13F-HR filed by Key Financial Inc
Key Financial Inc filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-29, with 754 holding rows worth $134,351,000.
- Accession
- 0001420506-21-000067
- Filer
- CIK 1801720
- Filed
- 2021-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 754 entries on the cover page, a total value of $134,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $134,351,000 with VALUE read as thousands by filing date, 13F file number 028-19846. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 574 | $7,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 53 | $7,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 36 | $7,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 284 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 80 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 119 | $7,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 133 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 133 | $7,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 142 | $7,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 58 | $7,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 110 | $7,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 489 | $7,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 119 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 221 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 143 | $7,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 64 | $6,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 106 | $6,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 254 | $6,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 200 | $6,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 250 | $6,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 61 | $6,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 16 | $6,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 126 | $6,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 456 | $6,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 83 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 80 | $6,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 972 | $6,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 966 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 35 | $6,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 421 | $6,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 51 | $6,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 75 | $6,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 376 | $6,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 39 | $6,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 785 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 143 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 145 | $6,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 73 | $6,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 40 | $6,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 277 | $6,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 488 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 73 | $6,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 200 | $6,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 122 | $5,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 14 | $5,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 157 | $5,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 600 | $5,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 235 | $5,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 44 | $5,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 64 | $5,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 35 | $5,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 141 | $5,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 21 | $5,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 24 | $5,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 98 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 333 | $5,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 548 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 25 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 157 | $5,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 25 | $5,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 69 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 467 | $5,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 154 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 400 | $5,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 35 | $5,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 428 | $5,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 39 | $5,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 750 | $5,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 312 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 83 | $5,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 187 | $5,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 23 | $4,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 32 | $4,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 52 | $4,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 68 | $4,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 71 | $4,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 100 | $4,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 173 | $4,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 95 | $4,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 19 | $4,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 30 | $4,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 155 | $4,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 26 | $4,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 334 | $4,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 249 | $4,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 83 | $4,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 189 | $4,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 29 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 56 | $4,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10 | $4,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 218 | $4,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 100 | $4,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 151 | $4,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 600 | $4,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 141 | $4,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 410 | $4,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,500 | $4,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 45 | $3,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 72 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 747 | $3,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 16 | $3,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 67 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 46 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 228 | $3,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 200 | $3,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 74 | $3,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 91 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,500 | $3,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 27 | $3,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 33 | $3,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 65 | $3,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 171 | $3,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 25 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 104 | $3,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 180 | $3,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 17 | $3,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 122 | $3,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 267 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 569 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 109 | $3,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 24 | $3,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 50 | $3,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 142 | $3,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 74 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 63 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 30 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 5,000 | $3,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 19 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 24 | $2,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 25 | $2,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 53 | $2,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 25 | $2,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 62 | $2,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 34 | $2,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 100 | $2,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 28 | $2,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 20 | $2,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 51 | $2,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 180 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 53 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 28 | $2,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 600 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 78 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 59 | $2,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 75 | $2,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 31 | $2,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 123 | $2,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 56 | $2,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 100 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 101 | $2,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,000 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 108 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 41 | $2,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 48 | $2,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 1,000 | $2,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 18 | $1,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 13 | $1,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 15 | $1,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 30 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 31 | $1,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 20 | $1,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 12 | $1,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 5 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 60 | $1,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10 | $1,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 7 | $1,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 25 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5 | $1,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 5 | $1,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 7 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100 | $1,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 59 | $1,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 200 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 17 | $1,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 53 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 18 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 20 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 31 | $1,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 160 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 26 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 20 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 54 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 20 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 30 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 59 | $1,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 35 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 39 | $1,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 32 | $1,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 100 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 80 | $1,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 150 | $1,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 24 | $1,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 89 | $1,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 56 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 141 | $1,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 41 | $1,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 57 | $1,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 94 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 13 | $1,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 15 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 385 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 42 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 161 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,536 | $1,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 107 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 400 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAPPEN INC COM NEW | 52603A208 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINNEBAGO INDS INC | 974637100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | 500688106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287564 | SELECT US REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALLUS INC | 887399103 | COMMON STOCK | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRO CORP | 315405100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Frontier 100 | 464286145 | cs | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-000067 | this filing | 2021-01-29 | acceptance time not in the bulk data set |