13F-HR filed by Yakira Capital Management, Inc.
Yakira Capital Management, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 239 holding rows worth $338,234,000.
- Accession
- 0001420506-20-001187
- Filer
- CIK 1584639
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 239 entries on the cover page, a total value of $338,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $338,234,000 with VALUE read as thousands by filing date, 13F file number 028-15952. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 326,387 | $12,778,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 165,873 | $11,998,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,264,946 | $10,815,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 68,218 | $9,554,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 41,151 | $8,593,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 804,625 | $8,006,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 244,397 | $7,171,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 166,546 | $7,053,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 40,200 | $6,914,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 189,286 | $6,388,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 205,744 | $6,220,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 550,025 | $6,100,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,058,988 | $5,803,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 113,558 | $5,684,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 232,185 | $4,551,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q207 | UNIT 03/30/2027 | 442,250 | $4,462,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 390,534 | $4,339,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 423,000 | $4,188,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 411,115 | $4,177,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 400,000 | $4,096,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 402,000 | $4,000,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 395,484 | $3,955,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 124,600 | $3,805,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 41,700 | $3,546,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 351,750 | $3,525,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 27,627 | $3,309,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 318,706 | $3,305,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 325,000 | $3,213,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 290,000 | $3,147,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 59,900 | $3,144,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 243,849 | $3,109,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T206 | UNIT 08/03/2025 | 301,500 | $3,045,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 252,075 | $2,962,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 23,931 | $2,772,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 275,000 | $2,731,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 248,549 | $2,725,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 241,674 | $2,598,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 246,100 | $2,594,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 289,568 | $2,508,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 247,078 | $2,466,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 246,100 | $2,459,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 73,547 | $2,401,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 68,448 | $2,379,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 158,202 | $2,373,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 225,000 | $2,291,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP UNIT | 53804F202 | Common Stock | 214,400 | $2,262,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 40,000 | $2,219,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 221,100 | $2,193,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 201,000 | $2,102,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 187,000 | $2,098,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L200 | UNIT 04/29/2025 | 201,000 | $2,032,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 190,000 | $2,030,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 201,000 | $2,026,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B115 | UNIT 04/30/2026 | 201,000 | $2,015,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 199,953 | $2,014,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 200,000 | $1,990,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 249,963 | $1,972,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 170,074 | $1,966,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 177,600 | $1,778,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 172,333 | $1,754,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 46,826 | $1,613,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 150,000 | $1,586,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 143,010 | $1,573,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 158,993 | $1,533,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 67,500 | $1,532,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 150,000 | $1,530,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 150,750 | $1,526,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 150,750 | $1,517,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 151,000 | $1,504,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 144,000 | $1,485,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 143,000 | $1,429,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 53,132 | $1,426,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 137,200 | $1,420,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 164,110 | $1,410,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 150,311 | $1,392,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 137,164 | $1,366,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 81,301 | $1,341,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 271,200 | $1,329,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 131,000 | $1,322,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K128 | COLONNADE ACQUISITION CORP | 131,000 | $1,305,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 120,000 | $1,236,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 109,299 | $1,216,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 25,730 | $1,200,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 27,600 | $1,155,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 101,000 | $1,045,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 101,000 | $1,035,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 100,000 | $1,034,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 100,000 | $1,030,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 100,000 | $1,026,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 100,000 | $1,025,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQU INC | 456357201 | UNIT 08/31/2025 | 102,399 | $1,024,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 101,000 | $1,020,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 100,500 | $1,020,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375F207 | UNIT 99/99/9999 | 100,000 | $1,019,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 101,000 | $1,018,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 101,000 | $1,014,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 101,000 | $1,011,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 101,000 | $1,010,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 101,000 | $1,010,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 101,000 | $1,010,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 100,000 | $1,008,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 101,000 | $1,008,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 101,000 | $1,007,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 23,568 | $1,004,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,282,674 | $962,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 90,100 | $954,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 80,499 | $928,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,975 | $875,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 326,751 | $856,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 83,333 | $827,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 76,000 | $793,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 102,072 | $776,000 | thousands by filing date | |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 276,500 | $771,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 76,000 | $764,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 76,000 | $762,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 75,000 | $759,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 174,522 | $731,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 35,246 | $724,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 42,444 | $711,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 28,723 | $710,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 37,950 | $696,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 65,800 | $671,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 418,259 | $669,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 61,693 | $666,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 128,948 | $631,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 61,500 | $621,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 60,000 | $599,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 8,842 | $598,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 19,019 | $592,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 56,500 | $563,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 54,999 | $551,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 32,178 | $538,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 52,500 | $536,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 23,421 | $519,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821304 | UNIT 09/04/2025 | 50,000 | $518,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 50,000 | $517,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 51,000 | $510,000 | thousands by filing date | |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 50,000 | $508,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 50,000 | $500,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 370,710 | $486,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 32,650 | $468,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 54,334 | $459,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 240,400 | $433,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 61,680 | $419,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 60,540 | $415,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 12,845 | $402,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 12,400 | $388,000 | thousands by filing date | put |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 603,468 | $386,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 21,738 | $377,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 411,115 | $374,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 84,409 | $349,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 31,022 | $336,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 22,579 | $335,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 43,931 | $333,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 17,588 | $323,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 117,400 | $298,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073111 | *W EXP 07/01/202 | 64,598 | $291,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 24,886 | $281,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 76,822 | $274,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 42,313 | $271,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 66,934 | $268,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 423,000 | $262,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 39,214 | $254,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,700 | $248,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 100,000 | $242,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 31,060 | $240,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 21,415 | $214,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 15,000 | $213,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 99,906 | $207,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 275,000 | $206,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 25,527 | $200,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 19,011 | $195,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 387,500 | $193,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 178,185 | $187,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 16,410 | $176,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 100,500 | $174,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 64,735 | $170,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 12,250 | $168,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 17,015 | $166,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 197,742 | $161,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 112,765 | $160,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,000 | $158,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 93,100 | $146,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 76,795 | $139,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,000 | $137,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 411,115 | $136,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,148 | $135,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 270,000 | $135,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 93,800 | $127,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 33,333 | $123,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 75,000 | $123,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 80,000 | $123,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 200,000 | $120,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 225,000 | $114,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 213,333 | $111,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 42,275 | $105,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 10,000 | $105,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 19,482 | $104,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 37,200 | $104,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 162,499 | $101,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 75,000 | $101,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 341,868 | $98,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 400,000 | $92,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 50,250 | $86,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 283,201 | $83,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 30,000 | $83,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 45,530 | $81,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 400,000 | $80,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 32,420 | $73,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 30,730 | $73,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 75,000 | $72,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 22,314 | $70,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 100,000 | $68,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 68,201 | $60,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 13,200 | $58,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 50,000 | $58,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 123,539 | $56,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 14,250 | $55,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 14,438 | $49,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 41,666 | $49,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 100,900 | $47,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 42,395 | $41,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 165,000 | $41,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 17,499 | $39,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 19,302 | $39,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 29,600 | $37,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 26,522 | $32,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 10,520 | $30,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 54,804 | $30,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 109,699 | $29,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 275,000 | $25,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 62,144 | $23,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 372,000 | $21,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 82,500 | $21,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 16,666 | $16,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 50,000 | $15,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 50,000 | $13,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 14,708 | $9,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G123 | RIGHT 10/01/2020 | 17,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-20-001187 | this filing | 2020-11-12 | acceptance time not in the bulk data set |