13F-HR filed by Yakira Capital Management, Inc.
Yakira Capital Management, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 139 holding rows worth $527,081,000.
- Accession
- 0001420506-18-000906
- Filer
- CIK 1584639
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 139 entries on the cover page, a total value of $527,081,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $527,081,000 with VALUE read as thousands by filing date, 13F file number 028-15952. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROCKWELL COLLINS INC | 774341101 | COM | 281,726 | $39,574,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 931,189 | $28,550,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 379,600 | $25,858,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,631,718 | $22,844,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 257,048 | $21,643,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 230,000 | $19,366,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 94,788 | $19,228,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 121,962 | $18,721,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 203,061 | $17,362,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 461,474 | $15,547,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 993,591 | $13,791,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 59,523 | $12,900,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 198,013 | $12,833,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 367,175 | $10,075,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 178,500 | $8,270,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,700,000 | $7,539,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 223,829 | $7,516,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 213,576 | $7,388,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 700,000 | $7,263,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 119,260 | $7,089,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 228,153 | $6,749,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 104,287 | $6,547,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 148,343 | $6,425,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 600,000 | $5,976,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 555,000 | $5,961,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 634,299 | $5,931,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 59,732 | $5,675,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 214,772 | $5,389,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 80,346 | $5,174,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 500,000 | $5,100,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 147,800 | $5,012,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 302,095 | $4,939,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 167,113 | $4,729,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 32,644 | $4,652,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 116,333 | $4,471,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 400,000 | $4,064,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 400,000 | $4,040,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 400,000 | $4,032,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 90,000 | $3,974,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 396,000 | $3,889,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 210,725 | $3,823,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 371,868 | $3,817,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 372,000 | $3,767,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 360,000 | $3,636,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 220,811 | $3,551,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 75,000 | $3,430,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 134,100 | $3,184,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 32,539 | $3,160,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 75,000 | $3,135,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 270,000 | $2,784,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W119 | UNIT 99/99/9999 | 251,200 | $2,625,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 57,247 | $2,577,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 250,000 | $2,538,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 206,822 | $2,273,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 43,398 | $2,180,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 222,000 | $2,151,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 200,000 | $2,105,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 50,000 | $2,065,000 | thousands by filing date | put |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 200,000 | $2,054,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 200,000 | $2,045,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 86,422 | $2,027,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 180,000 | $1,836,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 24,000 | $1,813,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 160,000 | $1,738,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 61,721 | $1,721,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 79,853 | $1,713,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 165,000 | $1,650,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 150,000 | $1,544,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 150,000 | $1,520,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 150,000 | $1,518,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 144,000 | $1,476,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 150,000 | $1,457,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 137,900 | $1,356,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 120,730 | $1,227,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 120,000 | $1,213,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 52,403 | $1,174,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 52,370 | $1,091,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 100,000 | $1,021,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 100,000 | $976,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 20,100 | $945,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 99,258 | $891,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 61,516 | $878,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 29,200 | $845,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 48,421 | $820,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 113,153 | $776,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 54,334 | $714,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 10,045 | $697,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 47,126 | $680,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 438,046 | $561,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 270,000 | $532,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 40,000 | $527,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 25,788 | $516,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 50,000 | $512,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 426,220 | $426,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 28,984 | $364,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 66,934 | $357,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 11,100 | $324,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 24,572 | $292,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 600,000 | $270,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 8,364 | $236,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 27,419 | $229,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 23,400 | $218,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 25,758 | $194,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 400,000 | $184,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 350,000 | $184,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 14,000 | $174,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 396,000 | $174,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 35,942 | $165,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 300,000 | $156,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 396,000 | $150,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 324,000 | $141,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 111,000 | $130,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 54,804 | $117,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 36,428 | $108,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 400,000 | $104,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 180,000 | $104,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 36,412 | $102,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 18,508 | $97,000 | thousands by filing date | |
| IMXIW US 19 Jan 22 C11.5 (International Money Expr | 46005L119 | W EXP 01/19/202 | 40,600 | $95,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 180,000 | $92,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 175,000 | $85,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 155,177 | $82,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 26,522 | $78,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 165,000 | $77,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 19,516 | $63,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 50,000 | $63,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 150,000 | $60,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 10,100 | $59,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 38,308 | $54,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 100,000 | $53,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 90,000 | $53,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 124,450 | $44,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,100 | $38,000 | thousands by filing date | put |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 82,500 | $34,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 150,000 | $33,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 150,000 | $30,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 50,000 | $25,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 10,400 | $10,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCM T | 353793110 | RIGHT 10/18/2018 | 25,200 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-18-000906 | this filing | 2018-11-13 | acceptance time not in the bulk data set |