13F-HR filed by RMR Wealth Builders
RMR Wealth Builders filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 221 holding rows worth $385,187,000.
- Accession
- 0001420506-20-001258
- Filer
- CIK 1803848
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 221 entries on the cover page, a total value of $385,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $385,187,000 with VALUE read as thousands by filing date, 13F file number 028-20194. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 219,551 | $47,619,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 244,474 | $28,880,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 388,849 | $24,750,000 | thousands by filing date | |
| IJH | 464287507 | COM | 104,871 | $19,434,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 101,416 | $15,191,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 119,604 | $13,851,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 63,320 | $13,318,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 120,234 | $13,310,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,461 | $10,898,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 115,025 | $9,309,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 54,641 | $6,451,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,476 | $5,852,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 134,430 | $5,833,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 46,320 | $5,124,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 16,961 | $4,713,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 66,731 | $3,970,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 96,549 | $3,814,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 11,007 | $3,730,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 59,203 | $3,251,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 53,911 | $3,137,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 31,811 | $3,062,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,535 | $2,926,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 7,928 | $2,888,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 61,524 | $2,660,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,203 | $2,640,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,858 | $2,630,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,929 | $2,600,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 30,000 | $2,595,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,313 | $2,426,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 27,795 | $2,306,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 77,963 | $2,223,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,749 | $2,189,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,805 | $2,166,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 46,393 | $2,146,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,292 | $2,018,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 15,000 | $2,004,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 57,606 | $1,978,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 36,861 | $1,909,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,320 | $1,788,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,355 | $1,691,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,904 | $1,658,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,310 | $1,651,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 21,096 | $1,645,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 13,598 | $1,576,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 989 | $1,453,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 28,299 | $1,437,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,593 | $1,406,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 17,804 | $1,385,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,869 | $1,326,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,916 | $1,324,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 97,166 | $1,315,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 11,034 | $1,266,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,551 | $1,251,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,356 | $1,239,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 24,527 | $1,211,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,229 | $1,195,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,899 | $1,141,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 79,898 | $1,124,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 19,466 | $1,117,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,989 | $1,107,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 28,226 | $1,029,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 698 | $1,023,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,841 | $1,009,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,958 | $979,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,905 | $966,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 8,784 | $965,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,862 | $951,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 11,448 | $951,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 34,060 | $924,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,125 | $912,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 70,479 | $906,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,596 | $899,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,091 | $881,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,238 | $867,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,837 | $842,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,021 | $833,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 951 | $807,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 23,890 | $797,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 26,647 | $788,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,483 | $784,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,685 | $767,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,562 | $758,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,733 | $756,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,017 | $735,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,450 | $732,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 4,150 | $703,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,900 | $700,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,659 | $684,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,311 | $682,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 541 | $673,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,094 | $656,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 36,425 | $655,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 12,511 | $653,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,670 | $645,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $640,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 7,025 | $636,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,915 | $625,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,879 | $619,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 5,313 | $617,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,817 | $609,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 6,450 | $606,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,469 | $602,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 7,518 | $600,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 548 | $593,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,121 | $585,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 11,437 | $573,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,606 | $564,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,600 | $560,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,488 | $549,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,864 | $548,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,359 | $548,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,359 | $546,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 37,000 | $545,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,300 | $536,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,600 | $534,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,093 | $530,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,234 | $521,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,176 | $508,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 7,100 | $507,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,765 | $486,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,117 | $485,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,264 | $475,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,378 | $468,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,268 | $468,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,484 | $449,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 629 | $438,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,582 | $432,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,297 | $430,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 17,651 | $425,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,499 | $422,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,308 | $420,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,383 | $405,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,993 | $400,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,169 | $388,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,121 | $387,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 801 | $386,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 24,550 | $384,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 7,013 | $376,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,025 | $369,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,560 | $363,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,297 | $363,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,000 | $361,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,568 | $347,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,323 | $343,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,222 | $340,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,420 | $339,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,273 | $336,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 12,210 | $335,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,187 | $333,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,958 | $323,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,289 | $312,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,087 | $307,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,096 | $304,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,013 | $302,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,865 | $296,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,444 | $294,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,268 | $287,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 20,989 | $285,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,675 | $279,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,082 | $279,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,484 | $279,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,666 | $278,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,600 | $274,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,335 | $273,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 588 | $271,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,147 | $270,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,280 | $269,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,537 | $265,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,743 | $264,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 414 | $258,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,074 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,128 | $255,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,029 | $255,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 532 | $250,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 2,947 | $248,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,266 | $248,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,685 | $238,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,278 | $237,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,336 | $237,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,990 | $236,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,397 | $233,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,226 | $231,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,268 | $231,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,560 | $230,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,564 | $230,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,340 | $226,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,621 | $225,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,505 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,255 | $224,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 885 | $219,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 16,090 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,804 | $218,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,502 | $209,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,399 | $207,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 594 | $207,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,291 | $207,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,098 | $207,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,533 | $207,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,686 | $204,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 955 | $204,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,962 | $204,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,853 | $202,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,646 | $201,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 6,885 | $201,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 884 | $201,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,696 | $201,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 25,100 | $191,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,300 | $115,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 13,154 | $86,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 21,431 | $86,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 11,317 | $81,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,854 | $80,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 31,545 | $76,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,285 | $71,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 18,000 | $60,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,340 | $60,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 10,400 | $6,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,093 | $2,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 39 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 85 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VISTRA CORP | 92840M128 | COM | 241 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-20-001258 | this filing | 2020-11-13 | acceptance time not in the bulk data set |