13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-07-16, with 1,723 holding rows worth $394,723,000.
- Accession
- 0001420506-19-000614
- Filer
- CIK 1616654
- Filed
- 2019-07-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 2,134 entries on the cover page, a total value of $394,723,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $394,723,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 40 | $2,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 88 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 250 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 132 | $2,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,000 | $2,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 231 | $2,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 110 | $2,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 100 | $2,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 300 | $2,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 475 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 205 | $2,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 56 | $2,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 242 | $2,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 145 | $2,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 600 | $2,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 300 | $2,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 233 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 150 | $2,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 450 | $2,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 100 | $2,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 400 | $2,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 78 | $2,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 80 | $2,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 200 | $1,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 81 | $1,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 23 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 22 | $1,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 16 | $1,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 127 | $1,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 14 | $1,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 16 | $1,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 15 | $1,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 40 | $1,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 37 | $1,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 28 | $1,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 15 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 8 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 300 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 140 | $1,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 11 | $1,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 20 | $1,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 7 | $1,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 14 | $1,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 36 | $1,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 48 | $1,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 32 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 333 | $1,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 40 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,150 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 60 | $1,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 16 | $1,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 6 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 19 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 20 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 21 | $1,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 16 | $1,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 15 | $1,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 28 | $1,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 26 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 17 | $1,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 29 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 18 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 20 | $1,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 23 | $1,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 34 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 123 | $1,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 28 | $1,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 50 | $1,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 123 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 76 | $1,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 48 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 221 | $1,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 100 | $1,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 80 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 50 | $1,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10 | $1,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 59 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 30 | $1,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 30 | $1,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 41 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 16 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 400 | $1,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 15 | $1,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 88 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 330 | $1,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 35 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 21 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 30 | $1,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 301 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 35 | $1,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 300 | $1,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 82 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 184 | $1,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 283 | $1,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 147 | $1,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 150 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 2,500 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 50 | $1,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 62 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 555 | $1,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 84 | $1,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 583 | $1,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 54 | $1,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FABRINET SHS | G3323L100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRINKER INTL INC COM | 109641100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPOK HLDGS INC COM | 84863T106 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGIODYNAMICS INC | 03475V101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1ST FINL BANCORP | 320209109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEANEERING INTL INC | 675232102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD NATL BANCORP IND | 680033107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANNER CORP | 06652V208 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISTA INC | 00737L103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEACON FINANCIAL CORP. | 084680107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HCI GROUP INC | 40416E103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOPE BANCORP INC | 43940T109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICHOR HOLDINGS | G4740B105 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| II VI INC | 902104108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE WIRE CORP | 292562105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Matrix Service Company | 576853105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOMEDICS INC | 452907108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 075896100 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEREDITH CORP | 589433101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNC HLDGS INC | 36191G107 | COM CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPERI CORP | 98421B100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVETRUS INC | 22304C100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KCAP FINANCIAL INC | 48668E101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRC ENERGY INC | 78470V108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M709 | CMN | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYNES INTL INC | 420877201 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHILL & CO INC COM | 395259104 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCWEN FINL CORP | 675746309 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLATFELTER | 377316104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPUS BK IRVINE CALIF | 684000102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 462 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTW RETAILWINDS INC | 74980D100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 542 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750201 | COM NEW | 1,010 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY RESVS INC COM | 524706108 | Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M300 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-19-000614 | this filing | 2019-07-16 | acceptance time not in the bulk data set |