13F-HR filed by Yakira Capital Management, Inc.
Yakira Capital Management, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 113 holding rows worth $300,654,000.
- Accession
- 0001420506-17-000784
- Filer
- CIK 1584639
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 113 entries on the cover page, a total value of $300,654,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $300,654,000 with VALUE read as thousands by filing date, 13F file number 028-15952. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTABA INC | 021346101 | COM | 618,101 | $40,943,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 306,146 | $31,365,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 68,350 | $21,906,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 992,811 | $14,704,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 798,667 | $11,684,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 89,710 | $10,145,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 156,040 | $8,315,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 152,300 | $7,289,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 464,436 | $6,200,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 600,000 | $5,805,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 557,819 | $5,578,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 686,976 | $5,393,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 500,000 | $5,055,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 192,641 | $4,858,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 174,614 | $4,706,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 130,725 | $4,608,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 185,813 | $4,599,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 110,667 | $4,522,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 444,000 | $4,484,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 150,983 | $4,160,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 32,783 | $3,928,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 400,000 | $3,888,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 74,652 | $3,703,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 360,000 | $3,519,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 285,528 | $3,412,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 82,414 | $3,383,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 113,970 | $3,173,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 274,740 | $2,844,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 39,800 | $2,755,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 22,136 | $2,603,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 108,141 | $2,538,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 226,798 | $2,531,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 229,645 | $2,354,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 249,714 | $2,341,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 234,000 | $2,276,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 135,300 | $1,996,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 187,500 | $1,905,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 179,500 | $1,903,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 180,000 | $1,840,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 33,800 | $1,813,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 53,252 | $1,763,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 71,197 | $1,692,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 40,284 | $1,643,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 33,312 | $1,625,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 150,000 | $1,540,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 45,147 | $1,531,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 150,000 | $1,500,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 85,050 | $1,463,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 28,197 | $1,438,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 17,539 | $1,354,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 10,000 | $1,307,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 72,394 | $1,197,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 40,000 | $1,158,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 537,946 | $1,054,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 61,000 | $1,033,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 48,333 | $1,029,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 100,000 | $1,027,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 43,463 | $1,002,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 85,500 | $958,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 95,919 | $945,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 5,000 | $899,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 81,200 | $853,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 20,842 | $814,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 26,721 | $737,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 20,000 | $734,000 | thousands by filing date | put |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 50,658 | $672,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 146,532 | $654,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 38,756 | $561,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 14,408 | $513,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 71,096 | $462,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 33,072 | $436,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 7,207 | $407,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 9,979 | $316,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 444,000 | $306,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 21,188 | $272,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 25,081 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,276 | $262,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 36,428 | $256,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 30,064 | $241,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 600,000 | $240,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 7,082 | $232,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 26,775 | $231,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 15,407 | $224,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 34,538 | $208,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 35,942 | $165,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 10,719 | $152,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 300,000 | $150,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 10,000 | $137,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 10,000 | $133,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 69,804 | $131,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 26,522 | $127,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 14,125 | $126,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 324,000 | $120,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 400,000 | $116,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 187,500 | $111,000 | thousands by filing date | |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 124,450 | $111,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 10,779 | $108,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 180,000 | $97,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 15,100 | $87,000 | thousands by filing date | |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 234,000 | $80,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K113 | COM | 75,000 | $70,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 400,000 | $68,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 187,500 | $68,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 131,249 | $60,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 150,000 | $60,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 38,308 | $59,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 34,483 | $58,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 155,177 | $56,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B111 | *W EXP 06/01/202 | 117,000 | $45,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 80,504 | $30,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 10,400 | $21,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 14,200 | $20,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 14,119 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-17-000784 | this filing | 2017-11-14 | acceptance time not in the bulk data set |