 20 | $1,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 19 | $1,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 7 | $1,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 15 | $1,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 20 | $1,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 8 | $1,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3 | $1,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 100 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 80 | $1,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 200 | $1,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 20 | $1,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 28 | $1,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 9 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6 | $1,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 6 | $1,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 11 | $1,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 23 | $1,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 29 | $1,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 29 | $1,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 260 | $1,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 7 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 7 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 49 | $1,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 51 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 20 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 107 | $1,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3 | $1,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 53 | $1,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 106 | $1,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 112 | $1,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 13 | $1,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 21 | $1,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 12 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 16 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 24 | $1,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 19 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 30 | $1,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 75 | $1,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 53 | $1,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 42 | $1,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 96 | $1,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 47 | $1,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 24 | $1,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 100 | $1,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 6 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 15 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 96 | $1,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 14 | $1,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 13 | $1,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 25 | $1,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4 | $1,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 16 | $1,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 100 | $1,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 50 | $1,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 89 | $1,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 200 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 100 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 149 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 240 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 25 | $1,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 40 | $1,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 49 | $1,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 20 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 55 | $1,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 78 | $1,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 19 | $1,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 20 | $1,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 60 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 50 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 500 | $1,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 200 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 59 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 200 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENGR CORP | 704551100 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EHEALTH INC | 28238P109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPIONX CORPORATION | 15872M104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRA Group Inc | 69354N106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACCELERON PHARMA INC | 00434H108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEREIT INC | 92339V308 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEKTAR THERAPEUTICS | 640268108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-000101 | this filing | 2021-02-05 | acceptance time not in the bulk data set |