13F-HR filed by Ground Swell Capital, LLC
Ground Swell Capital, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-29, with 64 holding rows worth $26,114,000.
- Accession
- 0001420506-21-000074
- Filer
- CIK 1534450
- Filed
- 2021-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 64 entries on the cover page, a total value of $26,114,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,114,000 with VALUE read as thousands by filing date, 13F file number 028-16253. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIRTU FINL INC | 928254101 | CL A | 158,658 | $3,993,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,000 | $3,528,000 | thousands by filing date | put |
| VIATRIS INC COM | 92556V106 | Stock | 91,061 | $1,706,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,046 | $1,068,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,352 | $1,042,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 14,300 | $966,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,964 | $672,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,744 | $655,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,845 | $634,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,037 | $533,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,980 | $524,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,921 | $432,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,789 | $408,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,401 | $392,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,489 | $377,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,276 | $366,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,385 | $363,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,821 | $349,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 3,214 | $309,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,707 | $304,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,989 | $298,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,486 | $290,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,341 | $288,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,289 | $284,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 12,284 | $280,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,721 | $279,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,246 | $276,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,308 | $272,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,532 | $270,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,908 | $264,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,273 | $263,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,109 | $259,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,767 | $251,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 4,273 | $250,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 109 | $243,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 1,676 | $233,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 521 | $228,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 4,157 | $225,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,504 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,933 | $218,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 394 | $210,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 535 | $208,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 3,544 | $207,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 584 | $206,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 10,150 | $204,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,213 | $201,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 3,735 | $200,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 10,469 | $156,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 14,729 | $156,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q118 | *W EXP 10/23/202 | 14,455 | $125,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 21,292 | $93,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 10,479 | $68,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 14,285 | $37,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 10,340 | $34,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 24,071 | $30,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 12,162 | $27,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 16,180 | $26,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 34,399 | $24,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 14,366 | $22,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14,104 | $21,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,022 | $20,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 10,429 | $17,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 14,338 | $5,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 10,677 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-000074 | this filing | 2021-01-29 | acceptance time not in the bulk data set |