13F-HR filed by SIGNET FINANCIAL MANAGEMENT, LLC
SIGNET FINANCIAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 1,000 holding rows worth $571,902,000.
- Accession
- 0001420506-18-001004
- Filer
- CIK 1600307
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,042 entries on the cover page, a total value of $571,902,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $571,902,000 with VALUE read as thousands by filing date, 13F file number 028-16787. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Goldman Sachs Group,Inc. | 38141G104 | COM | 103 | $23,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 175 | $23,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 185 | $23,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 700 | $23,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 380 | $23,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 326 | $23,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 662 | $23,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 356 | $22,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 211 | $22,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 221 | $22,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 490 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 950 | $22,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 154 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 201 | $21,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 200 | $21,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 724 | $21,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 500 | $21,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 593 | $21,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 367 | $21,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,700 | $21,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 300 | $21,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 72 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 234 | $20,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,000 | $20,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 289 | $19,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 407 | $19,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 359 | $19,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 104 | $19,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,000 | $19,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 300 | $19,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 603 | $19,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 250 | $19,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,400 | $19,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 112 | $19,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,000 | $18,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 309 | $18,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 135 | $18,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,400 | $18,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 424 | $18,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 107 | $17,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 309 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 505 | $17,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1,520 | $17,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,500 | $17,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,153 | $17,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 423 | $17,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 60 | $16,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 120 | $16,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 200 | $16,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 243 | $16,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 576 | $16,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 235 | $16,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 828 | $16,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,000 | $16,000 | thousands by filing date | call |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 600 | $16,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 500 | $15,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 527 | $15,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 158 | $15,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 800 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 92 | $15,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 3,200 | $15,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 158 | $15,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,018 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 330 | $15,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 741 | $15,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,246 | $15,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 416 | $15,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 650 | $15,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 252 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 135 | $14,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 238 | $14,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 395 | $14,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 125 | $14,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 146 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 589 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 240 | $14,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 473 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 596 | $14,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 200 | $14,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 851 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 450 | $14,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 39 | $13,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 176 | $13,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 400 | $13,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 378 | $13,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 152 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 351 | $13,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,000 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 974 | $13,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 1,036 | $13,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 400 | $12,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 234 | $12,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 200 | $12,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 155 | $12,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 237 | $12,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 200 | $12,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 502 | $12,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 80 | $12,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 435 | $12,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 100 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 115 | $12,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 144 | $12,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 40 | $12,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 349 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 622 | $12,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,037 | $12,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 779 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 254 | $11,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 176 | $11,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 112 | $11,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 87 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 200 | $11,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 214 | $11,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 105 | $11,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 266 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 358 | $11,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 129 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 645 | $11,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 780 | $11,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 500 | $11,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 561 | $11,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 481 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 220 | $11,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 192 | $10,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 245 | $10,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 252 | $10,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 700 | $10,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 283 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 209 | $10,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 258 | $10,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 480 | $10,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 203 | $10,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 96 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 168 | $10,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 300 | $10,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 323 | $10,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 2,270 | $10,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,795 | $10,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 75 | $9,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 101 | $9,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 44 | $9,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 147 | $9,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 116 | $9,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 148 | $9,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 180 | $9,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 60 | $9,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 132 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 130 | $9,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 140 | $9,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 190 | $9,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 560 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 300 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 300 | $9,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 983 | $9,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 285 | $9,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 4,200 | $9,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 100 | $8,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 170 | $8,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 258 | $8,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 572 | $8,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 133 | $8,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 71 | $8,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 517 | $8,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 128 | $8,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 24 | $8,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,500 | $8,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 107 | $8,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 568 | $8,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 110 | $8,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 500 | $8,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 37 | $8,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 387 | $8,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,800 | $8,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 300 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 351 | $8,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 49 | $8,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 347 | $8,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 228 | $8,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 12 | $8,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 6,300 | $8,000 | thousands by filing date | call |
| CINER RES LP | 172464109 | COM UNIT LTD | 306 | $8,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 1,730 | $8,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 256 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 364 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 61 | $7,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 100 | $7,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 250 | $7,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 53 | $7,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 37 | $7,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 73 | $7,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 299 | $7,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 168 | $7,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 77 | $7,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 3,200 | $7,000 | thousands by filing date | call |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 156 | $7,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 200 | $7,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 7,500 | $7,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 280 | $7,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 265 | $7,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 146 | $7,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 179 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 70 | $7,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 83 | $7,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 40 | $7,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 125 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 50 | $7,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 406 | $7,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 232 | $7,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 201 | $7,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 533 | $7,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 423 | $7,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 172 | $7,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 294 | $7,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 259 | $7,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,002 | $7,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 94 | $7,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 8,700 | $7,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 222 | $7,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 240 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 136 | $7,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,900 | $6,000 | thousands by filing date | put |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 100 | $6,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 118 | $6,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $6,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 472 | $6,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 50 | $6,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 69 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 197 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 70 | $6,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 200 | $6,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 55 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 214 | $6,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 61 | $6,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 107 | $6,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 106 | $6,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 866 | $6,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,500 | $6,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 586 | $6,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 87 | $6,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 77 | $6,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 128 | $6,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 88 | $6,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 38 | $6,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 66 | $6,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 183 | $6,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 66 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 175 | $6,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,000 | $5,000 | thousands by filing date | put |
