13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-31, with 851 holding rows worth $1,374,840,000.
- Accession
- 0001420506-19-000056
- Filer
- CIK 1449126
- Filed
- 2019-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 851 entries on the cover page, a total value of $1,374,840,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,374,840,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 22,893 | $411,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 14,967 | $407,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 18,156 | $407,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,551 | $404,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 14,369 | $401,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 12,678 | $401,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 27,639 | $400,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,200 | $399,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 1,394 | $399,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,404 | $396,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 19,200 | $396,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 12,642 | $393,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 13,206 | $392,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 8,751 | $392,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,230 | $392,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 14,784 | $391,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,367 | $391,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,581 | $389,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 19,427 | $389,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 64,944 | $384,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 8,114 | $384,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 11,470 | $382,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,550 | $378,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,774 | $377,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 10,570 | $374,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 14,976 | $374,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 21,910 | $373,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 7,796 | $373,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 6,227 | $373,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,332 | $372,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,742 | $371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,811 | $370,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 7,805 | $369,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 53,832 | $365,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 10,179 | $363,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,921 | $362,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 12,915 | $360,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,836 | $359,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 34,506 | $359,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 28,803 | $359,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 43,257 | $358,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 5,583 | $356,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,500 | $355,000 | thousands by filing date | call |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 13,706 | $354,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,877 | $351,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 18,545 | $351,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,069 | $350,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,207 | $350,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,293 | $345,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,219 | $345,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 9,567 | $345,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 12,441 | $345,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 19,822 | $344,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,634 | $342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,780 | $342,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,392 | $340,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 20,386 | $340,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,200 | $339,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,746 | $339,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,379 | $339,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 11,964 | $339,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 25,540 | $339,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 5,440 | $339,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,899 | $338,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 7,232 | $337,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,494 | $336,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,834 | $336,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 19,246 | $331,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 23,635 | $330,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 26,510 | $329,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,563 | $328,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,406 | $328,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,538 | $327,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,254 | $327,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,116 | $327,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,014 | $326,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,937 | $326,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 14,997 | $325,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 39,734 | $323,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 7,030 | $323,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,080 | $321,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 25,047 | $319,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 15,683 | $317,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,265 | $316,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 15,542 | $314,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,552 | $313,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,023 | $313,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,470 | $310,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 25,638 | $310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 7,518 | $310,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 29,949 | $309,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 5,727 | $309,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,505 | $309,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,157 | $308,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,730 | $308,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,465 | $307,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,909 | $307,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,754 | $307,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,265 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 11,146 | $301,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,782 | $298,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 6,765 | $298,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 52,608 | $297,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 12,806 | $297,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,844 | $297,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 5,737 | $295,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 23,231 | $295,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,910 | $294,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 7,014 | $293,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,428 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,341 | $291,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 10,782 | $291,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 900 | $290,000 | thousands by filing date | call |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 7,628 | $290,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,706 | $289,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 6,160 | $288,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,726 | $287,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 2,406 | $286,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 21,049 | $285,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 10,959 | $285,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,398 | $283,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,476 | $283,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 6,781 | $281,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,275 | $281,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 16,153 | $281,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,115 | $280,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,383 | $280,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,873 | $280,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 49,840 | $279,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,895 | $279,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,607 | $278,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 13,731 | $277,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,702 | $276,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 22,890 | $276,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 5,276 | $275,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,374 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 6,964 | $274,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,000 | $274,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,593 | $274,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,000 | $274,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 10,868 | $272,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,770 | $271,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 7,946 | $271,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,704 | $271,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,004 | $270,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,017 | $270,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 9,658 | $270,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 22,485 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,006 | $266,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,016 | $265,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 13,774 | $265,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,137 | $264,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,976 | $264,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,961 | $264,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 40,385 | $264,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 10,476 | $263,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 12,288 | $262,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,059 | $261,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,132 | $261,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 11,622 | $261,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 149 | $258,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,733 | $256,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,699 | $256,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 10,099 | $256,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,955 | $256,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,956 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,789 | $255,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,598 | $254,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 19,715 | $253,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 746 | $252,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 8,642 | $252,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 5,750 | $252,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,737 | $251,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 3,900 | $251,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,000 | $250,000 | thousands by filing date | put |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,368 | $250,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 34,987 | $250,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 3,547 | $250,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,149 | $247,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,956 | $247,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 6,168 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,568 | $246,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,804 | $246,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 4,380 | $243,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 25,325 | $243,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,076 | $241,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 6,695 | $239,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,197 | $239,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,626 | $239,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 9,051 | $239,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 9,014 | $238,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,288 | $235,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,492 | $234,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,400 | $234,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 24,495 | $233,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,441 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,839 | $233,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 175,350 | $233,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,260 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,068 | $232,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,818 | $232,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,289 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,397 | $231,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 13,769 | $231,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,211 | $230,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,787 | $230,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 25,492 | $230,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,805 | $230,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 13,460 | $230,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,272 | $228,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,821 | $227,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,503 | $227,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,000 | $226,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 29,102 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,531 | $225,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,420 | $225,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,818 | $225,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 9,433 | $224,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 10,730 | $224,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,661 | $224,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,802 | $224,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,062 | $224,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 47,817 | $223,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 7,656 | $222,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,711 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,633 | $221,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,905 | $220,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,086 | $220,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,690 | $218,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 5,100 | $218,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 20,090 | $218,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 20,472 | $217,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 12,240 | $217,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,662 | $216,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,861 | $216,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,572 | $216,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 9,787 | $215,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,323 | $213,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,822 | $212,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,717 | $212,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,705 | $210,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,540 | $210,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 610 | $210,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,700 | $210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 7,301 | $210,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,026 | $209,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,921 | $209,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,871 | $208,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 29,313 | $208,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,231 | $207,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,366 | $207,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 31,038 | $207,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,975 | $206,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 5,500 | $206,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 3,561 | $206,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 4,690 | $205,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,235 | $205,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 34,855 | $205,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,019 | $204,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,910 | $204,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,351 | $204,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 9,684 | $204,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,959 | $203,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 4,058 | $202,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 12,658 | $201,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,419 | $201,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 14,306 | $201,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 226,900 | $201,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 37,922 | $200,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 11,611 | $200,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 10,067 | $198,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,408 | $198,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 16,132 | $198,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 11,462 | $194,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,359 | $190,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 17,038 | $190,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,655 | $189,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 18,063 | $188,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 86,808 | $187,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,888 | $187,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 12,157 | $180,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 11,470 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 14,837 | $177,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12,000 | $177,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 20,490 | $176,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,099 | $173,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,185 | $173,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 36,834 | $165,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 11,064 | $163,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 23,651 | $155,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 10,127 | $155,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 84,700 | $154,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 14,392 | $153,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 22,020 | $148,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 12,669 | $148,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 28,420 | $148,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 12,161 | $143,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,242 | $141,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10,444 | $138,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 16,936 | $131,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,537 | $127,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,183 | $126,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 17,115 | $121,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,475 | $117,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,814 | $115,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,017 | $111,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,888 | $102,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 44,091 | $96,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 10,553 | $94,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 10,120 | $91,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,004 | $90,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 14,570 | $90,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 23,515 | $87,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 12,143 | $84,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 23,265 | $83,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,813 | $82,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,266 | $82,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,584 | $79,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $76,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,932 | $74,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,379 | $72,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 26,944 | $72,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 34,383 | $71,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,204 | $68,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,067 | $67,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,843 | $64,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,600 | $61,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,023 | $60,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,300 | $60,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,521 | $56,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,165 | $56,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 19,000 | $55,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,300 | $51,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 17,000 | $50,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 20,250 | $49,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,700 | $48,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 12,855 | $47,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 20,022 | $47,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 12,813 | $47,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 11,459 | $44,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,574 | $41,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 13,100 | $41,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,070 | $39,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,155 | $29,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 37,572 | $27,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,750 | $25,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 10,933 | $25,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $20,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 13,491 | $17,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 16,000 | $16,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,850 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-19-000056 | this filing | 2019-01-31 | acceptance time not in the bulk data set |