13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-03, with 1,060 holding rows worth $2,526,727,000.
- Accession
- 0001420506-20-001125
- Filer
- CIK 1449126
- Filed
- 2020-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,060 entries on the cover page, a total value of $2,526,727,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,526,727,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 10,142 | $133,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 21,593 | $130,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 19,562 | $127,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 18,964 | $126,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,229 | $125,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 15,965 | $125,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 11,051 | $123,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 12,477 | $112,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 10,049 | $112,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 15,895 | $111,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 13,404 | $110,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,103 | $102,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 17,861 | $101,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,744 | $98,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 92,802 | $97,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 17,883 | $91,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 25,176 | $88,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 18,623 | $88,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 96,500 | $88,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 30,638 | $83,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,250 | $81,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,000 | $75,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,559 | $74,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 15,000 | $73,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 17,318 | $71,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 13,569 | $69,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,500 | $68,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 100,000 | $68,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 23,852 | $66,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 24,623 | $66,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,850 | $65,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,900 | $63,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 13,213 | $61,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,000 | $58,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 32,000 | $58,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 12,800 | $57,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,474 | $57,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22,450 | $57,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,237 | $55,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 13,407 | $49,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 48,000 | $48,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 21,973 | $47,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 40,000 | $42,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 24,743 | $37,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 13,000 | $33,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 23,200 | $28,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,300 | $27,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,232 | $26,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 25,828 | $24,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 31,550 | $21,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 13,819 | $19,000 | thousands by filing date | |
| BOQI INTL MED INC | 099501108 | COM | 10,650 | $18,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 17,405 | $14,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 16,670 | $14,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 15,000 | $14,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,264 | $13,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 20,000 | $13,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,163 | $11,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 44,000 | $5,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 20,154 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-20-001125 | this filing | 2020-11-03 | acceptance time not in the bulk data set |