| Broadcom Inc. | 11135F101 | COM | 20 | $5,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 200 | $5,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 92 | $5,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 50 | $5,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,000 | $5,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 4,000 | $5,000 | thousands by filing date | call |
| RBC BEARINGS INC COM | 75524B104 | Stock | 32 | $5,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 47 | $5,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 131 | $5,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 87 | $5,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 45 | $5,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 80 | $5,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 261 | $5,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 29 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 152 | $5,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 88 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 111 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 200 | $5,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 74 | $5,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 251 | $5,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 116 | $5,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 26 | $5,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 50 | $5,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 19 | $5,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 500 | $5,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 66 | $5,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 205 | $5,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 218 | $5,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,600 | $5,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 50 | $5,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 240 | $5,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 463 | $5,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 124 | $5,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 200 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 200 | $5,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 97 | $5,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 252 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 135 | $5,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,100 | $5,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,882 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 358 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 135 | $5,000 | thousands by filing date | |
| USAA ETF TR | 90291F204 | MSCI USA SMALL | 83 | $5,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 35 | $4,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,000 | $4,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 31 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,400 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $4,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 51 | $4,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 175 | $4,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 56 | $4,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 79 | $4,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 18 | $4,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 44 | $4,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 69 | $4,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 57 | $4,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 53 | $4,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 32 | $4,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 60 | $4,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 73 | $4,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 191 | $4,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,500 | $4,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 90 | $4,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 293 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 22 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 54 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 257 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 192 | $4,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 113 | $4,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 173 | $4,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 96 | $4,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 119 | $4,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 57 | $4,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 81 | $4,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 51 | $4,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 145 | $4,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 58 | $4,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 20 | $4,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 500 | $4,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 232 | $4,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 68 | $4,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 85 | $4,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 600 | $4,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 131 | $4,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 23 | $4,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 123 | $4,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 200 | $4,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 166 | $4,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 180 | $4,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 152 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 156 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 185 | $4,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 286 | $4,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 67 | $4,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 173 | $4,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 45 | $4,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 133 | $4,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 400 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 200 | $4,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 171 | $4,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 151 | $4,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 80 | $4,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 185 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 514 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 84 | $3,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 12 | $3,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 36 | $3,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 17 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 37 | $3,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 41 | $3,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 62 | $3,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 29 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 621 | $3,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 75 | $3,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 65 | $3,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 47 | $3,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 40 | $3,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 29 | $3,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 167 | $3,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 39 | $3,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 13 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 101 | $3,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 43 | $3,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 143 | $3,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 15 | $3,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 39 | $3,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 68 | $3,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 32 | $3,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 42 | $3,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 41 | $3,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 31 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 89 | $3,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 31 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 74 | $3,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 231 | $3,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 200 | $3,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 92 | $3,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 161 | $3,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 3,500 | $3,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 74 | $3,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 25 | $3,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 187 | $3,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 27 | $3,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 94 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 100 | $3,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 300 | $3,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 118 | $3,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 7,900 | $3,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 195 | $3,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 70 | $3,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 43 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 100 | $3,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 50 | $2,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 25 | $2,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 55 | $2,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 66 | $2,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 76 | $2,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 14 | $2,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 400 | $2,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 47 | $2,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 75 | $2,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 14 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 24 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,000 | $2,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 53 | $2,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 86 | $2,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 126 | $2,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 200 | $2,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 39 | $2,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 98 | $2,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 21 | $2,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 100 | $2,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 79 | $2,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 45 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 55 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 374 | $2,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 82 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 274 | $2,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 221 | $2,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,000 | $2,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 1,900 | $2,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 800 | $1,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 100 | $1,000 | thousands by filing date | call |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 44 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 300 | $1,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 8 | $1,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 56 | $1,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,700 | $1,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 47 | $1,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 400 | $1,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 500 | $1,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 22 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 16 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 20 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 22 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 30 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 36 | $1,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 15 | $1,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 101 | $1,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 10 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 47 | $1,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 80 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 10,000 | $1,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 134 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 166 | $1,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 100 | $1,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 400 | $1,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 83 | $1,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STR CORP COM | 857477103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L BRANDS INC | 501797104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLERGAN PLC | G0177J108 | SHS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Spectra Energy Partners | 84756N109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-18-001004 | this filing | 2018-11-14 | acceptance time not in the bulk data set |