13F-HR filed by Vanguard Personalized Indexing Management, LLC
Vanguard Personalized Indexing Management, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-19, with 148 holding rows worth $34,254,000.
- Accession
- 0001420506-21-000024
- Filer
- CIK 1767306
- Filed
- 2021-01-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 148 entries on the cover page, a total value of $34,254,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,254,000 with VALUE read as thousands by filing date, 13F file number 028-20247. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 23,045 | $4,730,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 25,466 | $2,303,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 19,266 | $2,109,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 16,181 | $1,734,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 18,474 | $1,689,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,268 | $1,487,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 22,558 | $1,051,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,755 | $962,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 14,364 | $859,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 24,359 | $776,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,141 | $765,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 25,773 | $721,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 39,737 | $700,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 29,877 | $629,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 12,356 | $560,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 17,010 | $549,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 12,690 | $505,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 33,520 | $479,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 12,192 | $447,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 96,061 | $441,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 48,409 | $438,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 85,417 | $424,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 68,876 | $392,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,313 | $375,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 190,790 | $370,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 19,204 | $320,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 12,512 | $315,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 22,455 | $312,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 114,460 | $305,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 38,915 | $275,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 25,268 | $267,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 11,996 | $260,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,404 | $244,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 22,763 | $227,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,861 | $224,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 39,810 | $220,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 35,841 | $205,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,055 | $180,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 81,088 | $178,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 34,576 | $176,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 43,883 | $171,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 14,368 | $166,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 23,737 | $166,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 87,530 | $160,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 33,643 | $150,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 42,012 | $140,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,421 | $140,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 18,269 | $139,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 27,127 | $139,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,634 | $138,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 10,758 | $135,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 14,987 | $134,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 25,343 | $134,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 13,551 | $125,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11,342 | $109,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 18,174 | $106,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 47,274 | $100,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 13,154 | $99,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,562 | $93,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 20,512 | $89,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,084 | $86,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,226 | $86,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 21,489 | $82,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,285 | $77,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 22,499 | $75,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,639 | $73,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 11,765 | $72,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 38,891 | $71,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 21,446 | $68,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 21,700 | $63,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 19,537 | $60,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 22,384 | $60,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 19,710 | $57,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 14,854 | $57,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 17,944 | $56,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 31,868 | $55,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 15,303 | $51,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 27,523 | $50,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 36,745 | $49,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 22,231 | $49,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 24,606 | $48,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,595 | $46,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,041 | $46,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 12,531 | $45,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 167,890 | $44,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 13,926 | $44,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 21,499 | $43,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 51,132 | $40,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 24,690 | $39,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,488 | $34,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 10,431 | $33,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 139,209 | $32,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AT&T Inc | 00206R102 | COM | 28,726 | $31,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 10,937 | $31,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 82,199 | $30,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 35,500 | $30,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 63,293 | $29,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 22,323 | $29,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 14,229 | $25,000 | thousands by filing date | |
| VTI | 922908769 | COM | 28,269 | $23,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 88,100 | $23,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 13,902 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 18,790 | $23,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 92,265 | $22,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 14,306 | $19,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,018 | $18,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 28,333 | $18,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 56,987 | $18,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,139 | $17,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,902 | $16,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 17,116 | $16,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 11,592 | $14,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 57,937 | $14,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 13,506 | $12,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,854 | $12,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 16,156 | $12,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 57,948 | $12,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 11,948 | $11,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 15,528 | $11,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 29,207 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 102,246 | $9,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,291 | $7,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 11,741 | $6,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 35,478 | $6,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 58,606 | $6,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 13,195 | $5,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,947 | $5,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 70,660 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 74,102 | $4,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 20,248 | $3,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,597 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 27,632 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 24,224 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 29,898 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,707 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,957 | $2,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 17,890 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Bank of America Corp | 060505104 | COM | 59,790 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 24,646 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 30,450 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 10,877 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,570 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 28,812 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 23,719 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 19,528 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 231,676 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 24,797 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 66,090 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-000024 | this filing | 2021-01-19 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-21-000026 | base | 2021-01-20 | acceptance time not in the bulk data set |