13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-22, with 2,229 holding rows worth $928,901,000.
- Accession
- 0001420506-20-001083
- Filer
- CIK 1616654
- Filed
- 2020-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,923 entries on the cover page, a total value of $928,901,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $928,901,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 117 | $3,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 56 | $3,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 193 | $2,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 92 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 523 | $2,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 13 | $2,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 25 | $2,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 21 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 179 | $2,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 51 | $2,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 40 | $2,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 41 | $2,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 7 | $2,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 54 | $2,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 34 | $2,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 4 | $2,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 38 | $2,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 31 | $2,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 80 | $2,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 125 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 45 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 41 | $2,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 112 | $2,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 83 | $2,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 100 | $2,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 125 | $2,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 57 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 73 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 16 | $2,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 20 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 125 | $2,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 36 | $2,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 15 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 43 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 65 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 22 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 40 | $2,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 175 | $2,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 100 | $2,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 25 | $2,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 72 | $2,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 368 | $2,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 100 | $2,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 110 | $2,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 175 | $2,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 24 | $2,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 70 | $2,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 47 | $2,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 42 | $2,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 49 | $2,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 200 | $2,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 120 | $2,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,645 | $2,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 16 | $2,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,000 | $2,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 75 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 178 | $2,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 136 | $2,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 100 | $2,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 650 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 82 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 90 | $2,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 250 | $2,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 200 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 75 | $2,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 288 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 53 | $2,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100 | $2,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 224 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 450 | $2,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 946 | $2,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 851 | $2,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 666 | $2,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 5,000 | $2,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 1,000 | $2,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 200 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 9 | $1,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 34 | $1,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 18 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4 | $1,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 50 | $1,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 26 | $1,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9 | $1,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5 | $1,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 14 | $1,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 50 | $1,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 19 | $1,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 37 | $1,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 9 | $1,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 59 | $1,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 4 | $1,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 20 | $1,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 20 | $1,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 20 | $1,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 98 | $1,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 26 | $1,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3 | $1,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 100 | $1,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 200 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 17 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,700 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6 | $1,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 100 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 43 | $1,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 23 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 95 | $1,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 260 | $1,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 7 | $1,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 8 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 26 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 7 | $1,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 24 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 37 | $1,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 74 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 20 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 107 | $1,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3 | $1,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 92 | $1,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 13 | $1,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 12 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 40 | $1,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 154 | $1,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 11 | $1,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 19 | $1,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 23 | $1,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 183 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 30 | $1,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 84 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 16 | $1,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 25 | $1,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 47 | $1,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 400 | $1,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 3 | $1,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 123 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 15 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 84 | $1,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 60 | $1,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 25 | $1,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 14 | $1,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 152 | $1,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 25 | $1,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 110 | $1,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 6 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 30 | $1,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 100 | $1,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 26 | $1,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 200 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 13 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 418 | $1,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 100 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 240 | $1,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 50 | $1,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 40 | $1,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 49 | $1,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 30 | $1,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 20 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 55 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 378 | $1,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 40 | $1,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 161 | $1,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 19 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 72 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 300 | $1,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 50 | $1,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 20 | $1,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 60 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 39 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 50 | $1,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 200 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 59 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 200 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MIDDLEBYCORP | 596278101 | STOK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHRODINGER INC COM | 80810D103 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMF HLDG CORP COM | 47074L105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD REP INTL CORP COM | 680223104 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PEABODY ENGR CORP | 704551100 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPIONX CORPORATION | 15872M104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRA Group Inc | 69354N106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEREIT INC | 92339V100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCELERON PHARMA INC | 00434H108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Heritage Commerce Corp | 426927109 | Common Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 580 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVR Partners, LP | 126633106 | LTD | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-20-001083 | this filing | 2020-10-22 | acceptance time not in the bulk data set |