13F-HR filed by CWA Asset Management Group, LLC
CWA Asset Management Group, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 225 holding rows worth $623,417,000.
- Accession
- 0001420506-19-001156
- Filer
- CIK 1667134
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 225 entries on the cover page, a total value of $623,417,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $623,417,000 with VALUE read as thousands by filing date, 13F file number 028-17349. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,814,263 | $37,646,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 123,581 | $27,527,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 234,517 | $21,397,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 98,276 | $20,443,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10,002 | $17,357,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 145,188 | $15,379,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 101,000 | $13,065,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 78,684 | $12,681,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 204,713 | $12,647,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 128,664 | $10,898,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 87,193 | $10,752,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 112,054 | $10,743,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 493,396 | $10,475,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 60,421 | $10,397,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 165,266 | $9,974,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,129,898 | $9,942,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 281,341 | $9,188,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,391 | $9,012,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 22,674 | $8,841,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 523,936 | $8,429,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 99,062 | $8,335,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 84,731 | $7,730,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 100,038 | $7,632,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 52,068 | $7,397,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 147,483 | $7,283,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 135,304 | $7,269,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 334,048 | $7,175,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 60,404 | $7,168,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 28,925 | $6,707,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 1,964,810 | $6,612,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 137,484 | $6,385,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 134,205 | $6,218,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 48,055 | $6,205,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 37,337 | $6,104,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 71,797 | $5,941,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 19,336 | $5,738,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 39,858 | $5,702,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 113,893 | $5,679,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 39,014 | $5,421,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 108,190 | $5,228,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 144,672 | $5,200,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 1,635,212 | $5,086,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 218,478 | $5,052,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 341,902 | $5,011,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 40,657 | $4,871,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 41,629 | $4,755,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 61,620 | $4,678,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 264,151 | $4,641,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 23,161 | $4,586,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 1,032,639 | $4,555,000 | thousands by filing date | |
| VTI | 922908769 | COM | 28,891 | $4,362,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 38,310 | $4,336,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 77,441 | $4,267,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 79,453 | $4,260,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 50,049 | $4,112,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 97,415 | $3,983,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 73,131 | $3,898,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 29,745 | $3,876,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 30,802 | $3,832,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 32,022 | $3,654,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 285,907 | $3,234,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 170,388 | $3,036,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 45,634 | $2,906,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 28,444 | $2,877,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 24,139 | $2,863,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 9 | $2,806,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,244 | $2,741,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,761 | $2,524,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,402 | $2,436,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 11,684 | $2,292,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,716 | $2,222,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 29,530 | $2,176,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 24,508 | $2,130,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 52,037 | $2,091,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,124 | $2,053,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,825 | $1,744,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,127 | $1,688,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 31,572 | $1,627,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 42,880 | $1,617,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 9,552 | $1,611,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 44,326 | $1,562,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 52,025 | $1,468,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 44,728 | $1,450,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 25,923 | $1,424,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 16,595 | $1,402,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 77,558 | $1,387,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 18,245 | $1,381,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,480 | $1,294,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,431 | $1,206,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 5,436 | $1,150,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 30,027 | $1,142,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 13,054 | $1,113,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 22,894 | $1,069,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 23,554 | $965,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 33,240 | $950,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 25,598 | $910,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,270 | $892,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 16,604 | $860,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 22,769 | $855,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,045 | $831,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 26,000 | $793,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,232 | $787,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,367 | $776,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,282 | $772,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,791 | $762,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,285 | $748,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 15,820 | $733,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,382 | $732,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,723 | $729,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,391 | $729,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 24,696 | $723,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,342 | $722,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,270 | $718,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,927 | $688,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,695 | $678,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 20,967 | $660,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 62,800 | $658,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,153 | $643,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 20,018 | $636,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 32,037 | $636,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 11,394 | $617,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,214 | $601,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 6,108 | $579,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 11,052 | $571,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,092 | $569,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 27,036 | $557,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,480 | $555,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,353 | $549,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,576 | $541,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 14,050 | $539,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,182 | $532,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 11,557 | $532,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,458 | $472,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 8,747 | $467,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,409 | $466,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,025 | $464,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,000 | $446,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 18,396 | $440,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,360 | $429,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,332 | $427,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,830 | $420,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,666 | $416,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 14,730 | $408,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 20,387 | $408,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 8,341 | $407,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,912 | $398,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,023 | $382,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,953 | $374,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,168 | $373,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 15,328 | $371,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,820 | $367,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,435 | $351,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,357 | $346,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 82,466 | $346,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 34,540 | $346,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,310 | $343,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,831 | $339,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 53,804 | $324,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 18,332 | $316,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,132 | $313,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,168 | $301,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 7,920 | $300,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,288 | $298,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,435 | $297,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,597 | $295,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,000 | $294,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,625 | $292,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,065 | $289,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 22,047 | $288,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 45,794 | $286,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,679 | $285,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 16,430 | $277,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,204 | $275,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,445 | $273,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,000 | $271,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,070 | $269,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,085 | $268,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,945 | $267,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,400 | $264,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 13,434 | $263,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 10,900 | $258,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,589 | $256,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,379 | $254,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,732 | $250,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 14,850 | $248,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,424 | $241,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 8,842 | $237,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,626 | $236,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,011 | $235,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 148,785 | $232,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,905 | $222,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,076 | $221,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,837 | $217,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,667 | $215,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,031 | $214,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 14,650 | $212,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,175 | $211,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 6,000 | $211,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,423 | $206,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,270 | $206,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,691 | $205,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,141 | $205,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,796 | $202,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,088 | $202,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 15,335 | $201,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 13,569 | $185,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 12,425 | $184,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 20,000 | $178,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 14,206 | $174,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 13,800 | $166,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 11,748 | $165,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,000 | $164,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 53,171 | $161,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,925 | $151,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 49,100 | $139,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,545 | $138,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 12,910 | $119,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 20,350 | $118,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 23,000 | $98,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 20,015 | $90,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 37,453 | $75,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 16,350 | $74,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,000 | $22,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 12,302 | $16,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 12,940 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-19-001156 | this filing | 2019-11-14 | acceptance time not in the bulk data set |