13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-02, with 902 holding rows worth $1,493,745,000.
- Accession
- 0001420506-18-000613
- Filer
- CIK 1449126
- Filed
- 2018-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 902 entries on the cover page, a total value of $1,493,745,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,493,745,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HANESBRANDS INC | 410345102 | COM | 19,610 | $432,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 5,563 | $430,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,760 | $428,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 21,465 | $428,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 19,250 | $426,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 9,053 | $426,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,665 | $423,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 9,830 | $422,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 8,650 | $422,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,440 | $418,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,098 | $418,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,337 | $416,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,569 | $415,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 8,377 | $415,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 8,107 | $415,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,820 | $412,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,046 | $411,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 29,247 | $411,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,927 | $409,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 11,643 | $408,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 47,955 | $406,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 16,193 | $406,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,480 | $405,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 6,004 | $404,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 25,457 | $404,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 8,794 | $403,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,421 | $399,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,102 | $398,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 15,317 | $396,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 31,258 | $396,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,687 | $394,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,724 | $393,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,223 | $390,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 11,882 | $388,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 14,033 | $386,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,104 | $385,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 40,813 | $385,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,093 | $384,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 10,680 | $384,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,362 | $383,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 12,441 | $381,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 12,036 | $379,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,671 | $378,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,100 | $377,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,723 | $377,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 7,201 | $376,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,434 | $375,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 24,072 | $375,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,609 | $374,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 34,722 | $374,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 6,981 | $374,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,031 | $373,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 8,830 | $373,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,070 | $371,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,554 | $369,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 16,004 | $368,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,367 | $367,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 13,880 | $367,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 6,310 | $366,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,874 | $365,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 11,154 | $364,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,459 | $363,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 19,010 | $362,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 19,587 | $362,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 14,601 | $360,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 25,569 | $360,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,545 | $359,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,092 | $359,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,451 | $358,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,613 | $358,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 23,790 | $357,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,525 | $357,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,399 | $357,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 5,940 | $356,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 2,716 | $356,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,364 | $354,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 174 | $353,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,818 | $352,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 11,901 | $352,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,393 | $351,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,957 | $351,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 20,883 | $351,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 16,197 | $349,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 7,093 | $349,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,742 | $347,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 19,696 | $347,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,849 | $347,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 12,911 | $346,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,057 | $344,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,681 | $343,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 25,930 | $342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 6,455 | $341,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 19,707 | $340,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,265 | $339,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 10,760 | $338,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 11,825 | $337,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 30,667 | $337,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,466 | $333,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 9,269 | $331,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 8,698 | $330,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 32,329 | $329,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 9,151 | $329,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 8,522 | $328,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 7,493 | $326,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,161 | $326,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 14,454 | $326,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 18,168 | $325,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 55,315 | $325,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,214 | $324,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,945 | $323,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 6,802 | $323,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 8,763 | $323,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 5,779 | $322,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,324 | $321,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,054 | $319,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 772 | $319,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,850 | $319,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 6,479 | $317,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,124 | $317,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,695 | $316,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,790 | $316,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 190,400 | $316,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,823 | $314,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 42,260 | $314,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 9,155 | $314,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 15,978 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,783 | $313,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 10,841 | $313,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 11,780 | $313,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 14,088 | $312,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,973 | $312,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,297 | $312,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 13,444 | $312,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,385 | $311,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,873 | $310,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 21,963 | $310,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 8,648 | $309,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,370 | $309,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 11,269 | $309,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,282 | $307,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,122 | $306,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,741 | $306,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,999 | $305,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,882 | $304,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,314 | $304,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,087 | $302,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,701 | $302,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 35,117 | $301,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 11,618 | $300,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15,850 | $300,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,265 | $299,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 17,017 | $298,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 859 | $296,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 94,906 | $296,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,997 | $295,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 11,984 | $291,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 9,013 | $291,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,284 | $291,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,388 | $291,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 8,246 | $290,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,226 | $290,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,326 | $289,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,825 | $289,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 5,694 | $289,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 18,248 | $288,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 11,630 | $286,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 3,194 | $286,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 9,403 | $285,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,280 | $284,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 14,158 | $284,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,733 | $283,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 11,787 | $283,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,881 | $282,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,540 | $282,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,723 | $281,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 9,176 | $281,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 22,018 | $281,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,597 | $279,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,604 | $279,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,659 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,434 | $278,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,393 | $278,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,907 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,693 | $275,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 4,245 | $275,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 21,908 | $275,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,531 | $274,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 14,851 | $274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,225 | $274,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 4,834 | $274,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,524 | $274,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,521 | $272,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 12,458 | $271,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 5,550 | $270,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,202 | $269,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 12,768 | $269,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 35,443 | $269,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,421 | $268,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 