13F-HR filed by Yakira Capital Management, Inc.
Yakira Capital Management, Inc. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-09, with 149 holding rows worth $510,311,000.
- Accession
- 0001420506-19-000743
- Filer
- CIK 1584639
- Filed
- 2019-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 149 entries on the cover page, a total value of $510,311,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $510,311,000 with VALUE read as thousands by filing date, 13F file number 028-15952. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTABA INC | 021346101 | COM | 1,013,504 | $70,307,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 133,906 | $32,830,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 132,051 | $24,794,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 501,809 | $23,194,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 200,820 | $18,564,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 256,200 | $18,077,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 658,607 | $17,828,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,334,213 | $15,530,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 270,466 | $10,951,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 92,900 | $10,281,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 814,743 | $9,834,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 77,150 | $9,455,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 762,330 | $8,630,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 295,852 | $8,417,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 62,561 | $8,296,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 160,750 | $8,291,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 186,100 | $7,535,000 | thousands by filing date | put |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 700,000 | $7,483,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 31,850 | $6,928,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 362,415 | $6,857,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 66,300 | $6,788,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 40,150 | $6,722,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 600,000 | $6,228,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 40,900 | $5,711,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 30,200 | $5,014,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 41,900 | $4,290,000 | thousands by filing date | put |
| GIGCAPITAL INC | 37518N106 | COM | 408,750 | $4,210,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 400,000 | $4,188,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 400,000 | $4,120,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 396,000 | $4,059,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 160,833 | $4,021,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 400,000 | $4,012,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 371,868 | $3,953,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 108,597 | $3,888,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 370,693 | $3,866,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 372,000 | $3,820,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 360,000 | $3,766,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 35,900 | $3,675,000 | thousands by filing date | call |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 75,000 | $3,079,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 66,615 | $2,913,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 15,400 | $2,892,000 | thousands by filing date | call |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 60,052 | $2,870,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 83,929 | $2,812,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H204 | UNIT 04/30/2026 | 275,000 | $2,764,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 270,000 | $2,743,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 250,000 | $2,605,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 240,000 | $2,474,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 175,827 | $2,448,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 225,000 | $2,385,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 64,272 | $2,355,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 222,000 | $2,249,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 213,333 | $2,172,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 200,000 | $2,120,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 200,000 | $2,102,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 200,000 | $2,102,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 38,398 | $2,099,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 39,274 | $1,946,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 57,457 | $1,942,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 140,197 | $1,891,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 187,000 | $1,879,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 153,600 | $1,829,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 165,000 | $1,721,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 160,000 | $1,713,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 54,100 | $1,629,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 160,000 | $1,616,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 150,000 | $1,589,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 144,000 | $1,518,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 97,000 | $1,500,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 22,714 | $1,485,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 202,086 | $1,477,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 76,341 | $1,448,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 41,700 | $1,372,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 62,977 | $1,321,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 781,400 | $1,321,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 129,000 | $1,309,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 120,000 | $1,273,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 120,730 | $1,265,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 205,400 | $1,195,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 39,900 | $1,188,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 85,760 | $1,117,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 100,000 | $1,022,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 100,000 | $1,012,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y205 | UNIT 99/99/9999 | 100,500 | $1,003,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 97,480 | $977,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 100,520 | $968,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 91,060 | $932,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 127,900 | $922,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 40,000 | $890,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 35,000 | $800,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 29,200 | $788,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 75,000 | $776,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 379,600 | $767,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 53,464 | $754,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 78,573 | $732,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 30,300 | $685,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 54,334 | $628,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 23,096 | $593,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 50,000 | $518,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 50,000 | $511,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 9,469 | $491,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 25,623 | $441,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,847 | $413,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 80,246 | $411,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 66,934 | $405,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,000 | $363,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 26,487 | $344,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 555,000 | $289,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 23,170 | $278,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 13,067 | $267,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 14,002 | $194,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 35,502 | $182,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 21,901 | $175,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 129,000 | $174,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 396,000 | $166,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 396,000 | $162,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 25,119 | $133,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 35,942 | $133,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 25,758 | $129,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 416,250 | $125,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 600,000 | $108,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 14,000 | $103,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 54,804 | $100,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 50,000 | $98,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 42,500 | $94,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 324,000 | $94,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 400,000 | $88,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 270,000 | $84,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 251,200 | $83,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 155,177 | $81,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 36,412 | $66,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 111,000 | $63,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 400,000 | $60,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 270,000 | $57,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 26,522 | $50,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 18,508 | $46,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $45,000 | thousands by filing date | call |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 300,000 | $44,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 180,000 | $40,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 10,100 | $35,000 | thousands by filing date | |
| XYNOMIC PHARMACUTCLS HLDNG I | 98421X102 | COM | 10,000 | $34,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 165,000 | $31,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 36,428 | $28,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 150,000 | $27,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 82,500 | $18,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD RT | 231647124 | RIGHT 07/18/2019 | 54,264 | $11,000 | thousands by filing date | |
| XYNOMIC PHARMACUTCLS HLDNG I | 98421X110 | *W EXP 05/15/202 | 50,000 | $11,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 150,000 | $11,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 124,450 | $4,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 10,400 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-19-000743 | this filing | 2019-08-09 | acceptance time not in the bulk data set |