13F-HR filed by ARS Investment Partners, LLC
ARS Investment Partners, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 107 holding rows worth $556,633,000.
- Accession
- 0001420506-19-001139
- Filer
- CIK 733020
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 107 entries on the cover page, a total value of $556,633,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $556,633,000 with VALUE read as thousands by filing date, 13F file number 028-00858. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 184,385 | $41,297,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 570,808 | $23,814,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 599,882 | $22,700,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 18,452 | $22,532,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 12,097 | $20,999,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 243,581 | $19,187,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 224,672 | $18,302,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 416,381 | $17,842,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 83,612 | $17,331,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 165,240 | $16,921,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 99,330 | $16,677,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 71,702 | $16,571,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 52,799 | $15,669,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 49,906 | $13,679,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 152,253 | $12,567,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 121,072 | $12,542,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 263,135 | $12,436,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 129,925 | $11,637,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 118,872 | $11,137,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 53,123 | $11,084,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 355,707 | $10,312,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 50,451 | $10,283,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 111,119 | $10,042,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 106,890 | $8,998,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 22,086 | $8,278,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 82,678 | $8,272,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 302,434 | $8,078,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 123,147 | $7,481,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,418,457 | $7,447,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 89,367 | $7,197,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 46,971 | $6,831,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 112,924 | $6,074,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 38,030 | $5,214,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 168,913 | $4,828,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 62,062 | $4,027,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 80,975 | $3,955,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 43,644 | $3,934,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,109 | $3,790,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 770,096 | $3,766,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31,112 | $3,690,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 116,668 | $3,267,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 24,844 | $2,999,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 320,201 | $2,927,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 10,596 | $2,925,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 58,776 | $2,911,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 459,541 | $2,812,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 34,324 | $2,665,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 40,023 | $2,214,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,078 | $2,210,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 31,958 | $2,148,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 28,041 | $2,061,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,771 | $2,034,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 43,127 | $1,986,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 622,542 | $1,917,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 30,740 | $1,888,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 32,647 | $1,848,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 44,484 | $1,667,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 17,447 | $1,568,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 8,619 | $1,548,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 26,007 | $1,540,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,030 | $1,532,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 28,548 | $1,448,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,285 | $1,018,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 15,631 | $1,012,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 40,895 | $983,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 9,948 | $954,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,222 | $938,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,511 | $868,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 68,118 | $815,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,575 | $789,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 6,372 | $759,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 27,232 | $754,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,963 | $736,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 14,540 | $726,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 40,682 | $691,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,856 | $687,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 15,115 | $646,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 20,165 | $637,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 82,025 | $592,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 159,683 | $505,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 7,999 | $454,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 215,718 | $431,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,044 | $374,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,405 | $316,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,829 | $315,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,300 | $315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 13,708 | $307,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,095 | $292,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,073 | $288,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,014 | $275,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 41,804 | $271,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 81,744 | $266,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 20,314 | $261,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,000 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,136 | $247,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 86,060 | $243,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,031 | $240,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 8,171 | $240,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,278 | $233,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,447 | $229,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,393 | $222,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,476 | $213,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,400 | $209,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,680 | $203,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 51,181 | $157,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 36,701 | $71,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 14,030 | $67,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-19-001139 | this filing | 2019-11-14 | acceptance time not in the bulk data set |