11,555 | $268,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 5,741 | $268,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,580 | $266,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 13,652 | $265,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,896 | $265,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,428 | $264,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,100 | $264,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,538 | $263,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,253 | $262,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 12,822 | $262,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 10,240 | $262,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,500 | $261,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,785 | $260,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,863 | $259,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 7,043 | $258,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,928 | $258,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,500 | $257,000 | thousands by filing date | call |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,331 | $257,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,953 | $256,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,330 | $256,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 53,323 | $256,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,798 | $255,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 27,811 | $255,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 19,549 | $254,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,207 | $252,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,051 | $252,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,538 | $251,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,572 | $251,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 5,750 | $251,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,269 | $250,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 14,998 | $250,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,183 | $250,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,277 | $250,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,715 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,558 | $249,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 12,240 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 6,886 | $248,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,393 | $247,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,666 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,077 | $246,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,934 | $245,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 5,924 | $245,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,758 | $244,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,488 | $242,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,733 | $242,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,367 | $241,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 14,198 | $241,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,102 | $240,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,837 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,993 | $240,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 20,439 | $240,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 3,271 | $239,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,867 | $238,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,757 | $237,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,367 | $236,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 23,946 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 4,307 | $236,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 806 | $234,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 5,207 | $234,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 51,917 | $234,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 11,058 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5,410 | $234,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 9,295 | $234,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,170 | $233,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,370 | $233,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 6,507 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,251 | $233,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 14,902 | $233,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 5,739 | $232,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 9,618 | $232,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,495 | $231,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 12,669 | $231,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,974 | $230,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 80,000 | $230,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,335 | $229,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,408 | $228,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,201 | $228,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 3,180 | $228,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,086 | $227,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,499 | $226,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,950 | $225,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,243 | $223,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,382 | $222,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 12,990 | $222,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,700 | $222,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 4,491 | $221,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 317 | $221,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,954 | $220,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,488 | $220,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,482 | $220,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,939 | $220,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,538 | $220,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 12,277 | $220,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 2,632 | $220,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,827 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 8,177 | $219,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 9,719 | $218,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,846 | $217,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 23,190 | $217,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 842 | $217,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,009 | $216,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 6,900 | $216,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,398 | $215,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 5,590 | $215,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 8,794 | $214,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 23,618 | $213,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,517 | $213,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 21,825 | $213,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,394 | $212,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,280 | $211,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,711 | $211,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,966 | $210,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 9,357 | $210,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 11,548 | $209,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,725 | $209,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 5,904 | $208,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,338 | $207,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 4,323 | $207,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,956 | $206,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,011 | $205,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 5,808 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,573 | $205,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 9,437 | $205,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 162 | $204,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,243 | $203,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,921 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,816 | $202,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,040 | $201,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 7,855 | $201,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,828 | $198,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 38,354 | $197,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 16,957 | $194,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 19,629 | $193,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,323 | $191,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 18,228 | $190,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 268,617 | $181,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 27,350 | $178,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 10,433 | $178,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,509 | $176,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 31,971 | $176,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 125,600 | $176,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 13,346 | $170,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,226 | $168,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 21,806 | $166,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,570 | $164,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 11,355 | $163,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,773 | $161,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 13,551 | $156,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 27,463 | $156,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 12,229 | $154,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,672 | $153,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,151 | $153,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,292 | $148,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 20,351 | $148,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,650 | $147,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,130 | $141,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,278 | $140,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 19,250 | $139,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,872 | $134,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 17,922 | $134,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 13,100 | $132,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,008 | $131,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 11,566 | $122,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,760 | $121,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 14,104 | $119,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 11,282 | $113,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 54,490 | $113,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 19,148 | $111,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 10,700 | $110,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 16,088 | $106,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 12,213 | $106,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 37,183 | $106,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,760 | $104,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,990 | $101,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 27,497 | $95,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,169 | $94,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 52,472 | $91,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,911 | $86,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 13,655 | $86,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 17,350 | $76,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,800 | $74,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 32,125 | $71,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 10,938 | $70,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,773 | $69,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 25,000 | $69,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,300 | $66,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 19,147 | $65,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,922 | $64,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,384 | $62,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,389 | $62,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 27,500 | $62,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,023 | $59,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,599 | $58,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 16,692 | $56,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 11,804 | $51,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,526 | $46,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 18,750 | $46,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 14,331 | $44,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,065 | $43,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,300 | $40,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 11,187 | $37,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,438 | $30,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $20,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 13,011 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-18-000613 | this filing | 2018-08-02 | acceptance time not in the bulk data set |