13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-27, with 2,180 holding rows worth $775,780,000.
- Accession
- 0001420506-20-000405
- Filer
- CIK 1616654
- Filed
- 2020-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 2,629 entries on the cover page, a total value of $775,780,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $775,780,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOYDGAMINGCORP | 103304101 | STOK | 3,346 | $48,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,188 | $48,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 158 | $48,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,712 | $48,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 584 | $47,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 338 | $47,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 9,661 | $47,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 4,056 | $47,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 15,760 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,735 | $47,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 794 | $46,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 556 | $46,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 5,200 | $46,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 625 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,781 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,512 | $46,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,114 | $45,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,020 | $45,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 4,487 | $45,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 817 | $45,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,274 | $45,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,050 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,475 | $45,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,320 | $44,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,096 | $44,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,000 | $44,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,000 | $44,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 8,866 | $44,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,767 | $44,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,008 | $44,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 2,914 | $44,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,281 | $43,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 426 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 231 | $43,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 2,757 | $43,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 300 | $43,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 2,300 | $43,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 12,589 | $43,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 5,993 | $43,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 519 | $42,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 493 | $42,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,989 | $42,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,622 | $42,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 4,960 | $42,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,546 | $42,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,000 | $41,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 359 | $41,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 799 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,043 | $41,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 8,293 | $41,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 3,661 | $41,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 2,254 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 1,823 | $41,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 3,748 | $41,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,328 | $40,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 767 | $40,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 5,000 | $40,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,800 | $40,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 645 | $40,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,700 | $40,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,425 | $40,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 6,000 | $40,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 1,600 | $39,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 890 | $39,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 5,080 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,181 | $39,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 11,300 | $39,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 306 | $39,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 215 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,200 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,652 | $38,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,582 | $38,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 4,574 | $38,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 169 | $38,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 4,072 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 337 | $38,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 1,823 | $38,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 883 | $37,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 636 | $37,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,000 | $37,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 587 | $37,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,406 | $37,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,075 | $37,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3,219 | $37,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,741 | $37,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,492 | $37,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 1,505 | $36,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,000 | $36,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,342 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,158 | $36,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 4,131 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 800 | $36,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 4,683 | $36,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 566 | $35,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1,500 | $35,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 626 | $35,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 950 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 1,239 | $35,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,000 | $35,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 297 | $35,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 2,499 | $35,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 2,675 | $35,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 861 | $34,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 488 | $34,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 612 | $34,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 404 | $34,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,045 | $34,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,250 | $34,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,069 | $34,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 1,143 | $33,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 548 | $33,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,329 | $33,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 546 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 956 | $33,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 767 | $33,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 3,300 | $33,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 613 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1,188 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 605 | $33,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 440 | $32,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 235 | $32,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 588 | $32,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4,942 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 2,281 | $32,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 204 | $31,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 719 | $31,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 323 | $31,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 312 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1,263 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 995 | $31,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 3,462 | $31,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,107 | $30,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 758 | $30,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 170 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,179 | $30,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 2,202 | $30,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 367 | $30,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,800 | $30,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 245 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 542 | $30,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 1,250 | $29,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 112 | $29,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,183 | $29,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,900 | $29,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 182 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 517 | $29,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,000 | $29,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,443 | $29,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 588 | $29,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 250 | $29,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 407 | $29,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 800 | $29,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 975 | $28,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 450 | $28,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 344 | $28,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 884 | $28,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 1,625 | $28,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 369 | $28,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 574 | $28,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 178 | $28,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,000 | $28,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 2,656 | $28,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 2,769 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 932 | $28,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,496 | $28,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 6,313 | $28,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,001 | $27,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 200 | $27,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 282 | $27,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,074 | $27,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 304 | $27,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 400 | $27,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 813 | $27,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1,071 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 225 | $26,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 182 | $26,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 776 | $26,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,519 | $26,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 460 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,511 | $26,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,577 | $26,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 4,179 | $26,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 329 | $26,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,811 | $26,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 572 | $26,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 5,480 | $26,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 792 | $25,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 780 | $25,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,175 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 704 | $25,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,299 | $25,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 952 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 355 | $25,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,794 | $25,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 355 | $25,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 7,896 | $25,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,132 | $25,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,151 | $25,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,192 | $25,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 900 | $24,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 243 | $24,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 522 | $24,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 427 | $24,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 174 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 181 | $24,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 918 | $24,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 825 | $24,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 185 | $24,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,742 | $24,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 373 | $24,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 1,122 | $24,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 3,000 | $24,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 2,000 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 513 | $24,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 4,724 | $24,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 399 | $23,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 730 | $23,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 782 | $23,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 177 | $23,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,500 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 257 | $23,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 5,507 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 1,025 | $23,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 670 | $23,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 1,569 | $23,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 2,900 | $23,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 630 | $22,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,414 | $22,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 433 | $22,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 341 | $22,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 852 | $22,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 292 | $22,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 202 | $22,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,534 | $22,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 444 | $22,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 1,837 | $22,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 526 | $22,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 970 | $22,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 520 | $22,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 442 | $22,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,411 | $22,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 145 | $22,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 218 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,813 | $22,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 2,053 | $22,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,900 | $22,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 769 | $21,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 360 | $21,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 515 | $21,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 169 | $21,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 290 | $21,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 344 | $21,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 377 | $21,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,196 | $21,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 652 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 259 | $21,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 500 | $21,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,500 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 460 | $21,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 3,348 | $21,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 9,200 | $21,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 241 | $21,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,960 | $21,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,105 | $21,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 2,600 | $21,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 27,978 | $20,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 285 | $20,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 196 | $20,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,100 | $20,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 553 | $20,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,166 | $20,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 544 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 870 | $20,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 109 | $20,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 256 | $20,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 726 | $20,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 171 | $20,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,265 | $20,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 124 | $20,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,072 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 174 | $20,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 617 | $19,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 400 | $19,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 399 | $19,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 339 | $19,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 486 | $19,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,098 | $19,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 164 | $19,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 253 | $19,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 350 | $19,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 530 | $19,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 468 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 764 | $19,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 299 | $19,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 237 | $19,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 1,500 | $19,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 882 | $19,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,677 | $19,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,716 | $19,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 991 | $19,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 688 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 592 | $19,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 400 | $18,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 924 | $18,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 550 | $18,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 440 | $18,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 265 | $18,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 300 | $18,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 362 | $18,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 500 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 209 | $18,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,300 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 745 | $18,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 628 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 374 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 869 | $18,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,299 | $18,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 237 | $18,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,289 | $18,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,932 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 105 | $18,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 2,969 | $18,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 130 | $18,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,732 | $18,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,100 | $18,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 2,900 | $18,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 164 | $17,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 778 | $17,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 425 | $17,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 499 | $17,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 325 | $17,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 270 | $17,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 3,998 | $17,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 596 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 451 | $17,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 5,090 | $17,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 301 | $17,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 3,476 | $17,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 260 | $17,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 200 | $17,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 1,000 | $17,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 540 | $17,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,400 | $17,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 136 | $17,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,210 | $17,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,627 | $17,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 299 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1,625 | $17,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 397 | $17,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 900 | $17,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 1,127 | $17,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,512 | $17,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 9,884 | $17,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,825 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 329 | $16,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,050 | $16,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 950 | $16,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 659 | $16,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,020 | $16,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 414 | $16,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 897 | $16,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 500 | $16,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,458 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 562 | $16,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 741 | $16,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 4,725 | $16,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,350 | $16,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 600 | $16,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 215 | $16,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,253 | $16,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 613 | $16,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 992 | $16,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 181 | $16,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 289 | $16,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 358 | $16,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 400 | $16,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 412 | $15,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 57 | $15,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 604 | $15,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,782 | $15,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 395 | $15,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,410 | $15,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,100 | $15,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 308 | $15,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 597 | $15,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,170 | $15,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 120 | $15,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 434 | $15,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 4,951 | $15,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 148 | $14,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 728 | $14,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,114 | $14,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,030 | $14,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 105 | $14,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 571 | $14,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 727 | $14,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 225 | $14,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,168 | $14,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 512 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 636 | $14,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 179 | $14,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,000 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 925 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 652 | $14,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,000 | $14,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 3,150 | $14,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 7,347 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 198 | $14,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,308 | $14,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,387 | $14,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,378 | $14,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 2,368 | $14,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,098 | $14,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 230 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 681 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 255 | $14,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 475 | $13,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 265 | $13,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 276 | $13,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 493 | $13,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 582 | $13,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 345 | $13,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 200 | $13,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 330 | $13,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 207 | $13,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 155 | $13,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 302 | $13,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 765 | $13,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 1,039 | $13,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 400 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 101 | $13,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,070 | $13,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,023 | $13,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 234 | $13,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 500 | $13,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 383 | $13,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 700 | $13,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 170 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 580 | $13,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 272 | $13,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 150 | $13,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,960 | $13,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 5,000 | $13,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 3,134 | $13,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,007 | $13,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 326 | $13,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,100 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 750 | $13,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 800 | $13,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 730 | $13,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 33,000 | $13,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 29,096 | $13,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 260 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 229 | $12,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 560 | $12,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 164 | $12,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 61 | $12,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 98 | $12,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 450 | $12,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,015 | $12,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 450 | $12,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,194 | $12,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 900 | $12,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,000 | $12,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 750 | $12,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,160 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 261 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 1,250 | $12,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 110 | $12,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 34 | $12,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 62 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 250 | $12,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 287 | $12,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 304 | $12,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 220 | $12,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,100 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 329 | $12,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 165 | $12,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 288 | $12,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 555 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 336 | $12,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,325 | $12,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 523 | $12,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 500 | $12,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 63,693 | $12,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 739 | $12,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 1,000 | $12,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 490 | $12,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 730 | $12,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 390 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 447 | $11,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 24 | $11,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 349 | $11,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 150 | $11,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 264 | $11,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,177 | $11,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 470 | $11,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 640 | $11,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,798 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-20-000405 | this filing | 2020-04-27 | acceptance time not in the bulk data set |