13F-HR filed by Yakira Capital Management, Inc.
Yakira Capital Management, Inc. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-12, with 130 holding rows worth $296,797,000.
- Accession
- 0001420506-19-000156
- Filer
- CIK 1584639
- Filed
- 2019-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 130 entries on the cover page, a total value of $296,797,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $296,797,000 with VALUE read as thousands by filing date, 13F file number 028-15952. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTABA INC | 021346101 | COM | 379,600 | $21,994,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 421,500 | $20,283,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,622,539 | $18,140,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 411,809 | $12,120,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 80,308 | $11,463,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 952,420 | $10,581,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,160,000 | $9,485,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 184,699 | $7,756,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 700,000 | $7,280,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 796,689 | $6,867,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 223,829 | $6,388,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 148,343 | $6,328,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 600,000 | $6,078,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 104,232 | $5,893,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 555,000 | $5,866,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 107,167 | $4,863,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 66,061 | $4,841,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 26,700 | $4,690,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 400,000 | $4,080,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 400,000 | $4,072,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 176,153 | $4,066,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 400,000 | $4,040,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 21,918 | $4,012,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 396,000 | $3,976,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 371,868 | $3,841,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 372,000 | $3,753,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 360,000 | $3,672,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 186,772 | $3,616,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 19,972 | $3,476,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 292,137 | $3,447,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22,000 | $3,016,000 | thousands by filing date | put |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 270,000 | $2,772,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 250,000 | $2,533,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 251,200 | $2,530,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 53,398 | $2,431,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 240,000 | $2,402,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 57,247 | $2,370,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 73,860 | $2,258,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 222,000 | $2,180,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 213,333 | $2,125,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 16,000 | $2,111,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 200,000 | $2,076,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 200,000 | $2,064,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 200,000 | $2,043,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 52,287 | $1,756,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 140,197 | $1,717,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 165,000 | $1,683,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 80,177 | $1,608,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 160,000 | $1,600,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 150,000 | $1,545,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 150,000 | $1,532,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 52,721 | $1,509,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 144,000 | $1,490,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 150,000 | $1,485,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 84,200 | $1,356,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 288,500 | $1,267,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 120,730 | $1,241,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 120,000 | $1,214,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 28,169 | $1,208,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 143,509 | $1,161,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 23,322 | $1,140,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 65,045 | $1,048,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 100,000 | $1,040,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 100,000 | $1,001,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 100,000 | $995,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 172,800 | $987,000 | thousands by filing date | put |
| Hometown Bankshares Corp | 43787n108 | com | 80,350 | $951,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 72,000 | $917,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 91,060 | $910,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 100,520 | $907,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 127,900 | $857,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 42,878 | $855,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 15,300 | $748,000 | thousands by filing date | put |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 66,674 | $747,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 111,153 | $706,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 54,334 | $629,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 29,200 | $623,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 38,235 | $554,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 6,500 | $525,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 36,000 | $509,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 50,000 | $508,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,270 | $455,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 21,474 | $451,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 47,500 | $442,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 22,971 | $418,000 | thousands by filing date | |
| CONCRETE PUMPING HLDGS INC | 206704116 | *W EXP 08/01/202 | 426,220 | $332,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 438,046 | $310,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 18,000 | $293,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 23,400 | $290,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 11,100 | $260,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 24,572 | $260,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 66,934 | $258,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 600,000 | $174,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 35,502 | $156,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 400,000 | $156,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 25,758 | $139,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 350,000 | $133,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 14,000 | $132,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 396,000 | $127,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 35,942 | $121,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 396,000 | $119,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 54,804 | $95,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W135 | RIGHT 12/02/2019 | 251,200 | $95,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 111,000 | $88,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 36,412 | $86,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 324,000 | $81,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 155,177 | $74,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 18,508 | $71,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 251,200 | $63,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 26,522 | $61,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 300,000 | $60,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 165,000 | $59,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 15,680 | $53,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 180,000 | $48,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 175,000 | $44,000 | thousands by filing date | |
| ORGANOGENESIS HLDGS INC | 68621F110 | *W EXP 10/07/202 | 150,000 | $43,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 50,000 | $41,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 150,000 | $38,000 | thousands by filing date | |
| REEBONZ HLDG LTD | G7457R106 | ORD SHS | 18,000 | $37,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 10,100 | $36,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 400,000 | $36,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 82,500 | $32,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 36,428 | $31,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 100,000 | $28,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 150,000 | $20,000 | thousands by filing date | |
| REEBONZ HLDG LTD | G7457R114 | *W EXP 12/19/202 | 19,000 | $17,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 124,450 | $10,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 50,000 | $10,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 10,400 | $7,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 38,308 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-19-000156 | this filing | 2019-02-12 | acceptance time not in the bulk data set |