13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC
EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-23, with 83 holding rows worth $327,486,000.
- Accession
- 0001420506-18-000512
- Filer
- CIK 1143261
- Filed
- 2018-05-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 83 entries on the cover page, a total value of $327,486,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $327,486,000 with VALUE read as thousands by filing date, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 449,400 | $52,580,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 317,700 | $37,609,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 289,626 | $33,886,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 245,400 | $29,050,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 206,600 | $24,108,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 155,700 | $14,726,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 152,000 | $14,376,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 107,200 | $14,216,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 106,466 | $14,118,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 73,900 | $9,800,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 77,150 | $9,003,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 429,661 | $8,378,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 156,116 | $7,465,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 56,200 | $6,558,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 17,900 | $4,812,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 17,900 | $4,812,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 100,600 | $4,811,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 30,700 | $3,592,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 35,430 | $3,351,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 23,500 | $3,169,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 65,500 | $3,132,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 14,500 | $2,451,000 | thousands by filing date | put |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 114,000 | $2,274,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 12,400 | $2,096,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 15,000 | $2,023,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 120,900 | $1,853,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 302,647 | $1,634,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,200 | $1,536,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,500 | $1,279,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 7,498 | $1,278,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,700 | $1,237,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 400 | $832,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 25,600 | $511,000 | thousands by filing date | call |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 150,168 | $488,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 24,200 | $483,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 109,800 | $480,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 29,800 | $457,000 | thousands by filing date | put |
| GGP INC | 36174X101 | COM | 17,200 | $352,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,400 | $246,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 47,140 | $206,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 10,000 | $205,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 9,000 | $162,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 7,900 | $148,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 8,741 | $130,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 19,200 | $127,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,000 | $118,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,500 | $108,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 25,300 | $101,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 24,100 | $94,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 6,800 | $92,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 20,342 | $80,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 38,800 | $78,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,000 | $74,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 300 | $69,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,000 | $69,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 3,500 | $66,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 22,299 | $63,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 500 | $50,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 2,400 | $49,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 24,000 | $47,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 2,000 | $37,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,000 | $37,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,700 | $36,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 500 | $35,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 200 | $34,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 9,200 | $28,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,297 | $24,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 11,885 | $13,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 300 | $13,000 | thousands by filing date | put |
| SCHULMAN (A.) INC | 808194104 | COM | 200 | $9,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $7,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,100 | $5,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,000 | $4,000 | thousands by filing date | put |
| XPRESSPA GROUP INC | 98420U109 | COM | 5,629 | $4,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 449 | $1,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 23 | $1,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 40,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 210,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LENNAR CORP CL A | 526057104 | Stock | 2,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F302 | COM SER C | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULESOFT INC | 625207105 | CL A | 39,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-18-000512 | this filing | 2018-05-23 | acceptance time not in the bulk data set |