13F-HR filed by SIGNET FINANCIAL MANAGEMENT, LLC
SIGNET FINANCIAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 246 holding rows worth $510,873,000.
- Accession
- 0001420506-19-001178
- Filer
- CIK 1600307
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 267 entries on the cover page, a total value of $510,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $510,873,000 with VALUE read as thousands by filing date, 13F file number 028-16787. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 58,038 | $15,218,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 75,781 | $13,063,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 255,270 | $13,001,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 331,126 | $11,166,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 257,593 | $10,273,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 112,124 | $10,258,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 339,963 | $10,178,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 80,965 | $9,749,000 | thousands by filing date | |
| VTI | 922908769 | COM | 47,400 | $7,435,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 237,899 | $7,325,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 155,528 | $7,178,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 130,828 | $6,982,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 205,201 | $6,809,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 58,150 | $6,762,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 50,199 | $6,661,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 111,325 | $6,496,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 116,855 | $6,421,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,872 | $6,330,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 42,661 | $6,233,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 69,488 | $6,228,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 71,836 | $6,154,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 154,993 | $5,628,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 288,324 | $5,622,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 181,797 | $5,616,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 98,087 | $5,551,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 49,269 | $5,527,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 34,499 | $5,394,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 90,422 | $5,280,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 38,773 | $5,194,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 110,716 | $5,010,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 30,810 | $4,560,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 56,368 | $4,552,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 19,008 | $4,467,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 116,384 | $4,467,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 72,087 | $4,446,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 22,913 | $4,344,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 77,566 | $4,279,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 47,856 | $3,959,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 75,006 | $3,929,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 40,178 | $3,898,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 35,557 | $3,889,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 194,285 | $3,874,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 45,875 | $3,859,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,963 | $3,837,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,225 | $3,792,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 122,204 | $3,758,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 86,973 | $3,726,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 105,283 | $3,711,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 19,530 | $3,646,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 81,016 | $3,621,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 18,219 | $3,615,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 52,648 | $3,383,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 79,093 | $3,370,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 25,529 | $3,369,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 36,900 | $3,365,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 29,225 | $3,297,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 66,127 | $3,246,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 48,075 | $3,159,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 37,938 | $3,142,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 26,622 | $3,078,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 20,361 | $3,069,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 18,738 | $3,055,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 70,335 | $3,041,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 31,986 | $3,000,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 25,830 | $2,992,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 26,631 | $2,964,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 48,627 | $2,899,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 16,040 | $2,880,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 186,524 | $2,824,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 68,802 | $2,728,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 57,046 | $2,726,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,700 | $2,683,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,216 | $2,600,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 19,178 | $2,510,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 17,321 | $2,506,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 46,969 | $2,467,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 133,415 | $2,173,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 53,552 | $2,108,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 25,840 | $2,097,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 42,389 | $2,039,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,346 | $2,028,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 10,722 | $2,027,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 18,288 | $1,972,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 44,773 | $1,926,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 31,476 | $1,903,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5,516 | $1,899,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 18,126 | $1,878,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 56,516 | $1,821,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 34,198 | $1,789,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,992 | $1,762,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,624 | $1,745,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,685 | $1,696,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 38,336 | $1,688,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 56,465 | $1,660,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 29,779 | $1,658,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,732 | $1,620,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,205 | $1,572,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 75,000 | $1,396,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 20,324 | $1,352,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 28,127 | $1,305,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 28,111 | $1,297,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,990 | $1,297,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 13,972 | $1,284,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 12,130 | $1,282,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 34,542 | $1,276,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 32,178 | $1,260,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 26,114 | $1,156,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 38,501 | $1,128,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,815 | $1,112,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 15,002 | $1,106,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 20,580 | $1,099,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 48,270 | $1,089,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 22,042 | $1,079,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 14,453 | $1,078,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 32,994 | $1,073,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 12,896 | $1,065,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 22,960 | $1,055,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 11,323 | $1,045,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,456 | $1,043,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 3,273 | $1,024,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 8,823 | $1,018,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 19,064 | $1,016,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 40,371 | $1,012,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 17,764 | $1,002,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,583 | $998,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 67,110 | $974,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 31,294 | $973,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,044 | $972,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 18,333 | $950,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 21,491 | $943,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 41,582 | $937,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 51,151 | $922,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 15,812 | $917,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 39,931 | $899,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 23,981 | $896,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,883 | $875,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 9,969 | $873,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 13,034 | $859,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 19,150 | $834,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 458 | $811,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 20,516 | $783,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,808 | $768,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 16,626 | $743,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 34,310 | $742,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 33,392 | $742,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 23,564 | $735,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 556 | $722,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,634 | $691,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,710 | $689,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 9,148 | $660,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 26,973 | $659,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 52,875 | $652,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 15,517 | $636,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 84,236 | $633,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 9,295 | $632,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 16,058 | $627,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 15,000 | $627,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 15,846 | $620,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,555 | $608,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 16,647 | $602,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,600 | $598,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,295 | $596,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,347 | $596,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,661 | $591,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 27,674 | $588,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 15,265 | $576,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,936 | $567,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 11,137 | $562,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 6,394 | $555,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,415 | $542,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 8,572 | $531,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 10,338 | $530,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 9,150 | $511,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,640 | $498,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,894 | $496,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,338 | $491,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 41,279 | $469,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 12,228 | $466,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,503 | $464,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,550 | $443,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,479 | $419,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,032 | $418,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,604 | $412,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,500 | $407,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,050 | $401,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,735 | $398,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,166 | $382,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,757 | $379,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,066 | $363,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 15,262 | $361,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 19,233 | $358,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 16,500 | $351,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,578 | $349,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,839 | $344,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,740 | $323,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,335 | $316,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,593 | $315,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,166 | $289,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 38,000 | $283,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,653 | $282,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 21,068 | $282,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 10,000 | $276,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,940 | $275,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 937 | $275,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,854 | $275,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,410 | $272,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,800 | $269,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,333 | $268,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,405 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,110 | $264,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 6,458 | $246,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 9,148 | $245,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,826 | $243,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,000 | $241,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 652 | $237,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,894 | $226,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,004 | $224,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,635 | $223,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 13,069 | $217,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 3,368 | $210,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 20,688 | $210,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 26,676 | $208,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 426 | $207,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 700 | $206,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,618 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 2,085 | $201,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 10,350 | $178,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 27,200 | $157,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 17,044 | $155,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 15,000 | $143,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 89,070 | $136,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,712 | $128,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 15,001 | $116,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,619 | $77,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,500 | $73,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 17,116 | $52,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 10,000 | $11,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,000 | $8,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 15,000 | $8,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $1,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 400 | $1,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Netflix, Inc | 64110L106 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-19-001178 | this filing | 2019-11-14 | acceptance time not in the bulk data set |