13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC
EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-15, with 58 holding rows worth $224,969,000.
- Accession
- 0001420506-18-000817
- Filer
- CIK 1143261
- Filed
- 2018-10-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 58 entries on the cover page, a total value of $224,969,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $224,969,000 with VALUE read as thousands by filing date, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AETNA INC NEW | 00817Y108 | COM | 163,800 | $33,227,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 92,800 | $18,824,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 130,400 | $18,317,000 | thousands by filing date | put |
| ANDEAVOR | 03349M105 | COM | 98,000 | $15,043,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 93,000 | $13,064,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 52,500 | $10,650,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 489,100 | $10,217,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 99,300 | $9,434,000 | thousands by filing date | put |
| ANDEAVOR | 03349M105 | COM | 55,908 | $8,582,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 65,000 | $6,313,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 17,900 | $6,060,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 17,900 | $6,060,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 244,104 | $5,529,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 58,000 | $4,638,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 48,000 | $4,560,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 283,000 | $3,673,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 106,000 | $3,559,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 42,500 | $3,399,000 | thousands by filing date | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 119,600 | $2,771,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 59,400 | $2,752,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 59,000 | $2,733,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,100 | $2,531,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 24,424 | $2,372,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 101,217 | $2,114,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 14,500 | $2,037,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,969,756 | $2,029,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 59,600 | $2,001,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 25,000 | $1,968,000 | thousands by filing date | call |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 54,134 | $1,705,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 122,800 | $1,594,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 7,600 | $1,583,000 | thousands by filing date | call |
| ANDEAVOR | 03349M105 | COM | 10,000 | $1,535,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 297,247 | $1,501,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,000 | $1,398,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 12,859 | $1,222,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,000 | $1,181,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 49,100 | $1,026,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 21,200 | $886,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 20,200 | $844,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 44,300 | $763,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 17,000 | $711,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 30,000 | $628,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,000 | $625,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 2,955 | $615,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 23,800 | $439,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 21,800 | $402,000 | thousands by filing date | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 16,000 | $371,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 800 | $299,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 14,500 | $250,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 7,072 | $237,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 6,300 | $218,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 15,000 | $216,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 39,900 | $83,000 | thousands by filing date | call |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 25,300 | $82,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 20,300 | $65,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,179 | $21,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 11,885 | $12,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 187,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-18-000817 | this filing | 2018-10-15 | acceptance time not in the bulk data set |