13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-03, with 1,051 holding rows worth $2,370,357,000.
- Accession
- 0001420506-20-000084
- Filer
- CIK 1449126
- Filed
- 2020-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,051 entries on the cover page, a total value of $2,370,357,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,370,357,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL ELEC CO | 369604103 | COM | 11,000 | $123,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,325 | $119,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 13,425 | $117,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 15,403 | $115,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 12,288 | $110,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 13,877 | $109,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 15,239 | $103,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,755 | $101,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,318 | $99,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 20,145 | $98,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 12,767 | $98,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,048 | $97,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,600 | $94,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,053 | $91,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 14,452 | $88,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 15,128 | $88,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,446 | $86,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,683 | $77,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 14,782 | $76,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 15,286 | $73,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 38,750 | $71,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 11,348 | $69,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 20,000 | $69,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 22,300 | $69,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 91,500 | $69,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,615 | $68,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 13,731 | $64,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 12,226 | $59,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 26,452 | $58,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,500 | $57,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 10,500 | $56,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,025 | $51,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 11,910 | $49,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 48,000 | $49,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 11,204 | $45,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 10,815 | $42,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 50,426 | $34,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 25,000 | $34,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 12,900 | $31,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,300 | $29,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 31,832 | $29,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 12,817 | $29,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 22,350 | $25,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 15,000 | $21,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 21,237 | $18,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 34,000 | $16,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 18,686 | $16,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 15,000 | $16,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 12,500 | $15,000 | thousands by filing date | call |
| POLYMET MINING CORP | 731916102 | COM | 54,509 | $14,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 16,260 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-20-000084 | this filing | 2020-02-03 | acceptance time not in the bulk data set |