13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-01, with 989 holding rows worth $1,941,043,000.
- Accession
- 0001420506-19-000688
- Filer
- CIK 1449126
- Filed
- 2019-08-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 989 entries on the cover page, a total value of $1,941,043,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,941,043,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESONANT INC | 76118L102 | COM | 248,250 | $591,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 27,178 | $589,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,661 | $586,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 8,460 | $584,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 22,133 | $581,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 16,162 | $579,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 12,320 | $574,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 25,233 | $572,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 219,150 | $572,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,357 | $571,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 62,522 | $571,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 31,983 | $570,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 20,139 | $568,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 17,338 | $565,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 40,804 | $561,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 68,903 | $560,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 21,479 | $560,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,185 | $557,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 10,103 | $553,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 23,478 | $552,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 32,757 | $551,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 32,037 | $551,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 12,836 | $550,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 30,215 | $548,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,085 | $541,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 16,303 | $538,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,665 | $537,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 10,160 | $536,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,920 | $536,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 7,794 | $536,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,942 | $530,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 10,845 | $530,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,313 | $524,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,871 | $522,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 5,868 | $522,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 54,874 | $521,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 16,593 | $519,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,165 | $519,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 10,686 | $517,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 36,590 | $515,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 18,264 | $512,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 85,988 | $512,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 6,760 | $509,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 20,155 | $508,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 14,211 | $508,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 29,003 | $506,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 29,129 | $504,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,675 | $503,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 6,131 | $502,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 45,850 | $500,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 22,340 | $496,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6,675 | $495,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 13,695 | $495,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 18,410 | $491,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 8,986 | $490,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 9,659 | $489,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 16,435 | $488,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 20,206 | $487,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,712 | $481,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8,138 | $481,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 37,464 | $480,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 8,498 | $476,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 8,534 | $476,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 29,464 | $475,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 18,886 | $474,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 12,243 | $471,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 6,436 | $468,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 15,670 | $466,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 23,926 | $464,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 10,530 | $462,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 12,222 | $458,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 16,000 | $458,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,300 | $455,000 | thousands by filing date | call |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 7,055 | $455,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,617 | $455,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 13,021 | $454,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 12,923 | $452,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 13,604 | $452,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,196 | $451,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 9,683 | $451,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 8,458 | $450,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 11,760 | $450,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,310 | $448,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,862 | $444,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 28,251 | $444,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,100 | $443,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 17,943 | $442,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 7,188 | $442,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 6,541 | $440,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,797 | $439,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 11,269 | $437,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 18,272 | $437,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 15,681 | $435,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 19,384 | $433,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 15,713 | $430,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 47,805 | $430,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,704 | $429,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,114 | $429,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,613 | $428,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,630 | $428,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,123 | $427,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 7,432 | $427,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 12,984 | $426,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 15,737 | $426,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 767 | $425,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 225 | $424,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 7,962 | $419,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 20,497 | $419,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 15,917 | $418,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 17,843 | $416,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 7,407 | $416,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 13,918 | $415,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 16,076 | $415,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 16,196 | $412,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 29,875 | $409,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 16,163 | $407,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 8,623 | $407,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,448 | $406,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,162 | $406,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,416 | $405,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 6,286 | $405,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 16,020 | $404,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 14,325 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 13,159 | $403,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,347 | $403,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,651 | $399,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,491 | $398,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 41,123 | $397,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,298 | $396,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 22,901 | $394,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,930 | $392,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,384 | $390,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,430 | $387,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 4,957 | $387,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 9,831 | $386,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,488 | $386,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 24,442 | $386,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 32,571 | $385,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,141 | $384,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 9,124 | $383,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 8,950 | $383,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 71,948 | $383,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 2,622 | $382,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,300 | $381,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 200 | $379,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,377 | $377,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,872 | $376,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 18,829 | $375,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 17,880 | $374,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,610 | $371,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,251 | $369,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 7,238 | $369,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 15,178 | $369,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,227 | $366,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 38,904 | $366,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,601 | $365,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,592 | $365,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,836 | $363,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,397 | $360,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 2,404 | $358,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,425 | $357,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 20,124 | $357,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 28,184 | $357,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 11,422 | $357,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 22,407 | $356,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 19,214 | $354,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,205 | $352,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8,330 | $351,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 25,106 | $347,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 30,589 | $347,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,709 | $346,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,248 | $342,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 5,601 | $340,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,893 | $340,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 14,916 | $339,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,059 | $337,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 7,849 | $337,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,904 | $336,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 48,115 | $336,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 23,994 | $335,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 11,600 | $335,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 6,583 | $334,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,000 | $334,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 37,071 | $334,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,435 | $332,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 20,745 | $332,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,973 | $332,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,908 | $332,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 17,563 | $332,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 4,676 | $331,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,000 | $328,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,748 | $328,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 23,298 | $328,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 5,378 | $327,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 6,806 | $327,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 6,076 | $326,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 24,810 | $325,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,035 | $324,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,000 | $324,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 5,172 | $324,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 6,728 | $324,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,241 | $322,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,950 | $322,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,148 | $321,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 8,215 | $321,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 10,441 | $320,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,354 | $318,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,854 | $317,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,973 | $317,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,543 | $317,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 4,982 | $317,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 29,530 | $316,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,144 | $314,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,627 | $314,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 8,074 | $313,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 23,100 | $313,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,672 | $312,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 16,916 | $311,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 385,737 | $309,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 8,601 | $308,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,010 | $307,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,631 | $306,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,669 | $306,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,726 | $305,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 4,669 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 15,409 | $305,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,000 | $303,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 8,736 | $303,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,624 | $302,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 8,087 | $301,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,679 | $301,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 8,900 | $301,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 20,962 | $300,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,707 | $299,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 22,430 | $299,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 22,149 | $299,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 10,541 | $299,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,103 | $296,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,145 | $295,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,918 | $295,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,611 | $294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,121 | $293,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 11,400 | $292,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 794 | $291,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,174 | $291,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,211 | $289,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,234 | $287,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 8,755 | $287,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,374 | $286,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,138 | $286,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,484 | $285,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 29,292 | $285,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 17,325 | $284,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 12,841 | $284,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 49,485 | $283,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,460 | $282,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,370 | $279,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 6,000 | $279,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 5,398 | $279,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,518 | $278,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,478 | $278,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,273 | $277,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,614 | $276,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 747 | $276,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,950 | $276,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,638 | $276,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 10,296 | $276,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 7,696 | $275,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,482 | $275,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,078 | $275,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,251 | $275,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,111 | $275,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 3,960 | $275,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 13,720 | $274,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,068 | $274,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 4,548 | $274,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 5,852 | $274,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,194 | $273,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 7,246 | $273,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,000 | $272,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 3,889 | $272,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,226 | $271,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 11,300 | $271,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,787 | $270,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 30,386 | $270,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,080 | $270,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,726 | $269,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,964 | $269,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,310 | $268,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 341 | $268,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,000 | $266,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,129 | $266,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 8,014 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 8,877 | $265,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 14,510 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 9,195 | $263,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,400 | $263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,007 | $262,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 15,712 | $261,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 658 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,622 | $260,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 7,555 | $260,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,106 | $258,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,282 | $257,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 10,190 | $257,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,154 | $256,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 10,000 | $256,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 8,829 | $255,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 21,075 | $253,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 5,434 | $253,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,510 | $253,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 12,711 | $253,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,081 | $252,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,379 | $252,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,611 | $251,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 16,211 | $250,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 909 | $250,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 15,623 | $250,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,444 | $249,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 901 | $247,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,432 | $247,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,754 | $246,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 6,660 | $245,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,837 | $244,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 12,240 | $244,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,730 | $243,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,208 | $242,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 6,351 | $242,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,149 | $239,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,399 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 8,786 | $238,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,572 | $238,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,818 | $238,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 7,502 | $237,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 3,709 | $237,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,040 | $236,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 55,134 | $236,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,266 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,637 | $236,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,059 | $235,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,792 | $234,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,271 | $232,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,700 | $231,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,526 | $230,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,678 | $230,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,785 | $230,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 9,111 | $230,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 8,401 | $230,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,861 | $229,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 18,106 | $229,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,225 | $228,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,972 | $228,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,434 | $228,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 18,903 | $228,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 7,660 | $227,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 969 | $227,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,423 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,442 | $226,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 19,243 | $226,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,633 | $225,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 9,883 | $225,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,200 | $224,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,750 | $223,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,508 | $222,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,383 | $222,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 7,757 | $222,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,025 | $221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,243 | $221,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 162 | $221,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 7,723 | $220,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,646 | $219,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 20,975 | $219,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 15,418 | $219,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,811 | $218,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,515 | $218,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 37,922 | $218,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 15,300 | $218,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,022 | $217,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 9,429 | $217,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 5,276 | $216,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,671 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,658 | $216,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 12,600 | $216,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 14,432 | $216,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 8,501 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 8,466 | $215,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 5,812 | $215,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,522 | $214,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 18,395 | $214,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 9,861 | $214,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,333 | $213,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,457 | $212,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,180 | $212,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,541 | $212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 3,974 | $212,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,647 | $212,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 8,837 | $212,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,443 | $210,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 11,252 | $210,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,727 | $209,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,346 | $209,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 13,893 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,715 | $208,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,543 | $208,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 18,646 | $208,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 3,449 | $207,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,066 | $206,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 11,318 | $205,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 650 | $204,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 11,799 | $204,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,868 | $203,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 6,121 | $203,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 900 | $201,000 | thousands by filing date | call |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,488 | $201,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,950 | $201,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 8,951 | $200,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,895 | $200,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 28,059 | $200,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 26,287 | $196,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 23,688 | $192,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,974 | $192,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 27,443 | $178,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 11,485 | $173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,772 | $172,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,477 | $171,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 46,220 | $171,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,911 | $171,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 17,100 | $171,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,297 | $170,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 13,456 | $167,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,497 | $166,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,654 | $164,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 27,380 | $160,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 12,018 | $156,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 42,481 | $156,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 21,624 | $155,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,547 | $151,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 61,809 | $150,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 89,485 | $149,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 19,058 | $137,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 14,085 | $134,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,118 | $130,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 49,200 | $128,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 27,603 | $126,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,031 | $123,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 19,800 | $123,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,131 | $117,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 30,578 | $116,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 12,734 | $114,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 12,280 | $114,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,140 | $112,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,044 | $112,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 41,500 | $111,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,034 | $110,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,953 | $108,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 10,159 | $102,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 10,064 | $99,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 19,300 | $97,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,452 | $95,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,492 | $94,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 15,637 | $91,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,217 | $84,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,482 | $82,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 18,400 | $80,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,516 | $78,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 11,198 | $77,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 11,689 | $73,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,932 | $69,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 28,702 | $67,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,000 | $66,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,067 | $64,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,300 | $63,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 30,000 | $62,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,700 | $53,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 10,052 | $50,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 48,000 | $48,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,300 | $42,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 20,995 | $41,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 35,300 | $40,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 161,337 | $37,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 10,400 | $27,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 12,458 | $23,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 12,500 | $23,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 34,000 | $18,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 15,472 | $18,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 15,000 | $16,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 13,585 | $13,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 12,692 | $12,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 10,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-19-000688 | this filing | 2019-08-01 | acceptance time not in the bulk data set |